Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
D - TRCM Credit Fund, LP Files 3(c)(1) Notice With SEC
D - TRCM Credit Fund, LP submitted a Section 3(c)(1) filing to the SEC on June 9, 2026, under Investment Company Act exemption rules.
Apollo Overseas Partners XI Files SEC Notice Under Section 3(c)(7)
Apollo Overseas Partners XI, L.P. submitted a 27 KB filing to the SEC on June 9, 2026 claiming exemption under Investment Company Act Section 3(c)(7).
MGX Fund I LP Files Section 3(c)(7) Exemption Notice
D - MGX Fund I LP submitted a Form 3C filing claiming exemption under Section 3(c)(7) of the Investment Company Act on June 9, 2026.
Global Alpha Opportunities Fund LLC Files D/A on 2026-06-09
Global Alpha Opportunities Fund LLC submitted a D/A filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.
Phoenix Equity Partners Insight III L.P. Files SEC Notice Under 3(c)(1) and 3(c)(7)
Phoenix Equity Partners Insight III L.P. submitted an SEC filing on 2026-06-09 referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
Square Nine Specialty Credit Fund I-L LP Files SEC Notice
Square Nine Specialty Credit Fund I-L LP submitted a Section 3(c)(7) exemption filing to the SEC on June 9, 2026.
TRCM Credit Fund SP Class S-1 Files 3(c)(1) Notice
TRCM Master Life Fund SPC filed a Section 3(c)(1) notice for TRCM Credit Fund SP Class S-1 on June 9 2026 via SEC EDGAR.
Stonelake VIII Access Fund Files SEC Notice for 3(c)(7) Exemption
D - Stonelake VIII Access Fund, L.P. submitted a Form D notice to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
Apollo Overseas Partners XI Files SEC Notice
Apollo Overseas Partners XI, L.P. submits Investment Company Act Section 3(c)(7) filing with the SEC on June 9, 2026.
Ozark MHP Partners LLC Files With SEC EDGAR
Ozark MHP Partners LLC submitted a filing to the U.S. Securities and Exchange Commission on June 9, 2026.
Cherokee Partners II Sunny A Series Files 3(c)(1) Notice
D - Cherokee Partners II Sunny A a Series of CGF2021 LLC filed a Section 3(c)(1) notice with the SEC on June 9, 2026.
D-SCI Series Files 3(c)(1) Notice With SEC
D-SCI, a series of GatePass Ventures I LLC, submitted a Section 3(c)(1) exemption filing to the SEC on June 9, 2026.
Monticelloam Funding LLC Series SH-102 Files 3(c)(7) Notice
Monticelloam Funding LLC Series SH-102 submitted a Section 3(c)(7) filing with the SEC on June 9, 2026.
SleeporDie GoldenHour DreamVentures Series Files 3(c)(1) Notice
D - SleeporDie GoldenHour DreamVentures a Series of CGF2021 LLC filed a Section 3(c)(1) notice with the SEC on June 9, 2026.
MetLife Opportunistic Real Estate Debt Fund Files D/A with SEC
MetLife Opportunistic Real Estate Debt Fund, LP submitted a D/A filing on June 8, 2026 referencing Section 3(c)(5) of the Investment Company Act.
Rooted Fund, LLC Files D/A Amendment with SEC
Rooted Fund, LLC submitted a D/A filing on 2026-06-08 under Investment Company Act Section 3(c)(1).
D - MV Opportunity Fund II Files 3(c)(1) Exemption Notice
D - MV Opportunity Fund II, L.P. submitted a Section 3(c)(1) notice to the SEC on June 8, 2026.
D - MP Direct AMSO Opportunity Fund LP Series 1 Files With SEC
D - MP Direct AMSO Opportunity Fund LP Series 1 submitted a filing to the SEC on June 8 2026 under Section 3(c)(7).
Trace Holdings II LP Files With SEC on June 8 2026
Trace Holdings II LP submitted a filing to the SEC with accession number 0002139283-26-000001 on June 8 2026.
Trace Holdings II LP Files With SEC EDGAR
Trace Holdings II LP submitted a filing to the SEC on June 8, 2026, listed under CIK 0002139283.
BeaconNorth Domestic Fund LP Files 3(c)(7) Notice With SEC
BeaconNorth Domestic Fund LP submitted a Section 3(c)(7) filing to the SEC on June 8, 2026.
Rooted Fund, LLC Files D/A Claiming 3(c)(1) Exemption
Rooted Fund, LLC submitted a D/A filing on June 8, 2026 under Investment Company Act Section 3(c)(1).
D - 1030(c)apital Investment Club LLC Files SEC Document
D - 1030(c)apital Investment Club LLC submitted a filing to the SEC on June 8, 2026, according to EDGAR records.
Bitcoin Opportunity Fund II Files 3(c)(1) Notice With SEC
Bitcoin Opportunity Fund II, LP submitted a D/A filing claiming exemption under Investment Company Act Section 3(c)(1).
Supervest Investments LLC Series D Files D/A on 2026-06-08
Supervest Investments, LLC, Series D submitted a D/A filing under Investment Company Act Section 3(c)(4) according to SEC EDGAR.
Global Defense & Security Select Fund Files D/A Amendment
Global Defense & Security Select Fund, LLC submitted a D/A filing on 2026-06-08 claiming Section 3(c)(7) exemption.
Lowell Capital Value Partners, LP Files D/A on June 8, 2026
Lowell Capital Value Partners, LP submitted a D/A filing claiming exemption under Section 3(c)(1) of the Investment Company Act.
Global Defense & Security Select Fund Files 3(c)(7) Notice
Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted D/A filing under Section 3(c)(7) on June 8, 2026.
Malta Hedge Fund II, L.P. Files D/A With SEC
Malta Hedge Fund II, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on June 5, 2026.
Tax Lien Fund, LP Files D/A Amendment Citing Section 3(c)(5)
Tax Lien Fund, LP submitted a D/A filing on June 5, 2026 referencing Investment Company Act Section 3(c)(5).
TTC Multi-Strategy Fund QP Files D/A on June 5 2026
TTC Multi-Strategy Fund QP, LP submitted a D/A filing referencing Section 3(c)(7) with the SEC on June 5, 2026.
Malta Hedge Fund, L.P. Files D/A Amendment with SEC
Malta Hedge Fund, L.P. submitted a D/A filing on 2026-06-05 under Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
Warwick UK Real Estate Fund I Submits D/A Filing to SEC
Warwick UK Real Estate Fund I filed a D/A amendment on June 5, 2026, referencing Investment Company Act exemptions under sections 3(c)(5) and 3(c)(6).
TTC Multi-Strategy Fund QP, LP Submits D/A Filing to SEC
TTC Multi-Strategy Fund QP, LP filed a D/A notice under Investment Company Act Section 3(c)(7) on June 5, 2026.
Tax Lien Fund, LP Files D/A Amendment with SEC
Tax Lien Fund, LP submitted a D/A filing under Investment Company Act Section 3(c)(5) on June 5, 2026.
Atlas Capital Ex INC. Files SEC Document on June 5 2026
Atlas Capital Ex INC. submitted a filing to the SEC on June 5 2026 under CIK 0002137939.
Malta Hedge Fund, L.P. Files Section 3(c)(1) Notice
Malta Hedge Fund, L.P. submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act on June 5, 2026.
Macquarie Files D/A for Infrastructure Income Opportunities Fund
Macquarie Infrastructure Income Opportunities Fund submitted a D/A filing to the SEC on June 5, 2026.
Atlas Capital Ex INC. Files SEC Document June 5 2026
Atlas Capital Ex INC. (CIK 0002137939) submitted a filing to the SEC on June 5 2026 with accession number 0002137939-26-000001.
Tax Lien Fund, LP Files D/A Amendment on June 5, 2026
Tax Lien Fund, LP submitted a D/A filing referencing Investment Company Act Section 3(c)(5) according to SEC EDGAR.
Warwick UK Real Estate Fund I Files D/A Notice With SEC
Warwick UK Real Estate Fund I submitted a D/A filing under Investment Company Act Sections 3(c)(5) and 3(c)(6) on June 5, 2026.
Malta Hedge Fund, L.P. Files D/A Amendment on 2026-06-05
Malta Hedge Fund, L.P. submitted a D/A filing claiming exemption under Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
Warwick UK Real Estate Fund I Files D/A With SEC
Warwick UK Real Estate Fund I submitted a D/A filing on June 5 2026 referencing Investment Company Act exemptions 3(c)(5) and 3(c)(6).
Atlas Capital Ex INC. Files With SEC on June 5 2026
Atlas Capital Ex INC. submitted a regulatory filing to the SEC on June 5 2026 under CIK 0002137939.
Journey Storage Ventures 01 Files With SEC EDGAR
Journey Storage Ventures 01, LLC submitted a filing to the SEC on June 5, 2026 under CIK 0002130829.
Tax Lien Fund, LP Files SEC Notice Claiming 3(c)(5) Exemption
Tax Lien Fund, LP submitted a Form D/A filing on June 5, 2026, referencing Section 3(c)(5) of the Investment Company Act.
TTC Multi-Strategy Fund QP LP Files D/A with SEC
TTC Multi-Strategy Fund QP LP submitted a D/A filing on June 5, 2026 under Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Journey Storage Ventures 01, LLC Files SEC Document
Journey Storage Ventures 01, LLC submitted a filing to SEC EDGAR on June 5, 2026.
Warwick UK Real Estate Fund I Files D/A on 2026-06-05
Warwick UK Real Estate Fund I submitted a D/A filing referencing Investment Company Act Sections 3(c)(5) and 3(c)(6).
Macquarie Infrastructure Income Opportunities Fund Files D/A
Macquarie Infrastructure Income Opportunities Fund submitted a D/A filing to the SEC on June 5, 2026.
