Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Summers Value Fund LP Files D/A with SEC
Summers Value Fund LP submitted a D/A filing on 2026-07-02 citing Section 3(c)(1) of the Investment Company Act.
Summers Value Fund LP Files D/A Notice Under Section 3(c)(1)
Summers Value Fund LP submitted a D/A filing on July 2 2026 claiming exemption under Investment Company Act Section 3(c)(1).
Sandbrook Climate Infrastructure Fund II LP Files D/A on July 2 2026
Sandbrook Climate Infrastructure Fund II LP submitted a D/A filing to the SEC on July 2 2026 referencing Section 3(c)(7) of the Investment Company Act.
Sandbrook Climate Infrastructure Fund II-C LP Files D/A with SEC
Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing on 2026-07-02 claiming Section 3(c)(7) exemption under the Investment Company Act.
Stonepeak Files 3(c)(7) Notice for Infrastructure Credit Fund II Feeder
Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP submitted a Section 3(c)(7) notice to the SEC on July 2, 2026.
Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP Files SEC Notice
D - Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP filed a notice under Investment Company Act Section 3(c)(7) on July 2, 2026.
Stonepeak Infrastructure Credit Fund II LP Files SEC Notice
Stonepeak Infrastructure Credit Fund II LP submitted a filing to the SEC on July 2 2026 referencing Section 3(c)(7) of the Investment Company Act.
Sandbrook Climate Infrastructure Fund II-C LP Files D/A
Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing to the SEC on July 2, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Mana Up Capital Partners II Files D/A With SEC
Mana Up Capital Partners II, L.P. submitted a D/A filing to the SEC on July 2, 2026 under accession number 0002069694-26-000001.
Sandbrook Climate Infrastructure Fund II-B LP Files D/A With SEC
Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing to the SEC on July 2 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
Sandbrook Climate Infrastructure Fund II-C LP Files D/A on 2026-07-02
Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing under Investment Company Act Section 3(c)(7).
Sandbrook Climate Infrastructure Fund II LP Files SEC Notice
Sandbrook Climate Infrastructure Fund II LP submitted a D/A filing to the SEC on July 2 2026 claiming the Section 3(c)(7) exemption.
Summers Value Fund LP Files D/A on Section 3(c)(1)
Summers Value Fund LP submitted a D/A filing to the SEC on 2026-07-02 citing Investment Company Act Section 3(c)(1).
Summers Value Fund LP Files D/A Notice with SEC
Summers Value Fund LP submitted a D/A filing on July 2, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Sandbrook Climate Infrastructure Fund II-B LP Files D/A on SEC EDGAR
Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 2, 2026.
Stonepeak Infrastructure Credit Fund II Feeder Files SEC Notice
Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP submitted a filing under Section 3(c)(7) of the Investment Company Act on July 2, 2026.
Sandbrook Climate Infrastructure Fund II-C LP Files D/A with SEC
Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing on 2026-07-02 claiming Section 3(c)(7) exemption under the Investment Company Act.
Summers Value Fund LP Files D/A with SEC
Summers Value Fund LP submitted a D/A filing on 2026-07-02 claiming Section 3(c)(1) exemption under the Investment Company Act.
Sandbrook Climate Infrastructure Fund II LP Files D/A with SEC
Sandbrook Climate Infrastructure Fund II LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 2, 2026.
Sandbrook Climate Infrastructure Fund II LP Files D/A on July 2 2026
Sandbrook Climate Infrastructure Fund II LP submitted a D/A filing to the SEC on July 2 2026 claiming Section 3(c)(7) exemption.
Mana Up Capital Partners II, L.P. Files D/A with SEC
Mana Up Capital Partners II, L.P. submitted a D/A filing on July 2, 2026, listed under SEC EDGAR accession 0002069694-26-000001.
Mana Up Capital Partners II Files D/A Amendment
Mana Up Capital Partners II, L.P. submitted a D/A filing to the SEC on July 2, 2026.
Sandbrook Climate Infrastructure Fund II-B LP Files D/A on July 2 2026
Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
Sandbrook Climate Infrastructure Fund II-B LP Files D/A Notice
Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing on July 2, 2026, under Investment Company Act Section 3(c)(7).
Sandbrook Climate Infrastructure Fund II-C LP Files D/A on July 2 2026
Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing to the SEC under Section 3(c)(7) of the Investment Company Act.
SNK Investments & Capital Fund LLC Files D/A on 2026-07-02
SNK Investments & Capital Fund LLC submitted a D/A filing referencing Section 3(c)(5) of the Investment Company Act.
Summers Value Fund LP Files D/A on 2026-07-02
Summers Value Fund LP submitted a D/A filing under Investment Company Act Section 3(c)(1) on July 2, 2026.
Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP Files SEC Notice
D - Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP submitted a Section 3(c)(7) notice to the SEC on July 2, 2026.
Stonepeak Infrastructure Credit Fund II LP Files SEC Notice
Stonepeak Infrastructure Credit Fund II LP submitted a filing under the Investment Company Act on 2026-07-02 according to SEC EDGAR.
Sandbrook Climate Infrastructure Fund II-B LP Files SEC Amendment
Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing to the SEC on July 2, 2026 under Section 3(c)(7).
Mana Up Capital Partners II Files D/A With SEC
Mana Up Capital Partners II, L.P. submitted D/A filing 0002069694-26-000001 to the SEC on 2026-07-02.
Sandbrook Climate Infrastructure Fund II-C LP Files SEC Amendment
Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 2, 2026.
Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP Files SEC Notice
Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP submitted a filing to the SEC on 2026-07-02 referencing Section 3(c)(7).
Sandbrook Climate Infrastructure Fund II-C LP Files D/A Amendment
Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing to the SEC on July 2, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Stonepeak Infrastructure Credit Fund II LP Files SEC Notice
Stonepeak Infrastructure Credit Fund II LP submitted a Section 3(c)(7) filing with the SEC on July 2, 2026.
Springboard Management Aggregator, LLC Files With SEC
Springboard Management Aggregator, LLC submitted a filing to the SEC on July 2, 2026.
Isogon Ventures I, L.P. Files SEC Notice Under Section 3(c)(7)
Isogon Ventures I, L.P. submitted a 7 KB filing to the SEC on 2026-07-02 claiming exemption under Investment Company Act Section 3(c)(7).
Mana Up Capital Partners II, L.P. Files D/A on July 2, 2026
Mana Up Capital Partners II, L.P. (CIK 0002069694) submitted a D/A filing with the SEC on July 2, 2026.
Sandbrook Climate Infrastructure Fund II-B LP Files D/A on 2026-07-02
Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing to the SEC citing Section 3(c)(7) of the Investment Company Act.
Newbrook Capital Hudson Square Investors LLC Files SEC Notice on 3(c) Exemptions
Newbrook Capital Hudson Square Investors LLC filed an SEC notice on July 2 2026 claiming Investment Company Act Section 3(c)(1) and 3(c)(5) exemptions.
D - CIS Hedged Growth Partners Files 3(c)(1) Notice
D - CIS Hedged Growth Partners submitted a Section 3(c)(1) notice under the Investment Company Act on July 2, 2026, per SEC EDGAR records.
D - CIS Income & Growth Partners Files 3(c)(1) Notice
D - CIS Income & Growth Partners submitted a Section 3(c)(1) filing under the Investment Company Act on July 2, 2026.
PPM Strategic Opportunities Fund I LP Files D/A on SEC EDGAR
PPM Strategic Opportunities Fund I LP submitted a D/A filing to the SEC on July 2, 2026, under Investment Company Act Section 3(c)(7).
Velocis Industrial Fund II, LP Files With SEC on July 2, 2026
Velocis Industrial Fund II, LP submitted an SEC filing on July 2, 2026 referencing Section 3(c)(5) of the Investment Company Act.
MHR Sun Holdings LP Files Section 3(c)(7) Notice
MHR Sun Holdings LP submitted a Form D notice claiming Section 3(c)(7) exemption under the Investment Company Act on July 2, 2026.
Novacap TMT VI Co-Investment Files 3(c)(7) Notice
D - Novacap TMT VI Co-Investment (Cadent), L.P. submitted a Section 3(c)(7) notice to the SEC on July 2, 2026.
Alatus Inflection Long Only Fund LP Files D/A With SEC
Alatus Inflection Long Only Fund LP submitted a D/A filing on July 2 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
Deer Lake Strategic Fund LP Files D/A on July 2 2026
Deer Lake Strategic Fund LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act on July 2 2026.
BGO Daily Value Fund LP Files D/A on July 2 2026
BGO Daily Value Fund LP submitted Form D/A to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
D - PH-0429 Fund II Files SEC Notice Under 3(c)(1)
D - PH-0429 Fund II, a series of Hustle Fund Angel Squad Verticals, LP filed Form 3C on July 2, 2026 claiming Section 3(c)(1) exemption.
