Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
D - OPCI SPV Holdings LLC Files Section 3(c)(1) Notice
D - OPCI SPV Holdings LLC submitted a Form 3C filing claiming exemption under Section 3(c)(1) of the Investment Company Act.
Silent Capital Holdings Files Form D for Silent Capital XXXVI Series
Silent Capital Holdings, LP submitted a Form D filing for D - Silent Capital XXXVI on July 2, 2026 under Section 3(c)(1) of the Investment Company Act.
Paralos LS Equities Fund LP Files D/A with SEC EDGAR
Paralos LS Equities Fund LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 2, 2026.
Riptide-SK-0520 Fund I Files SEC Notice Under Section 3(c)(1)
Riptide-SK-0520 Fund I, a series of Platform Funds 2026 LP, submitted a Form 3C filing to the SEC on July 2, 2026 claiming exemption under Section 3(c)(1).
D - J & R Holdings XII, L.L.C. Files SEC Document
D - J & R Holdings XII, L.L.C. submitted a filing to the SEC on July 1, 2026, listed under CIK 0002142631.
Bruce Wood Capital Global Macro Fund Files SEC Notice
Bruce Wood Capital Global Macro Fund, LP submitted a Section 3(c)(1) notice filing on 2026-07-01 according to SEC EDGAR.
InCommercial High Yield Income Fund Files D/A on SEC EDGAR
InCommercial High Yield Income Fund, LLC submitted a D/A filing to the SEC on July 1, 2026.
BBH Cedar Street Equity II L.P. Files SEC Notice Under 3(c)(7)
BBH Cedar Street Equity II L.P. submitted a 7 KB filing to the SEC on July 1, 2026, citing Section 3(c)(7) of the Investment Company Act.
BBH Cedar Street Equity Intermediate Fund II Files SEC Notice
BBH Cedar Street Equity Intermediate Fund II, L.P. submitted a Form D filing to the SEC on July 1, 2026 claiming Section 3(c)(7) exemption.
AJC Auburn Hills Investments LLC Files With SEC
AJC Auburn Hills Investments LLC submitted a filing to the SEC on June 12 2026 under CIK 0002134486.
Avance Investment Partners Parallel Fund II Files D/A Amendment
Avance Investment Partners Parallel Fund II, L.P. submitted a Form D/A filing on June 12, 2026, claiming Section 3(c)(7) exemption.
Waterview Apts Partners LLC Files With SEC on June 12 2026
Waterview Apts Partners LLC submitted a 5 KB filing to the SEC under CIK 0002137590 on June 12 2026.
Photon Capital Fund LP Files SEC Exemption Notice
Photon Capital Fund LP submitted a filing on June 12, 2026, referencing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
EquityZen Growth Technology Fund LLC Series 2311 Files 3(c)(1) Notice
D - EquityZen Growth Technology Fund LLC - Series 2311 filed a Section 3(c)(1) exemption notice with the SEC on June 12, 2026.
Waterview Apts Partners, LLC Files Form D With SEC
Waterview Apts Partners, LLC submitted a Form D filing to the SEC on June 12, 2026.
Scout Energy Partners VII-B Files 3(c)(7) Notice with SEC
Scout Energy Partners VII-B, LP submitted a Section 3(c)(7) filing under the Investment Company Act on June 12, 2026.
Photon Capital Fund LP Files SEC Notice on June 12 2026
Photon Capital Fund LP submitted an 8 KB filing to the SEC on June 12 2026 referencing Section 3(c)(1) of the Investment Company Act.
AJC Auburn Hills Investments LLC Files SEC Document
AJC Auburn Hills Investments LLC submitted a filing to the SEC on June 12, 2026, according to SEC EDGAR records.
Photon Capital Fund LP Files SEC 3(c)(1) Exemption
Photon Capital Fund LP submitted a Section 3(c)(1) filing under the Investment Company Act to SEC EDGAR on June 12, 2026.
Avance Investment Partners Parallel Fund II Files D/A Amendment
Avance Investment Partners Parallel Fund II, L.P. submitted a Form D/A filing on 2026-06-12 claiming Section 3(c)(7) exemption.
AJC Auburn Hills Investments LLC Files SEC Document June 12 2026
AJC Auburn Hills Investments LLC submitted a filing listed under CIK 0002134486 on the SEC EDGAR system on June 12 2026.
EquityZen Growth Technology Fund LLC Series 2311 Files SEC Notice
D - EquityZen Growth Technology Fund LLC - Series 2311 submitted a filing under Investment Company Act Section 3(c)(1) on June 12, 2026.
Scout Energy Partners VII-B, LP Files SEC Notice
Scout Energy Partners VII-B, LP submitted a Section 3(c)(7) filing to the SEC on June 12, 2026.
XN Exponent Onshore Fund LP Files D/A on 2026-06-12
XN Exponent Onshore Fund LP submitted a D/A filing to the SEC under Investment Company Act Section 3(c)(7).
Last Mile Retail Fund III Files D/A with SEC
Last Mile Retail Fund III, L.P. submitted a D/A filing on June 12, 2026 referencing Section 3(c)(5) of the Investment Company Act.
Scout Energy Partners VII-B Files SEC 3(c)(7) Notice
Scout Energy Partners VII-B, LP submitted a Section 3(c)(7) exemption filing with the SEC on June 12, 2026.
XN Exponent Offshore Fund LP Files D/A on SEC EDGAR
XN Exponent Offshore Fund LP submitted a D/A filing to the SEC on 2026-06-12 referencing Section 3(c)(7) of the Investment Company Act.
D-Studio NonPublic Exchange Fund III Files 3(c)(1) Notice
D-Studio NonPublic Exchange Fund III, a Series of A Master Series, LLC filed a Section 3(c)(1) notice with the SEC on June 12, 2026.
Photon Capital Fund LP Files 3(c)(1) Notice With SEC
Photon Capital Fund LP submitted a Section 3(c)(1) exemption filing to the SEC on June 12, 2026.
Two Sigma Hamilton Fund Files D/A on Section 3(c)(7)
Two Sigma Hamilton Fund, LLC submitted a D/A filing to the SEC on June 12, 2026, referencing Investment Company Act Section 3(c)(7).
D - Waterview Apts Partners, LLC Files SEC Document June 12, 2026
D - Waterview Apts Partners, LLC submitted a filing to the SEC on June 12, 2026, under accession number 0002137590-26-000001.
KMF Investments SPV I, LLC Files Form D With SEC
KMF Investments SPV I, LLC submitted a Form D filing to the SEC on June 12, 2026 under accession number 0002140013-26-000001.
Baselake Partners, LP Files D/A Amendment with SEC
Baselake Partners, LP submitted a D/A filing on June 12, 2026, under Investment Company Act Section 3(c)(1).
Ilex Onshore Fund LP Files D/A With SEC on June 12 2026
Ilex Onshore Fund LP submitted a D/A filing to the SEC on June 12 2026 referencing Section 3(c)(7) of the Investment Company Act.
NonPublic Arigon Infra Fund VII Files 3(c)(1) Notice
NonPublic Arigon Infra Fund VII, a Series of NonPublic Master, LP filed a Section 3(c)(1) notice with the SEC on June 12, 2026.
FVP Digital Future Fund Files D/A With SEC on June 12 2026
FVP Digital Future Fund L.P. submitted a D/A filing referencing Investment Company Act Section 3(c)(7) to SEC EDGAR.
Greycroft HMG Growth Fund Files SEC Document June 11 2026
Greycroft HMG Growth Fund L.P. submitted a filing to the SEC on June 11 2026 referencing Section 3(c)(7) of the Investment Company Act.
RedBird Legends Fund, L.P. Files SEC Notice Claiming 3(c)(7) Exemption
RedBird Legends Fund, L.P. submitted a Form D filing on June 11, 2026, citing Investment Company Act Section 3(c)(7).
Pathway Martello Investments I, LP Files SEC Notice June 2026
Pathway Martello Investments I, LP submitted an SEC filing on June 11, 2026 claiming Section 3(c)(1) and 3(c)(7) exemptions.
Pathway Martello Investments I LP Files SEC 3(c) Exemption Notice
Pathway Martello Investments I, LP submitted an SEC filing on June 11, 2026 referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
D - 400 Capital Credit Income Fund LP Files SEC Notice
D - 400 Capital Credit Income Fund LP submitted a Section 3(c)(7) filing to the SEC on June 11, 2026.
Candou Ventures Fund 2 Master LP Files 3(c)(1) Notice
Candou Ventures Fund 2 Master LP, Series CAN25TAC LP filed a Section 3(c)(1) notice with the SEC on June 11, 2026.
400 Capital Credit Income Fund LP Files SEC Notice
400 Capital Credit Income Fund LP submitted a filing under Investment Company Act Section 3(c)(7) on June 11, 2026.
D-LS Opportunities Access Fund IV Files SEC Notice
D-LS Opportunities Access Fund IV, L.P. submitted a Section 3(c)(7) notice filing to the SEC on June 11, 2026.
Greycroft HMG Growth Fund Files SEC Notice Under Section 3(c)(7)
Greycroft HMG Growth Fund, L.P. submitted a filing to the SEC on June 11, 2026, claiming exemption under Investment Company Act Section 3(c)(7).
Panther Growth Fund II Files D/A With SEC
Panther Growth Fund II, LP submitted a D/A filing on 2026-06-11 referencing Section 3(c)(7) of the Investment Company Act.
Union Peak Ventures I, L.P. Files SEC Notice Under Section 3(c)(7)
Union Peak Ventures I, L.P. submitted a 6 KB filing to the SEC on June 11, 2026, claiming exemption under Investment Company Act Section 3(c)(7).
D - AIMS Private Equity Participants XIV AIV A1 NY LLC Files SEC Document
D - AIMS Private Equity Participants XIV AIV A1 NY LLC submitted an SEC filing on June 11, 2026, per EDGAR records.
Allenhurst Investor Equity LLC Files SEC Document
Allenhurst Investor Equity LLC submitted a filing to the SEC on 2026-06-11 with accession number 0001104659-26-072865.
RedBird Legends Fund, L.P. Files SEC Form D
RedBird Legends Fund, L.P. submitted a filing under Investment Company Act Section 3(c)(7) on June 11, 2026.
