Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Isogon Ventures I, L.P. Files SEC Notice Under Section 3(c)(7)
Isogon Ventures I, L.P. submitted a 7 KB filing to the SEC on 2026-07-02 claiming exemption under Investment Company Act Section 3(c)(7).
Mana Up Capital Partners II, L.P. Files D/A on July 2, 2026
Mana Up Capital Partners II, L.P. (CIK 0002069694) submitted a D/A filing with the SEC on July 2, 2026.
Sandbrook Climate Infrastructure Fund II-B LP Files D/A on 2026-07-02
Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing to the SEC citing Section 3(c)(7) of the Investment Company Act.
Newbrook Capital Hudson Square Investors LLC Files SEC Notice on 3(c) Exemptions
Newbrook Capital Hudson Square Investors LLC filed an SEC notice on July 2 2026 claiming Investment Company Act Section 3(c)(1) and 3(c)(5) exemptions.
D - CIS Hedged Growth Partners Files 3(c)(1) Notice
D - CIS Hedged Growth Partners submitted a Section 3(c)(1) notice under the Investment Company Act on July 2, 2026, per SEC EDGAR records.
D - CIS Income & Growth Partners Files 3(c)(1) Notice
D - CIS Income & Growth Partners submitted a Section 3(c)(1) filing under the Investment Company Act on July 2, 2026.
PPM Strategic Opportunities Fund I LP Files D/A on SEC EDGAR
PPM Strategic Opportunities Fund I LP submitted a D/A filing to the SEC on July 2, 2026, under Investment Company Act Section 3(c)(7).
Velocis Industrial Fund II, LP Files With SEC on July 2, 2026
Velocis Industrial Fund II, LP submitted an SEC filing on July 2, 2026 referencing Section 3(c)(5) of the Investment Company Act.
MHR Sun Holdings LP Files Section 3(c)(7) Notice
MHR Sun Holdings LP submitted a Form D notice claiming Section 3(c)(7) exemption under the Investment Company Act on July 2, 2026.
Novacap TMT VI Co-Investment Files 3(c)(7) Notice
D - Novacap TMT VI Co-Investment (Cadent), L.P. submitted a Section 3(c)(7) notice to the SEC on July 2, 2026.
Alatus Inflection Long Only Fund LP Files D/A With SEC
Alatus Inflection Long Only Fund LP submitted a D/A filing on July 2 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
Deer Lake Strategic Fund LP Files D/A on July 2 2026
Deer Lake Strategic Fund LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act on July 2 2026.
BGO Daily Value Fund LP Files D/A on July 2 2026
BGO Daily Value Fund LP submitted Form D/A to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
D - PH-0429 Fund II Files SEC Notice Under 3(c)(1)
D - PH-0429 Fund II, a series of Hustle Fund Angel Squad Verticals, LP filed Form 3C on July 2, 2026 claiming Section 3(c)(1) exemption.
D - OPCI SPV Holdings LLC Files Section 3(c)(1) Notice
D - OPCI SPV Holdings LLC submitted a Form 3C filing claiming exemption under Section 3(c)(1) of the Investment Company Act.
Silent Capital Holdings Files Form D for Silent Capital XXXVI Series
Silent Capital Holdings, LP submitted a Form D filing for D - Silent Capital XXXVI on July 2, 2026 under Section 3(c)(1) of the Investment Company Act.
Paralos LS Equities Fund LP Files D/A with SEC EDGAR
Paralos LS Equities Fund LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 2, 2026.
Riptide-SK-0520 Fund I Files SEC Notice Under Section 3(c)(1)
Riptide-SK-0520 Fund I, a series of Platform Funds 2026 LP, submitted a Form 3C filing to the SEC on July 2, 2026 claiming exemption under Section 3(c)(1).
D - J & R Holdings XII, L.L.C. Files SEC Document
D - J & R Holdings XII, L.L.C. submitted a filing to the SEC on July 1, 2026, listed under CIK 0002142631.
Bruce Wood Capital Global Macro Fund Files SEC Notice
Bruce Wood Capital Global Macro Fund, LP submitted a Section 3(c)(1) notice filing on 2026-07-01 according to SEC EDGAR.
InCommercial High Yield Income Fund Files D/A on SEC EDGAR
InCommercial High Yield Income Fund, LLC submitted a D/A filing to the SEC on July 1, 2026.
BBH Cedar Street Equity II L.P. Files SEC Notice Under 3(c)(7)
BBH Cedar Street Equity II L.P. submitted a 7 KB filing to the SEC on July 1, 2026, citing Section 3(c)(7) of the Investment Company Act.
BBH Cedar Street Equity Intermediate Fund II Files SEC Notice
BBH Cedar Street Equity Intermediate Fund II, L.P. submitted a Form D filing to the SEC on July 1, 2026 claiming Section 3(c)(7) exemption.
AJC Auburn Hills Investments LLC Files With SEC
AJC Auburn Hills Investments LLC submitted a filing to the SEC on June 12 2026 under CIK 0002134486.
Avance Investment Partners Parallel Fund II Files D/A Amendment
Avance Investment Partners Parallel Fund II, L.P. submitted a Form D/A filing on June 12, 2026, claiming Section 3(c)(7) exemption.
Waterview Apts Partners LLC Files With SEC on June 12 2026
Waterview Apts Partners LLC submitted a 5 KB filing to the SEC under CIK 0002137590 on June 12 2026.
Photon Capital Fund LP Files SEC Exemption Notice
Photon Capital Fund LP submitted a filing on June 12, 2026, referencing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
EquityZen Growth Technology Fund LLC Series 2311 Files 3(c)(1) Notice
D - EquityZen Growth Technology Fund LLC - Series 2311 filed a Section 3(c)(1) exemption notice with the SEC on June 12, 2026.
Waterview Apts Partners, LLC Files Form D With SEC
Waterview Apts Partners, LLC submitted a Form D filing to the SEC on June 12, 2026.
Scout Energy Partners VII-B Files 3(c)(7) Notice with SEC
Scout Energy Partners VII-B, LP submitted a Section 3(c)(7) filing under the Investment Company Act on June 12, 2026.
Photon Capital Fund LP Files SEC Notice on June 12 2026
Photon Capital Fund LP submitted an 8 KB filing to the SEC on June 12 2026 referencing Section 3(c)(1) of the Investment Company Act.
AJC Auburn Hills Investments LLC Files SEC Document
AJC Auburn Hills Investments LLC submitted a filing to the SEC on June 12, 2026, according to SEC EDGAR records.
Photon Capital Fund LP Files SEC 3(c)(1) Exemption
Photon Capital Fund LP submitted a Section 3(c)(1) filing under the Investment Company Act to SEC EDGAR on June 12, 2026.
Avance Investment Partners Parallel Fund II Files D/A Amendment
Avance Investment Partners Parallel Fund II, L.P. submitted a Form D/A filing on 2026-06-12 claiming Section 3(c)(7) exemption.
AJC Auburn Hills Investments LLC Files SEC Document June 12 2026
AJC Auburn Hills Investments LLC submitted a filing listed under CIK 0002134486 on the SEC EDGAR system on June 12 2026.
EquityZen Growth Technology Fund LLC Series 2311 Files SEC Notice
D - EquityZen Growth Technology Fund LLC - Series 2311 submitted a filing under Investment Company Act Section 3(c)(1) on June 12, 2026.
Scout Energy Partners VII-B, LP Files SEC Notice
Scout Energy Partners VII-B, LP submitted a Section 3(c)(7) filing to the SEC on June 12, 2026.
XN Exponent Onshore Fund LP Files D/A on 2026-06-12
XN Exponent Onshore Fund LP submitted a D/A filing to the SEC under Investment Company Act Section 3(c)(7).
Last Mile Retail Fund III Files D/A with SEC
Last Mile Retail Fund III, L.P. submitted a D/A filing on June 12, 2026 referencing Section 3(c)(5) of the Investment Company Act.
Scout Energy Partners VII-B Files SEC 3(c)(7) Notice
Scout Energy Partners VII-B, LP submitted a Section 3(c)(7) exemption filing with the SEC on June 12, 2026.
XN Exponent Offshore Fund LP Files D/A on SEC EDGAR
XN Exponent Offshore Fund LP submitted a D/A filing to the SEC on 2026-06-12 referencing Section 3(c)(7) of the Investment Company Act.
D-Studio NonPublic Exchange Fund III Files 3(c)(1) Notice
D-Studio NonPublic Exchange Fund III, a Series of A Master Series, LLC filed a Section 3(c)(1) notice with the SEC on June 12, 2026.
Photon Capital Fund LP Files 3(c)(1) Notice With SEC
Photon Capital Fund LP submitted a Section 3(c)(1) exemption filing to the SEC on June 12, 2026.
Two Sigma Hamilton Fund Files D/A on Section 3(c)(7)
Two Sigma Hamilton Fund, LLC submitted a D/A filing to the SEC on June 12, 2026, referencing Investment Company Act Section 3(c)(7).
D - Waterview Apts Partners, LLC Files SEC Document June 12, 2026
D - Waterview Apts Partners, LLC submitted a filing to the SEC on June 12, 2026, under accession number 0002137590-26-000001.
KMF Investments SPV I, LLC Files Form D With SEC
KMF Investments SPV I, LLC submitted a Form D filing to the SEC on June 12, 2026 under accession number 0002140013-26-000001.
Baselake Partners, LP Files D/A Amendment with SEC
Baselake Partners, LP submitted a D/A filing on June 12, 2026, under Investment Company Act Section 3(c)(1).
Ilex Onshore Fund LP Files D/A With SEC on June 12 2026
Ilex Onshore Fund LP submitted a D/A filing to the SEC on June 12 2026 referencing Section 3(c)(7) of the Investment Company Act.
NonPublic Arigon Infra Fund VII Files 3(c)(1) Notice
NonPublic Arigon Infra Fund VII, a Series of NonPublic Master, LP filed a Section 3(c)(1) notice with the SEC on June 12, 2026.
FVP Digital Future Fund Files D/A With SEC on June 12 2026
FVP Digital Future Fund L.P. submitted a D/A filing referencing Investment Company Act Section 3(c)(7) to SEC EDGAR.
