Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
D - EDIF IV Feeder Fund Files 3(c)(7) Notice With SEC
D - EDIF IV Feeder Fund S.C.A. SICAV-RAIF submitted a Section 3(c)(7) filing to the SEC on June 11, 2026.
Cooperatieve Gilde Healthcare Private Equity V U.A. Files 3(c)(7) Notice
Cooperatieve Gilde Healthcare Private Equity V U.A. submitted a Section 3(c)(7) exemption filing on June 11, 2026, according to SEC EDGAR.
Lyme Forest Fund VI LP Files D/A Under Section 3(c)(6)
Lyme Forest Fund VI LP submitted a D/A filing referencing Investment Company Act Section 3(c)(6) on June 11, 2026 according to SEC EDGAR.
Telemark Fund LP Files D/A With SEC on June 11 2026
Telemark Fund LP submitted a D/A filing on June 11 2026 referencing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
Krystal Lake Holdings, LLC Files SEC Document
Krystal Lake Holdings, LLC submitted a filing to SEC EDGAR on 2026-06-11 with accession number 0002134228-26-000003.
Park Square Capital Credit Investments Files D/A for Credit Partners Evergreen (B)
Park Square Capital Credit Investments SCSp, SICAV-RAIF submitted a D/A filing for Credit Partners Evergreen (B) on June 10, 2026, per SEC EDGAR.
D - PE-0525 Fund I Files 3(c)(1) Notice with SEC
D - PE-0525 Fund I, a series of MV Funds, LP filed a Section 3(c)(1) notice with the SEC on June 10, 2026.
D - PE-0525 Fund I Files 3(c)(1) Notice
D - PE-0525 Fund I, a series of MV Funds, LP filed a Section 3(c)(1) notice with the SEC on June 10, 2026.
Ares Pathfinder Fund III (Offshore) LP Files D/A with SEC
Ares Pathfinder Fund III (Offshore) LP submitted a D/A filing to the SEC on June 10, 2026, referencing Section 3(c)(7) of the Investment Company Act.
D - CH-0519 Fund III Files SEC Notice Under 3(c)(1)
D - CH-0519 Fund III, a series of Roll Up Vehicles, LP submitted a Form D filing on June 10, 2026 claiming exemption under Section 3(c)(1).
Lord Abbett Private Credit Fund Submits D/A Filing
Lord Abbett Private Credit Fund filed a D/A notice with the SEC on 2026-06-10 under Section 3(c)(7) of the Investment Company Act.
D - CH-0519 Fund III Files SEC Notice for 3(c)(1) Exemption
D - CH-0519 Fund III, a series of Roll Up Vehicles, LP filed a notice claiming exemption under Section 3(c)(1) of the Investment Company Act.
Ares Pathfinder Fund III LP Files D/A on SEC EDGAR
Ares Pathfinder Fund III LP submitted a D/A filing to the SEC on June 10, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Colt Capital Investments Files 3(c)(1) Exemption
Colt Capital Investments, LLC submitted a D/A filing claiming exemption under Investment Company Act Section 3(c)(1) on June 10, 2026.
PharmStars Ventures Fund 1 LP Files D/A on SEC EDGAR
PharmStars Ventures Fund 1 LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act on June 10, 2026.
Ares Pathfinder Fund III LP Files SEC Notice
Ares Pathfinder Fund III LP submitted a Form D/A filing with the SEC on June 10, 2026 under Section 3(c)(7).
Ares Pathfinder Fund III (Offshore) LP Files D/A on 2026-06-10
Ares Pathfinder Fund III (Offshore) LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
Ascent Crossover Opportunity Fund III Files SEC Notice
D - Ascent Crossover Opportunity Fund III, L.P. submitted a regulatory filing under Section 3(c)(7) on June 10, 2026.
Park Square Capital Files Form D for Credit Partners Evergreen (B)
Park Square Capital Credit Investments SCSp, SICAV-RAIF filed a Form D notice for Credit Partners Evergreen (B) under Rule 504(b)(1) and Investment Company Act exemptions 3(c)(1) and 3(c)(7).
Cross River Partners LP Files D/A Claiming 3(c)(1) Exemption
Cross River Partners LP submitted a D/A filing on June 10, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Aryming Capital LP Submits D/A Filing on June 10 2026
Aryming Capital LP filed a D/A amendment with the SEC under accession number 0001814624-26-000001.
Franklin Park Private Debt Co-Investment Fund III Files D/A
Franklin Park Private Debt Co-Investment Fund III, L.P. submitted a D/A filing claiming Investment Company Act exemptions 3(c)(1) and 3(c)(7).
Acadian U.S. Equity Extension Tax-Aware Fund Files Under 3(c)(7)
Acadian U.S. Equity Extension Tax-Aware Fund, LP submitted a filing on 2026-06-10 citing Investment Company Act Section 3(c)(7).
Verdus Partners, LP Files D/A Amendment with SEC
Verdus Partners, LP submitted a D/A filing on June 10, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Boardman Bay Ventures LP Series N Files D/A on June 9 2026
Boardman Bay Ventures, LP - Series N submitted a D/A filing under Section 3(c)(1) of the Investment Company Act on June 9 2026.
Star51 Capital Fund I LP Files 3(c)(1) Notice on SEC EDGAR
Star51 Capital Fund I LP submitted a Section 3(c)(1) notice filing to the SEC on June 9, 2026.
Stonelake VIII Access Fund Files SEC Notice Under Section 3(c)(7)
Stonelake VIII Access Fund, L.P. submitted a Form D exemption filing to the SEC on June 9, 2026, referencing Investment Company Act Section 3(c)(7).
D-Star51 Capital Fund I LP Files SEC Notice June 2026
D-Star51 Capital Fund I LP submitted an SEC filing on June 9 2026 claiming Section 3(c)(1) exemption.
Boardman Bay Ventures LP Series N Files D/A With SEC
Boardman Bay Ventures, LP - Series N filed a D/A notice with the SEC claiming Section 3(c)(1) exemption under the Investment Company Act.
Boardman Bay Ventures Files D/A for Series N
Boardman Bay Ventures, LP filed a D/A for Series N on June 9, 2026 under Investment Company Act Section 3(c)(1).
Apollo Overseas Partners XI Files SEC Exemption Notice
Apollo Overseas Partners XI, L.P. submitted a Section 3(c)(7) filing with the SEC on June 9, 2026.
TRCM Credit Fund SP Class S-2 Files 3(c)(1) Notice
D - TRCM Master Life Fund SPC - TRCM Credit Fund SP Class S-2 submitted a Section 3(c)(1) filing to the SEC on June 9, 2026.
801 West Capital (Cayman) Fund Files D/A Amendment
801 West Capital (Cayman) Fund, Ltd. submitted a Form D amendment referencing Section 3(c)(7) on June 9, 2026.
Keystone Opportunity Fund 1 LLC Files SEC Document June 2026
Keystone Opportunity Fund 1 LLC submitted a filing to the SEC on June 9 2026 under CIK 0002139675.
801 West Capital Fund Files D/A Amendment Under Section 3(c)(7)
801 West Capital Fund, L.P. submitted a D/A filing on June 9, 2026, referencing Section 3(c)(7) of the Investment Company Act.
D - Star51 Capital Fund I LP Files 3(c)(1) Notice
D - Star51 Capital Fund I LP submitted an SEC filing on 2026-06-09 claiming exemption under Section 3(c)(1) of the Investment Company Act.
D - TRCM Credit Fund, LP Files 3(c)(1) Notice With SEC
D - TRCM Credit Fund, LP submitted a Section 3(c)(1) filing to the SEC on June 9, 2026, under Investment Company Act exemption rules.
Apollo Overseas Partners XI Files SEC Notice Under Section 3(c)(7)
Apollo Overseas Partners XI, L.P. submitted a 27 KB filing to the SEC on June 9, 2026 claiming exemption under Investment Company Act Section 3(c)(7).
MGX Fund I LP Files Section 3(c)(7) Exemption Notice
D - MGX Fund I LP submitted a Form 3C filing claiming exemption under Section 3(c)(7) of the Investment Company Act on June 9, 2026.
Global Alpha Opportunities Fund LLC Files D/A on 2026-06-09
Global Alpha Opportunities Fund LLC submitted a D/A filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.
Phoenix Equity Partners Insight III L.P. Files SEC Notice Under 3(c)(1) and 3(c)(7)
Phoenix Equity Partners Insight III L.P. submitted an SEC filing on 2026-06-09 referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
Square Nine Specialty Credit Fund I-L LP Files SEC Notice
Square Nine Specialty Credit Fund I-L LP submitted a Section 3(c)(7) exemption filing to the SEC on June 9, 2026.
TRCM Credit Fund SP Class S-1 Files 3(c)(1) Notice
TRCM Master Life Fund SPC filed a Section 3(c)(1) notice for TRCM Credit Fund SP Class S-1 on June 9 2026 via SEC EDGAR.
Stonelake VIII Access Fund Files SEC Notice for 3(c)(7) Exemption
D - Stonelake VIII Access Fund, L.P. submitted a Form D notice to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
Apollo Overseas Partners XI Files SEC Notice
Apollo Overseas Partners XI, L.P. submits Investment Company Act Section 3(c)(7) filing with the SEC on June 9, 2026.
Ozark MHP Partners LLC Files With SEC EDGAR
Ozark MHP Partners LLC submitted a filing to the U.S. Securities and Exchange Commission on June 9, 2026.
Cherokee Partners II Sunny A Series Files 3(c)(1) Notice
D - Cherokee Partners II Sunny A a Series of CGF2021 LLC filed a Section 3(c)(1) notice with the SEC on June 9, 2026.
D-SCI Series Files 3(c)(1) Notice With SEC
D-SCI, a series of GatePass Ventures I LLC, submitted a Section 3(c)(1) exemption filing to the SEC on June 9, 2026.
Monticelloam Funding LLC Series SH-102 Files 3(c)(7) Notice
Monticelloam Funding LLC Series SH-102 submitted a Section 3(c)(7) filing with the SEC on June 9, 2026.
SleeporDie GoldenHour DreamVentures Series Files 3(c)(1) Notice
D - SleeporDie GoldenHour DreamVentures a Series of CGF2021 LLC filed a Section 3(c)(1) notice with the SEC on June 9, 2026.
