Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Valiant Peregrine Special Opportunities Fund 8 Files SEC Notice
Valiant Peregrine Special Opportunities Fund 8, L.P. submitted a Section 3(c)(7) notice filing to the SEC on July 10, 2026.
WH Capital IX LLC Files 3(c)(1) Notice with SEC
WH Capital IX LLC submitted a Section 3(c)(1) filing under the Investment Company Act on July 10, 2026, per SEC EDGAR records.
MVP Opportunity Fund VI LLC Series 26I Files SEC Notice
D - MVP Opportunity Fund VI LLC Series 26I submitted a regulatory filing to the SEC on July 10, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Argent Vale Capital Inc. Submits SEC Filing July 10 2026
Argent Vale Capital Inc. filed a document with the SEC under CIK 0002141948 on July 10 2026.
D - MVP Opportunity Fund VI LLC Series 26I QC Files SEC Notice
D - MVP Opportunity Fund VI LLC Series 26I QC filed a Form 3C notice with the SEC claiming exemption under Section 3(c)(1) of the Investment Company Act.
MVP Opportunity Fund VI LLC Series 26I QC Files 3(c)(1) Notice
MVP Opportunity Fund VI LLC Series 26I QC filed a Section 3(c)(1) notice with the SEC on July 10 2026.
Valiant Peregrine Special Opportunities Fund 7 Files 3(c)(7) Notice
Valiant Peregrine Special Opportunities Fund 7, L.P. submitted a Section 3(c)(7) filing to the SEC on July 10, 2026.
CRA Funding 1, LLC Files D/A With SEC on July 10, 2026
CRA Funding 1, LLC submitted a D/A filing to the SEC on July 10, 2026, according to SEC EDGAR records.
Valiant Peregrine Special Opportunities Fund 8 Files 3(c)(7) Notice
Valiant Peregrine Special Opportunities Fund 8, L.P. submitted a Section 3(c)(7) filing with the SEC on July 10, 2026.
Argent Vale Capital Inc. Files SEC Document July 10 2026
Argent Vale Capital Inc. submitted a filing to the SEC EDGAR system on July 10, 2026 under accession number 0002141948-26-000001.
Senator Strategic Resources Offshore Fund Files 3(c)(7) Notice
Senator Strategic Resources Offshore Fund Ltd. submitted an SEC filing claiming exemption under Section 3(c)(7) of the Investment Company Act on July 10, 2026.
D - Medina DC 1 Assets LLC Files With SEC
D - Medina DC 1 Assets LLC submitted a filing to the SEC on July 10 2026 according to EDGAR records.
Manatuck Hill Mariner Offshore Fund Files D/A on 2026-07-10
Manatuck Hill Mariner Offshore Institutional Fund, Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
Medina DC 2 Assets LLC Files With SEC on July 10 2026
Medina DC 2 Assets LLC submitted a 10 KB filing to the SEC EDGAR system on July 10 2026 under CIK 0002143117.
EquityZen Growth Technology Fund LLC Series 2302 Files SEC Notice
EquityZen Growth Technology Fund LLC Series 2302 submitted a filing under Section 3(c)(1) of the Investment Company Act on July 10 2026 according to SEC EDGAR.
MVP Opportunity Fund VI LLC Series 26I Files SEC Notice
D - MVP Opportunity Fund VI LLC Series 26I filed a notice under Section 3(c)(7) of the Investment Company Act on July 10 2026.
StepStone VC Secondaries Fund VII-K LP Files D/A With SEC
StepStone VC Secondaries Fund VII-K LP submitted a D/A filing on 2026-07-10 under Investment Company Act Section 3(c)(7).
Sagence Point Priority Core Fund LP Files D/A on 2026-07-10
Sagence Point Priority Core Fund LP submitted a D/A filing to the SEC on July 10, 2026, under Investment Company Act Section 3(c)(7).
Manatuck Hill Mariner Onshore Fund Files D/A on 2026-07-10
Manatuck Hill Mariner Onshore Fund, L.P. submitted a D/A filing to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
Qontix Fund, LP Files D/A with SEC Claiming 3(c)(1) Exemption
Qontix Fund, LP submitted a D/A filing on 2026-07-10 under Investment Company Act Section 3(c)(1).
StepStone VC Secondaries Fund VII ND LP Files D/A with SEC
StepStone VC Secondaries Fund VII ND LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 10, 2026.
D - Lagniappe Opportunity Fund Files SEC Notice
D - Lagniappe Opportunity Fund, LLC submitted a 7 KB filing on 2026-07-10 under Investment Company Act Section 3(c)(1) and 3(c)(7).
Green Shield Holdings LLC Files D/A With SEC
Green Shield Holdings LLC filed a D/A with the SEC on July 10 2026 under accession number 0000929638-26-002588.
D - WH Capital IX LLC Files 3(c)(1) Notice with SEC
D - WH Capital IX LLC submitted a Section 3(c)(1) filing to the SEC on July 10, 2026.
PSquared US Feeder Fund Files 3(c)(7) Amendment
PSquared US Feeder Fund, LP submitted a D/A filing for its Event Opportunity Series under Section 3(c)(7) of the Investment Company Act.
OCP Asia Fund VI LP Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
OCP Asia Fund VI LP submitted a notice filing to the SEC on July 10 2026 referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
Unpopular VC Files 3(c)(1) Notice for VO-0518 Fund II
D - VO-0518 Fund II, a series of Unpopular VC, LP submitted a Section 3(c)(1) notice to the SEC on July 10, 2026.
Kuark Offshore Fund Ltd Files D/A With SEC on July 10 2026
Kuark Offshore Fund Ltd submitted a D/A filing under Investment Company Act Section 3(c)(7) according to SEC EDGAR.
GenInnov Funds Ltd. (US) LP Files D/A on 2026-07-10
GenInnov Funds Ltd. (US) LP submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
Capital F Fund I Files 3(c)(1) Exemption Notice With SEC
Capital F Fund I, L.P. submitted a D/A filing on July 9, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
C2V Capital Partners III, LP Files SEC Notice Claiming 3(c)(1) Exemption
C2V Capital Partners III, LP submitted an SEC filing on July 9, 2026 referencing Investment Company Act Section 3(c)(1).
Capital F Fund I, L.P. Files D/A Claiming 3(c)(1) Exemption
Capital F Fund I, L.P. submitted a D/A filing on 2026-07-09 referencing Investment Company Act Section 3(c)(1).
RCP Multi-Strategy Fund III, LP Files SEC Notice
RCP Multi-Strategy Fund III, LP submitted a filing under Section 3(c)(7) of the Investment Company Act on 2026-07-09.
C2V Capital Partners III Parallel Fund Files SEC Notice
C2V Capital Partners III Parallel Fund, LP submitted a filing under Section 3(c)(7) of the Investment Company Act on July 9, 2026.
Clifton First Onshore Fund LP Files D/A With SEC
Clifton First Onshore Fund LP submitted a D/A filing on July 9, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Viridian Global Strategies Fund 1 LP Files 3(c)(1) Notice
Viridian Global Strategies Fund 1 LP submitted a Section 3(c)(1) notice to the SEC on July 9, 2026.
E Squared Investment Fund Files 3(c)(7) Notice for D-ES I Series
E Squared Investment Fund, LLC filed a Section 3(c)(7) exemption notice with the SEC for its D-ES I series on July 9, 2026.
D - ES I Series Files 3(c)(7) Notice With SEC
D - ES I, a series of E Squared Investment Fund, LLC submitted a Section 3(c)(7) filing on July 9, 2026 according to SEC EDGAR.
D - BOOST Z2 NUCLEAR FUND LLC Files Section 3(c)(7) Notice
D - BOOST Z2 NUCLEAR FUND LLC submitted a Section 3(c)(7) notice filing with the SEC on 2026-07-09.
EQUIAM Private Tech 30 Fund II LP Files D/A With SEC
EQUIAM Private Tech 30 Fund II LP submitted a D/A filing to the SEC on July 9, 2026 under Section 3(c)(7).
Driftwood Credit Fund II-B LP Files D/A Amendment
Driftwood Credit Fund II-B, LP submitted a D/A filing on July 9, 2026, under Investment Company Act Section 3(c)(7).
Jaffa Capital Fund, LP Files D/A on Section 3(c)(7)
Jaffa Capital Fund, LP submitted a D/A filing on July 9, 2026 claiming the Section 3(c)(7) exemption under the Investment Company Act.
IFM Core Energy Transition Fund Files SEC Notice Under Section 3(c)(7)
IFM Core Energy Transition Fund (USD) B SCSp filed a D/A notice with the SEC on 2026-07-09 claiming exemption under Investment Company Act Section 3(c)(7).
Hyphen Capital Master Series SPV II LLC Files SEC Form for Series 131
D - Hyphen Capital Master Series SPV II LLC - Series 131 filed a 6 KB document with the SEC on July 9 2026 under CIK 0002132068.
Driftwood Credit Fund II-A Files D/A With SEC
Driftwood Credit Fund II-A, LP submitted a D/A filing to the SEC on July 9, 2026, claiming the Section 3(c)(1) exemption.
Safar Partners Co-Invest A Files SEC Notice for 3(c)(1) and 3(c)(7) Exemptions
D - Safar Partners Co-Invest A, LLC filed a Form 3C notice with the SEC claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Waterfall Silver Spring Fund Files D/A on SEC EDGAR
Waterfall Silver Spring Fund, LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 9, 2026.
Neuberger Taiwan Equity Fund Ltd. Files 3(c)(7) Exemption Notice
Neuberger Taiwan Equity Fund Ltd. submitted a Section 3(c)(7) filing to the SEC on July 9, 2026.
Monterone Partners Equity Fund LP Files D/A on 2026-07-09
Monterone Partners Equity Fund LP submitted a D/A filing to the SEC citing Investment Company Act Section 3(c)(7).
Hillpointe Workforce Housing Partnership VI PIV Files SEC Notice
D - Hillpointe Workforce Housing Partnership VI PIV, LP filed a Form 3C notice with the SEC on July 9 2026 claiming Section 3(c)(6) exemption.
