Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Attestor Value Fund Ltd Files D/A Amendment on 2026-07-09
Attestor Value Fund Ltd submitted a D/A filing under Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Fortress Ultimate Holdings, L.P. Files D/A Amendment
Fortress Ultimate Holdings, L.P. submitted a D/A filing to the SEC on July 8, 2026.
Antler Special Opportunities Fund I LP Files SEC Notice
Antler Special Opportunities Fund I LP submitted an SEC filing on July 8, 2026 claiming Investment Company Act exemptions under Sections 3(c)(1) and 3(c)(7).
D - 224 Ventures SPV Series LP Files SEC Notice
D - 224 Ventures SPV Series LP, Series B1 submitted a filing to the SEC on July 8, 2026, under Investment Company Act Section 3(c)(7).
PeakSpan Capital BaseCamp I, L.P. Files SEC Notice
PeakSpan Capital BaseCamp I, L.P. submitted a filing on 2026-07-08 under Section 3(c)(7) of the Investment Company Act.
Churchill Secondaries Solutions II Access Fund Files SEC Notice
Churchill Secondaries Solutions II Access Fund, L.P. submitted a filing under Investment Company Act Section 3(c)(7) on July 8, 2026, according to SEC EDGAR.
BP Commercial Funding Trust II Series SPL-V Files D/A Amendment
BP Commercial Funding Trust II Series SPL-V submitted a D/A filing on July 8 2026 according to SEC EDGAR records.
Northleaf Secondary Partners (US) IV LP Files D/A on 2026-07-08
Northleaf Secondary Partners (US) IV LP submitted a D/A filing to the SEC on July 8 2026 referencing Section 3(c)(7) of the Investment Company Act.
Brooklyn Tech Fund LP Files SEC Notice Claiming 3(c)(1) Exemption
Brooklyn Tech Fund LP submitted an SEC filing on July 8, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Cynosure PSS Co-investment LLC Files 3(c)(7) Notice
D - Cynosure PSS Co-investment, LLC submitted a Section 3(c)(7) notice under the Investment Company Act on July 8, 2026.
Brown Advisory Files 3(c)(1) Notice for Alternative Strategies Fund
Brown Advisory (Bermuda) Ltd. submitted a Section 3(c)(1) notice for the Brown Advisory Alternative Strategies Fund on July 8, 2026.
BP Commercial Funding Trust II Series SPL-IV Files D/A Amendment
BP Commercial Funding Trust II, Series SPL-IV submitted a D/A filing on July 8, 2026 according to SEC EDGAR.
Grey Sheep Ventures Files 3(c)(1) Exemption Notice
D - Grey Sheep Ventures, a Series of Decile Start Fund, LP filed a Section 3(c)(1) notice with the SEC on July 8, 2026.
D - 224 Ventures SPV Series LP Files 3(c)(7) Notice
D - 224 Ventures SPV Series LP, Series B1 filed a Section 3(c)(7) exemption notice with the SEC on July 8, 2026.
ARTA Ventures Series Files 3(c)(1) Exemption Notice
D - ARTA Ventures, a Series of Decile Start Fund, LP filed an Investment Company Act Section 3(c)(1) notice with the SEC on July 8, 2026.
Haven Advisors Holdings, LLC Files SEC Document July 8 2026
Haven Advisors Holdings, LLC (CIK 0002142146) submitted a filing to the SEC on July 8 2026 according to EDGAR records.
Intrinsic Health Partners II Files 3(c)(7) Notice
Intrinsic Health Partners II, L.P. submitted a D/A filing indicating reliance on Investment Company Act Section 3(c)(7).
Catholic Endowment Fund LP Files D/A With SEC on July 8 2026
Catholic Endowment Fund LP submitted a D/A filing to the SEC on 2026-07-08 referencing Section 3(c)(1) of the Investment Company Act.
Brown Advisory (Bermuda) Ltd. Files D/A for Global Managers Fund
Brown Advisory (Bermuda) Ltd. submitted a D/A filing for the Brown Advisory Global Managers Fund under Section 3(c)(7) on July 8, 2026.
D - FF Flex Fund 4 Files SEC Notice Under Section 3(c)(1)
D - FF Flex Fund 4 a Series of FF SPV Holdings LLC submitted a 3(c)(1) filing on July 8, 2026, according to SEC EDGAR.
Angel Collective Opportunity Fund Files Form D Amendment
Angel Collective Opportunity Fund, LP submitted a Form D amendment on July 8, 2026 claiming Section 3(c)(1) exemption under the Investment Company Act.
D - AU-0217 Fund II Files Section 3(c)(1) Exemption Notice
D - AU-0217 Fund II, a series of Roll Up Vehicles, LP filed a 7 KB notice under Section 3(c)(1) of the Investment Company Act on 2026-07-08.
ROW Diversified 2X Offshore Fund Files D/A with SEC
ROW Diversified 2X Offshore Fund, Ltd. submitted a D/A filing on July 8, 2026, referencing Investment Company Act Section 3(c)(7).
Ventioneers Funds LP Files SEC Notice for AD-0609 Fund I Series
D - AD-0609 Fund I, a series of Ventioneers Funds, LP filed a Form D notice with the SEC on July 8, 2026, claiming a Section 3(c)(1) exemption.
D - SE-0526 Fund I Files 3(c)(1) Notice
D - SE-0526 Fund I, a series of Roll Up Vehicles, LP filed a Section 3(c)(1) notice with the SEC on July 8 2026.
Thayer Street Partners Opportunity Fund III Files 3(c)(7) Notice
Thayer Street Partners Opportunity Fund III, L.P. submitted an SEC filing on July 7, 2026, citing reliance on Section 3(c)(7) of the Investment Company Act.
D - TSOF III GP Coinvestment, L.P. Files SEC Notice
D - TSOF III GP Coinvestment, L.P. submits 8 KB filing under Investment Company Act Section 3(c)(7) on July 7, 2026.
Schox Venture Capital Files D/A Amendment on July 7 2026
Schox Venture Capital LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
CapitalX, LP Files Form D/A Amendment With SEC
CapitalX, LP submitted a Form D/A amendment on July 7, 2026, claiming 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
Thayer Street Partners Opportunity Fund III-B Files SEC Notice
Thayer Street Partners Opportunity Fund III-B, L.P. submitted a notice filing with the SEC on July 7, 2026 claiming exemption under Section 3(c)(7).
BlackSalt Capital L.P. Files 3(c)(1) Notice on SEC EDGAR
BlackSalt Capital L.P. submitted a Section 3(c)(1) filing under the Investment Company Act on July 7, 2026.
Equitybee Series Files 3(c)(1) Notice With SEC
D - Equitybee 22-96436, a Series of Equitybee cFund Master LLC, submitted a Section 3(c)(1) filing on July 7, 2026.
D-World Models Fund II Files SEC Notice for 3(c)(7) Status
D - World Models Fund II a Series of FOG Ventures Fund III LLC filed a 7 KB notice under Investment Company Act Section 3(c)(7) on July 7, 2026.
Equitybee Series Files 3(c)(1) Exemption Notice
D - Equitybee 22-46211, a Series of Equitybee cFund Master LLC filed a Section 3(c)(1) notice with the SEC on July 7, 2026.
MF Ventures Fund, LP - A2 Files D/A With SEC on July 7, 2026
MF Ventures Fund, LP - A2 submitted a D/A filing under Section 3(c)(1) of the Investment Company Act on July 7, 2026.
REFASHIOND Ventures Seed Fund, LP Files SEC Notice
REFASHIOND Ventures Seed Fund, LP submitted a Form filing to the SEC claiming Section 3(c)(1) exemption under the Investment Company Act.
Canal Grande Fund II LP Files 3(c)(7) Notice
Canal Grande Fund II LP submitted a Section 3(c)(7) notice filing to the SEC on July 7, 2026.
Open Doors Partners, LLC Files With SEC
Open Doors Partners, LLC submitted a filing to the SEC on July 7, 2026 under accession number 0001724977-26-000023.
Acadia Fund I, LP Files SEC Notice Under Section 3(c)(9)
D - Acadia Fund I, LP/DE filed a notice with the SEC on 2026-07-07 citing Section 3(c)(9) of the Investment Company Act.
Alpha Venture Private Investments, LLC Files With SEC
Alpha Venture Private Investments, LLC submitted a filing to the SEC on July 7, 2026, according to SEC EDGAR.
CapitalX QP, LP Files Form D/A Amendment on July 7, 2026
CapitalX QP, LP submitted a Form D/A amendment filing with the SEC referencing Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Melange Secondaries Partners II Files D/A on July 7 2026
Melange Secondaries Partners II LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 7 2026.
Ahara Opportunities Fund Files 3(c)(1) Exemption Notice
D - Ahara Opportunities Fund a series of Allocations 2026 Master, LLC filed a Section 3(c)(1) notice with the SEC on July 7, 2026.
Westbeck Volta Fund (US) LP Files D/A With SEC
Westbeck Volta Fund (US) LP submitted a D/A filing on 2026-07-07 claiming Section 3(c)(7) exemption under the Investment Company Act.
Bowline Capital Fund II LP Files D/A Amendment with SEC
Bowline Capital Fund II LP submitted a D/A filing on 2026-07-07 referencing Investment Company Act sections 3(c)(1), 3(c)(5) and 3(c)(6).
D-ICW Strategic Equities Fund (Cayman) Files 3(c)(1) Notice
D-ICW Strategic Equities Fund (Cayman), LP filed a Section 3(c)(1) notice with the SEC on July 7, 2026.
Superstate Asset Trust Files D/A for Short Duration Fund Series
Superstate Short Duration US Government Securities Fund filed a D/A notice under Section 3(c)(7) of the Investment Company Act on 2026-07-07.
D - ICW Strategic Equities Fund Files 3(c)(1) Exemption Notice
D - ICW Strategic Equities Fund, LP submitted a Section 3(c)(1) exemption filing to the SEC on July 7, 2026.
Polymer Japan (Cayman) Fund Ltd. Files D/A on July 6 2026
Polymer Japan (Cayman) Fund Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
Accolade Blockchain Access Fund II Files Form D/A Amendment
Accolade Blockchain Access Fund II, L.P. submitted a Form D/A filing on July 6, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
