Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
JS Opportunity Fund LLC Series Q30 Files for Section 3(c)(1) Exemption
JS Opportunity Fund LLC Series Q30 submitted a filing to the SEC on May 8, 2026, under the Investment Company Act Section 3(c)(1).
Efficient U.S. Funds, LLC Files SEC Document for Efficient Pure Trend Series
D - Efficient U.S. Funds, LLC submitted a filing for Efficient Pure Trend Series on May 8, 2026, as reported by SEC EDGAR.
TPG AG Corporate Credit Opportunities Fund Files SEC Form for Section 3(c)(7)
TPG AG Corporate Credit Opportunities Fund, L.P. filed a SEC document on May 8, 2026, referencing Investment Company Act Section 3(c)(7).
Forge Investments LLC Files for Fund FG-OMM Exemption
Forge Investments LLC filed a document for its Fund FG-OMM series on May 8, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Forge Investments, LLC Files for Fund FG-OMM Under Investment Company Act
Forge Investments, LLC filed a document for its Fund FG-OMM series on May 8, 2026, citing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Shah Capital Opportunity Fund LP Files SEC Document on Investment Exemptions
Shah Capital Opportunity Fund LP filed a SEC document on May 8, 2026, indicating reliance on sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
D - FA Innovation Fund LP Files for Section 3(c)(7) Exemption
D - FA Innovation Fund LP, with CIK 2131498, filed a SEC EDGAR document on May 8, 2026, referencing Item 3C and Item 3C.7 of the Investment Company Act.
TPG AG Corporate Credit Opportunities Fund Files SEC Document for Section 3(c)(7)
TPG AG Corporate Credit Opportunities Fund, L.P. filed a document with the SEC on May 8, 2026, related to Item 3C.7 under the Investment Company Act.
JS Opportunity Fund LLC Series Q30 Files Under Investment Company Act
JS Opportunity Fund LLC Series Q30 filed a document on May 8, 2026, related to Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
JS Opportunity Fund LLC Series Q30 Files Under Section 3(c)(1)
JS Opportunity Fund LLC Series Q30 submitted a filing under Section 3(c)(1) of the Investment Company Act on May 8, 2026, according to SEC EDGAR.
Shah Capital Opportunity Fund LP Files SEC Exemption Notice
Shah Capital Opportunity Fund LP filed a SEC form on May 8, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Forge Investments Files SEC Document for Fund FG-OMM
Forge Investments, LLC filed a SEC EDGAR document for Fund FG-OMM on May 8, 2026, under Section 3(c)(1) of the Investment Company Act.
TPG AG Corporate Credit Opportunities Fund Files SEC Document Under Section 3(c)(7)
TPG AG Corporate Credit Opportunities Fund, L.P. filed a SEC document on May 8, 2026, related to Section 3(c)(7) of the Investment Company Act.
Pier Music Royalties Fund LP Files Under Section 3(c)(1)
Pier Music Royalties Fund LP submitted a SEC filing on May 8, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Golub Capital Fund Files for Investment Company Act Exemption
Golub Capital Private Credit iCapital Offshore Access Fund SPC filed a SEC form on May 8, 2026, for exemption under Section 3(c)(1).
FA Innovation Fund LP Files Under SEC Section 3(c)(7)
D - FA Innovation Fund LP submitted a SEC filing on May 8, 2026, related to Investment Company Act Section 3(c)(7).
Edelweiss India Multimanager Equity Fund Series I Files Under Section 3(c)(1)
Edelweiss India Multimanager Equity Fund Series I submitted a SEC filing on May 8, 2026, under Investment Company Act Section 3(c)(1).
TEEDUP Investment Fund Files Form D/A for Section 3(c)(1) Exemption
TEEDUP Investment Fund, LLC filed a Form D/A on May 8, 2026, citing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR records.
EP Guardian Fund, LLC Files SEC Document on May 8, 2026
EP Guardian Fund, LLC submitted a filing to the SEC on May 8, 2026, as recorded in the EDGAR database.
Sniffies Holdings, Inc. Files Document with SEC on May 8, 2026
Sniffies Holdings, Inc., with CIK 0002133707, submitted a filing to the SEC EDGAR system on May 8, 2026, according to official records.
Pier Special Opportunities Fund LP Files Under Section 3(c)(7)
Pier Special Opportunities Fund LP filed a document on May 8, 2026, related to Section 3(c)(7) of the Investment Company Act, as per SEC EDGAR records.
MW Americas TOPS Long-Only Fund LP Files SEC Form D/A Under Section 3(c)(7)
MW Americas TOPS Long-Only Fund LP filed a Form D/A on May 8, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
D - 109 SE 5th Partners LLC Files SEC Document
D - 109 SE 5th Partners LLC submitted a filing to the SEC on May 8, 2026, as recorded in the EDGAR database.
Mesarete Credit Opportunities Fund Ltd Files Under Section 3(c)(7)
Mesarete Credit Opportunities Fund Ltd filed a document with the SEC on May 8, 2026, citing Section 3(c)(7) of the Investment Company Act.
Redwheel European Focus Fund LP Files SEC Document Under Section 3(c)(7)
Redwheel European Focus Fund LP submitted a filing to the SEC on May 8, 2026, related to Section 3(c)(7) of the Investment Company Act.
Pier Litigation Finance Fund I LP Files Under Investment Company Act Section 3(c)(1)
Pier Litigation Finance Fund I LP filed a SEC document on 2026-05-08 citing Section 3(c)(1) of the Investment Company Act.
Oxshott Venture Fund VIII LLC Files SEC Form D/A Under Section 3(c)(1)
Oxshott Venture Fund VIII LLC filed a Form D/A with the SEC on May 8, 2026, citing Section 3(c)(1) of the Investment Company Act.
FAMF Prometheus Fund I Files for Section 3(c)(1) Exemption
FAMF Prometheus Fund I, a series of CGF2021 LLC, filed a SEC document on May 8, 2026, to claim an exemption under Section 3(c)(1) of the Investment Company Act.
Armenian Founders, LP Files for Section 3(c)(1) Exemption
Armenian Founders, LP's D - SI-0420 Fund I series filed a SEC document on May 8, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Parsifal Fund, LP Files SEC Document Under Section 3(c)(7)
Parsifal Fund, LP filed a SEC document on May 8, 2026, related to Section 3(c)(7) of the Investment Company Act.
Ventioneers Funds LP Series Files Under Section 3(c)(1)
D - ME-0420 Fund I, a series of Ventioneers Funds, LP, filed a document with the SEC on May 8, 2026, related to Section 3(c)(1) of the Investment Company Act.
Great Circle Venture, LP Files Under Investment Company Act Section 3(c)
Great Circle Venture, LP filed a document on May 8, 2026, citing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Parsifal Master Fund Ltd. Files Under Investment Company Act Section 3(c)(7)
Parsifal Master Fund Ltd. filed a document with the SEC on May 8, 2026, referencing Section 3(c)(7) of the Investment Company Act.
GTCR Capital Solutions Feeder B LP Files Under Section 3(c)(7)
GTCR Capital Solutions Feeder B LP filed a document with the SEC on May 7, 2026, related to Section 3(c)(7) of the Investment Company Act.
Kinect Opportunity Fund II LLC Files D/A with SEC
Kinect Opportunity Fund II LLC, with filer number 0001964138, submitted a D/A filing to the SEC on May 7, 2026.
Avant Infrastructure Co-Investment Fund LP Files SEC Exemptions
D - Avant Infrastructure Co-Investment Fund LP filed for exemptions under the Investment Company Act on May 7, 2026, according to SEC EDGAR.
GTCR Capital Solutions Feeder A LP Files Under SEC Section 3(c)(7)
GTCR Capital Solutions Feeder A LP submitted a filing to the SEC on May 7, 2026, under Investment Company Act Section 3(c)(7).
Swish Holdings Inc. Files Document with SEC on May 7, 2026
Swish Holdings Inc., with CIK 0002133162, submitted a filing to the SEC on May 7, 2026, as recorded in EDGAR.
Curzon Capital Partners 5 Long-Life Feeder LP Files SEC Document
Curzon Capital Partners 5 Long-Life Feeder LP filed a document related to the Investment Company Act Section 3(c)(7) on May 7, 2026, according to SEC EDGAR.
Mill Green Opportunity Fund X, LLC Files SEC Document Under Investment Company Act Section 3(c)(5)
Mill Green Opportunity Fund X, LLC submitted a filing to the SEC on May 7, 2026, referencing Section 3(c)(5) of the Investment Company Act.
AKL Capital Fund I LP Files Under Investment Company Act Section 3(c)(1)
AKL Capital Fund I LP submitted a SEC filing on May 7, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
D - Studio Inc NP Infra Fund XVIII Files Under Investment Company Act Section 3(c)(1)
D - Studio Inc NP Infra Fund XVIII, a series of NonPublic Master, LP, filed a document related to Section 3(c)(1) on May 7, 2026, according to SEC EDGAR.
TCP Capital Holdings Series Avoca LLC Files Under Section 3(c)(7)
D - TCP Capital Holdings Series Avoca, LLC submitted a filing to the SEC on May 7, 2026, related to Section 3(c)(7) of the Investment Company Act.
Vandenberg RSA SPV3 II Files Under Investment Company Act Section 3(c)(1)
Blackbird Pilot Fund LLC's series Vandenberg RSA SPV3 II filed a SEC document on May 7, 2026, related to Section 3(c)(1) exemption.
Skyview Equity Co-Invest I LP Files for Investment Company Act Exemptions
Skyview Equity Co-Invest I LP filed a document on May 7, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Blue Metric Group Fund, LP Files SEC Document
Blue Metric Group Fund, LP submitted a filing to SEC EDGAR on May 7, 2026, related to Tennessee RV Park.
GTCR Capital Solutions Feeder C LP Files Under Section 3(c)(7)
GTCR Capital Solutions Feeder C LP submitted a SEC filing on May 7, 2026, related to Section 3(c)(7) of the Investment Company Act.
Refactor Capital V, L.P. Files Under Investment Company Act Section 3(c)(7)
D - Refactor Capital V, L.P. submitted a filing on May 7, 2026, for exemption under Section 3(c)(7) of the Investment Company Act.
Retro Bio A Series of VUVP Fund LLC Files Under Investment Company Act Section 3(c)(1)
D/A - Retro Bio A Series of VUVP Fund LLC filed a document on May 7, 2026, citing Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Copenhagen Infrastructure Fund Files SEC Form for Section 3(c)(7)
Copenhagen Infrastructure Evergreen Credit Fund EUR SCSp filed a SEC document on May 7, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
