Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Accolade Blockchain Access Fund II Files Form D/A Amendment
Accolade Blockchain Access Fund II, L.P. submitted a Form D/A filing on July 6, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
Polymer Japan (Cayman) Fund Ltd. Files 3(c)(7) Notice
Polymer Japan (Cayman) Fund Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 6, 2026.
Accolade Blockchain Access Fund II Files D/A Amendment
Accolade Blockchain Access Fund II, L.P. submitted a Form D/A filing on July 6, 2026 under Section 3(c)(7).
Triangle Tweener Fund, LP - E3 Files Form D on July 6, 2026
Triangle Tweener Fund, LP - E3 submitted a Regulation D filing claiming Section 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
Clemenceau Fund LLC Files D/A Amendment with SEC
Clemenceau Fund LLC submitted a D/A filing to the SEC on 2026-07-06 claiming Section 3(c)(7) exemption under the Investment Company Act.
D - BIP V Co-Investment A L.P. Files SEC Notice Under 3(c)(7)
D - BIP V Co-Investment A L.P. submits notice of exemption under Investment Company Act Section 3(c)(7) on July 6, 2026.
Accolade Blockchain Access Fund II Feeder Files D/A on 2026-07-06
Accolade Blockchain Access Fund II Feeder, L.P. submitted an amended Form D filing claiming Section 3(c)(7) exemption.
CocoCult IV Series Files Section 3(c)(1) Exemption Notice
D - CocoCult IV a Series of Republic Deal Room Master Fund LLC filed a Section 3(c)(1) exemption notice with the SEC on July 6, 2026.
Acadian Emerging Markets Micro-Cap Equity Fund Files D/A on July 6 2026
Acadian Emerging Markets Micro-Cap Equity Fund LLC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Accolade Blockchain Access Fund II Feeder Files D/A Amendment
Accolade Blockchain Access Fund II Feeder, L.P. filed a D/A amendment on July 6 2026 under Section 3(c)(7).
Polymer Japan Portable Alpha (Cayman) Fund Ltd. Files D/A
Polymer Japan Portable Alpha (Cayman) Fund Ltd. submitted a D/A filing on 2026-07-06 claiming Section 3(c)(7) exemption under the Investment Company Act.
Dover Street Fund XII Private Investors Files SEC Amendment
Dover Street Fund XII Private Investors, LLC submitted a D/A filing to the SEC on July 6, 2026, referencing Section 3(c)(7) of the Investment Company Act.
HighVista HFS Partners (Offshore) SPC Files 3(c)(7) Notice
HighVista HFS Partners (Offshore) SPC - Portfolio A submitted a D/A filing claiming Section 3(c)(7) exemption on 2026-07-06.
Capacity Capital Fund II, LP Files D/A with SEC
Capacity Capital Fund II, LP submitted a D/A filing on 2026-07-06 referencing Investment Company Act Section 3(c)(1).
HighVista Biotechnology Specialist Fund Files SEC Notice
HighVista Biotechnology Specialist Fund Ltd. submitted a Form D/A filing to the SEC on July 6 2026 claiming Section 3(c)(7) exemption.
AL Belfry Investments I LLC Files SEC Notice on 3(c)(1)
AL Belfry Investments I LLC submitted a filing to the SEC on July 6 2026 referencing Investment Company Act Section 3(c)(1).
Mana Up Capital Partners II Files D/A with SEC
Mana Up Capital Partners II, L.P. submitted a D/A filing to the SEC on July 2, 2026, according to EDGAR records.
Sandbrook Climate Infrastructure Fund II LP Files D/A on 2026-07-02
Sandbrook Climate Infrastructure Fund II LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 2, 2026.
Mana Up Capital Partners II, L.P. Files D/A with SEC EDGAR
Mana Up Capital Partners II, L.P. submitted a D/A filing on July 2, 2026, via SEC EDGAR under accession number 0002069694-26-000001.
Sandbrook Climate Infrastructure Fund II-B LP Files D/A on July 2 2026
Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
Stonepeak Infrastructure Credit Fund II Feeder LP Files SEC Notice
D - Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP submitted a filing under Section 3(c)(7) of the Investment Company Act on July 2, 2026.
Sandbrook Climate Infrastructure Fund II LP Files With SEC
Sandbrook Climate Infrastructure Fund II LP submitted a D/A filing to the SEC on July 2 2026 under Investment Company Act Section 3(c)(7).
Sandbrook Climate Infrastructure Fund II-C LP Files D/A
Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing on 2026-07-02 under Investment Company Act Section 3(c)(7).
Mana Up Capital Partners II Files D/A with SEC on July 2 2026
Mana Up Capital Partners II, L.P. submitted a D/A filing to the SEC on July 2 2026 under accession number 0002069694-26-000001.
Summers Value Fund LP Files D/A Notice with SEC
Summers Value Fund LP submitted a D/A filing on 2026-07-02 citing Section 3(c)(1) of the Investment Company Act.
Sandbrook Climate Infrastructure Fund II-B LP Files D/A on 2026-07-02
Sandbrook Climate Infrastructure Fund II-B LP submits D/A filing referencing Investment Company Act Section 3(c)(7) according to SEC EDGAR.
SNK Investments & Capital Fund LLC Files D/A on Section 3(c)(5)
SNK Investments & Capital Fund LLC submitted a D/A filing referencing Investment Company Act Section 3(c)(5) on July 2, 2026.
SNK Investments & Capital Fund LLC Files D/A on 2026-07-02
SNK Investments & Capital Fund LLC submitted a D/A filing referencing Investment Company Act Section 3(c)(5).
Summers Value Fund LP Files D/A Amendment with SEC
Summers Value Fund LP submitted a D/A filing on July 2, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
SNK Investments & Capital Fund LLC Files D/A With SEC
SNK Investments & Capital Fund LLC submitted a D/A filing to the SEC on July 2, 2026, referencing Investment Company Act Section 3(c)(5).
Sandbrook Climate Infrastructure Fund II-B LP Files D/A with SEC
Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing to the SEC on 2026-07-02 under Section 3(c)(7) of the Investment Company Act.
Mana Up Capital Partners II, L.P. Files D/A With SEC
Mana Up Capital Partners II, L.P. submitted a D/A filing on July 2, 2026, according to SEC EDGAR records.
Sandbrook Climate Infrastructure Fund II-C LP Files D/A on July 2 2026
Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
Sandbrook Climate Infrastructure Fund II LP Files D/A on July 2 2026
Sandbrook Climate Infrastructure Fund II LP submitted a D/A filing to the SEC on July 2 2026 claiming Section 3(c)(7) exemption.
Summers Value Fund LP Files D/A on 2026-07-02
Summers Value Fund LP submitted a D/A filing to the SEC on 2026-07-02 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Sandbrook Climate Infrastructure Fund II-B LP Files SEC Notice
Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing to the SEC on July 2, 2026, under Section 3(c)(7) of the Investment Company Act.
Sandbrook Climate Infrastructure Fund II-C LP Files D/A With SEC
Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing to the SEC on July 2, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Stonepeak Infrastructure Credit Fund II LP Files SEC Notice
Stonepeak Infrastructure Credit Fund II LP submitted a filing to the SEC on July 2, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP Files SEC Notice
Stonepeak Infrastructure Credit Fund II Rated Note Feeder LP submitted a Section 3(c)(7) filing on 2026-07-02 according to SEC EDGAR.
SNK Investments & Capital Fund LLC Files D/A With SEC
SNK Investments & Capital Fund LLC submitted a D/A filing on July 2, 2026 referencing Section 3(c)(5) of the Investment Company Act.
Mana Up Capital Partners II, L.P. Files D/A on SEC EDGAR
Mana Up Capital Partners II, L.P. submitted a D/A filing to the SEC on July 2, 2026, with accession number 0002069694-26-000001.
Summers Value Fund LP Files D/A with SEC on July 2 2026
Summers Value Fund LP submitted D/A filing 0001739928-26-000003 referencing Investment Company Act Section 3(c)(1).
Sandbrook Climate Infrastructure Fund II LP Files D/A With SEC
Sandbrook Climate Infrastructure Fund II LP submitted a D/A amendment on 2026-07-02 claiming exemption under Investment Company Act Section 3(c)(7).
Sandbrook Climate Infrastructure Fund II-B LP Files D/A
Sandbrook Climate Infrastructure Fund II-B LP submitted a D/A filing on 2026-07-02 under Section 3(c)(7) of the Investment Company Act.
SNK Investments & Capital Fund LLC Files D/A on July 2 2026
SNK Investments & Capital Fund LLC submitted a D/A filing to the SEC on 2026-07-02 referencing Investment Company Act Section 3(c)(5).
Mana Up Capital Partners II Files D/A on July 2 2026
Mana Up Capital Partners II L.P. submitted a D/A filing to the SEC on July 2 2026 under accession number 0002069694-26-000001.
Sandbrook Climate Infrastructure Fund II-C LP Files D/A Amendment
Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 2, 2026, according to SEC EDGAR.
Summers Value Fund LP Submits D/A Filing to SEC
Summers Value Fund LP filed a D/A notice with the SEC claiming exemption under Section 3(c)(1) of the Investment Company Act.
Mana Up Capital Partners II, L.P. Files D/A with SEC EDGAR
Mana Up Capital Partners II, L.P. submitted a D/A filing on 2026-07-02 via SEC EDGAR under CIK 0002069694.
Sandbrook Climate Infrastructure Fund II-C LP Files D/A on July 2 2026
Sandbrook Climate Infrastructure Fund II-C LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act.
