Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Greycroft HMG Growth Fund Files SEC Document June 11 2026
Greycroft HMG Growth Fund L.P. submitted a filing to the SEC on June 11 2026 referencing Section 3(c)(7) of the Investment Company Act.
RedBird Legends Fund, L.P. Files SEC Notice Claiming 3(c)(7) Exemption
RedBird Legends Fund, L.P. submitted a Form D filing on June 11, 2026, citing Investment Company Act Section 3(c)(7).
Pathway Martello Investments I, LP Files SEC Notice June 2026
Pathway Martello Investments I, LP submitted an SEC filing on June 11, 2026 claiming Section 3(c)(1) and 3(c)(7) exemptions.
Pathway Martello Investments I LP Files SEC 3(c) Exemption Notice
Pathway Martello Investments I, LP submitted an SEC filing on June 11, 2026 referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
D - 400 Capital Credit Income Fund LP Files SEC Notice
D - 400 Capital Credit Income Fund LP submitted a Section 3(c)(7) filing to the SEC on June 11, 2026.
Candou Ventures Fund 2 Master LP Files 3(c)(1) Notice
Candou Ventures Fund 2 Master LP, Series CAN25TAC LP filed a Section 3(c)(1) notice with the SEC on June 11, 2026.
400 Capital Credit Income Fund LP Files SEC Notice
400 Capital Credit Income Fund LP submitted a filing under Investment Company Act Section 3(c)(7) on June 11, 2026.
D-LS Opportunities Access Fund IV Files SEC Notice
D-LS Opportunities Access Fund IV, L.P. submitted a Section 3(c)(7) notice filing to the SEC on June 11, 2026.
Greycroft HMG Growth Fund Files SEC Notice Under Section 3(c)(7)
Greycroft HMG Growth Fund, L.P. submitted a filing to the SEC on June 11, 2026, claiming exemption under Investment Company Act Section 3(c)(7).
Panther Growth Fund II Files D/A With SEC
Panther Growth Fund II, LP submitted a D/A filing on 2026-06-11 referencing Section 3(c)(7) of the Investment Company Act.
Union Peak Ventures I, L.P. Files SEC Notice Under Section 3(c)(7)
Union Peak Ventures I, L.P. submitted a 6 KB filing to the SEC on June 11, 2026, claiming exemption under Investment Company Act Section 3(c)(7).
D - AIMS Private Equity Participants XIV AIV A1 NY LLC Files SEC Document
D - AIMS Private Equity Participants XIV AIV A1 NY LLC submitted an SEC filing on June 11, 2026, per EDGAR records.
Allenhurst Investor Equity LLC Files SEC Document
Allenhurst Investor Equity LLC submitted a filing to the SEC on 2026-06-11 with accession number 0001104659-26-072865.
RedBird Legends Fund, L.P. Files SEC Form D
RedBird Legends Fund, L.P. submitted a filing under Investment Company Act Section 3(c)(7) on June 11, 2026.
D - EDIF IV Feeder Fund Files 3(c)(7) Notice With SEC
D - EDIF IV Feeder Fund S.C.A. SICAV-RAIF submitted a Section 3(c)(7) filing to the SEC on June 11, 2026.
Cooperatieve Gilde Healthcare Private Equity V U.A. Files 3(c)(7) Notice
Cooperatieve Gilde Healthcare Private Equity V U.A. submitted a Section 3(c)(7) exemption filing on June 11, 2026, according to SEC EDGAR.
Lyme Forest Fund VI LP Files D/A Under Section 3(c)(6)
Lyme Forest Fund VI LP submitted a D/A filing referencing Investment Company Act Section 3(c)(6) on June 11, 2026 according to SEC EDGAR.
Telemark Fund LP Files D/A With SEC on June 11 2026
Telemark Fund LP submitted a D/A filing on June 11 2026 referencing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
Krystal Lake Holdings, LLC Files SEC Document
Krystal Lake Holdings, LLC submitted a filing to SEC EDGAR on 2026-06-11 with accession number 0002134228-26-000003.
Park Square Capital Credit Investments Files D/A for Credit Partners Evergreen (B)
Park Square Capital Credit Investments SCSp, SICAV-RAIF submitted a D/A filing for Credit Partners Evergreen (B) on June 10, 2026, per SEC EDGAR.
D - PE-0525 Fund I Files 3(c)(1) Notice with SEC
D - PE-0525 Fund I, a series of MV Funds, LP filed a Section 3(c)(1) notice with the SEC on June 10, 2026.
D - PE-0525 Fund I Files 3(c)(1) Notice
D - PE-0525 Fund I, a series of MV Funds, LP filed a Section 3(c)(1) notice with the SEC on June 10, 2026.
Ares Pathfinder Fund III (Offshore) LP Files D/A with SEC
Ares Pathfinder Fund III (Offshore) LP submitted a D/A filing to the SEC on June 10, 2026, referencing Section 3(c)(7) of the Investment Company Act.
D - CH-0519 Fund III Files SEC Notice Under 3(c)(1)
D - CH-0519 Fund III, a series of Roll Up Vehicles, LP submitted a Form D filing on June 10, 2026 claiming exemption under Section 3(c)(1).
Lord Abbett Private Credit Fund Submits D/A Filing
Lord Abbett Private Credit Fund filed a D/A notice with the SEC on 2026-06-10 under Section 3(c)(7) of the Investment Company Act.
D - CH-0519 Fund III Files SEC Notice for 3(c)(1) Exemption
D - CH-0519 Fund III, a series of Roll Up Vehicles, LP filed a notice claiming exemption under Section 3(c)(1) of the Investment Company Act.
Ares Pathfinder Fund III LP Files D/A on SEC EDGAR
Ares Pathfinder Fund III LP submitted a D/A filing to the SEC on June 10, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Colt Capital Investments Files 3(c)(1) Exemption
Colt Capital Investments, LLC submitted a D/A filing claiming exemption under Investment Company Act Section 3(c)(1) on June 10, 2026.
PharmStars Ventures Fund 1 LP Files D/A on SEC EDGAR
PharmStars Ventures Fund 1 LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act on June 10, 2026.
Ares Pathfinder Fund III LP Files SEC Notice
Ares Pathfinder Fund III LP submitted a Form D/A filing with the SEC on June 10, 2026 under Section 3(c)(7).
Ares Pathfinder Fund III (Offshore) LP Files D/A on 2026-06-10
Ares Pathfinder Fund III (Offshore) LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
Ascent Crossover Opportunity Fund III Files SEC Notice
D - Ascent Crossover Opportunity Fund III, L.P. submitted a regulatory filing under Section 3(c)(7) on June 10, 2026.
Park Square Capital Files Form D for Credit Partners Evergreen (B)
Park Square Capital Credit Investments SCSp, SICAV-RAIF filed a Form D notice for Credit Partners Evergreen (B) under Rule 504(b)(1) and Investment Company Act exemptions 3(c)(1) and 3(c)(7).
Cross River Partners LP Files D/A Claiming 3(c)(1) Exemption
Cross River Partners LP submitted a D/A filing on June 10, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Aryming Capital LP Submits D/A Filing on June 10 2026
Aryming Capital LP filed a D/A amendment with the SEC under accession number 0001814624-26-000001.
Franklin Park Private Debt Co-Investment Fund III Files D/A
Franklin Park Private Debt Co-Investment Fund III, L.P. submitted a D/A filing claiming Investment Company Act exemptions 3(c)(1) and 3(c)(7).
Acadian U.S. Equity Extension Tax-Aware Fund Files Under 3(c)(7)
Acadian U.S. Equity Extension Tax-Aware Fund, LP submitted a filing on 2026-06-10 citing Investment Company Act Section 3(c)(7).
Verdus Partners, LP Files D/A Amendment with SEC
Verdus Partners, LP submitted a D/A filing on June 10, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Boardman Bay Ventures LP Series N Files D/A on June 9 2026
Boardman Bay Ventures, LP - Series N submitted a D/A filing under Section 3(c)(1) of the Investment Company Act on June 9 2026.
Star51 Capital Fund I LP Files 3(c)(1) Notice on SEC EDGAR
Star51 Capital Fund I LP submitted a Section 3(c)(1) notice filing to the SEC on June 9, 2026.
Stonelake VIII Access Fund Files SEC Notice Under Section 3(c)(7)
Stonelake VIII Access Fund, L.P. submitted a Form D exemption filing to the SEC on June 9, 2026, referencing Investment Company Act Section 3(c)(7).
D-Star51 Capital Fund I LP Files SEC Notice June 2026
D-Star51 Capital Fund I LP submitted an SEC filing on June 9 2026 claiming Section 3(c)(1) exemption.
Boardman Bay Ventures LP Series N Files D/A With SEC
Boardman Bay Ventures, LP - Series N filed a D/A notice with the SEC claiming Section 3(c)(1) exemption under the Investment Company Act.
Boardman Bay Ventures Files D/A for Series N
Boardman Bay Ventures, LP filed a D/A for Series N on June 9, 2026 under Investment Company Act Section 3(c)(1).
Apollo Overseas Partners XI Files SEC Exemption Notice
Apollo Overseas Partners XI, L.P. submitted a Section 3(c)(7) filing with the SEC on June 9, 2026.
TRCM Credit Fund SP Class S-2 Files 3(c)(1) Notice
D - TRCM Master Life Fund SPC - TRCM Credit Fund SP Class S-2 submitted a Section 3(c)(1) filing to the SEC on June 9, 2026.
801 West Capital (Cayman) Fund Files D/A Amendment
801 West Capital (Cayman) Fund, Ltd. submitted a Form D amendment referencing Section 3(c)(7) on June 9, 2026.
Keystone Opportunity Fund 1 LLC Files SEC Document June 2026
Keystone Opportunity Fund 1 LLC submitted a filing to the SEC on June 9 2026 under CIK 0002139675.
801 West Capital Fund Files D/A Amendment Under Section 3(c)(7)
801 West Capital Fund, L.P. submitted a D/A filing on June 9, 2026, referencing Section 3(c)(7) of the Investment Company Act.
D - Star51 Capital Fund I LP Files 3(c)(1) Notice
D - Star51 Capital Fund I LP submitted an SEC filing on 2026-06-09 claiming exemption under Section 3(c)(1) of the Investment Company Act.
