Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Rainmaker Capital LLC Submits SEC Filing on April 21, 2026
Rainmaker Capital LLC, with CIK 0002130550, filed a document on the SEC EDGAR system on April 21, 2026, as per official records.
Vataseason Ventures Fund LLC Files Under Section 3(c)(1)
D - Vataseason Ventures Fund LLC filed a document with the SEC on April 21, 2026, related to Section 3(c)(1) of the Investment Company Act.
US Regulators Propose Easing Private Fund Reporting Rules
The SEC and CFTC plan to narrow Biden-era disclosure requirements for the $26 trillion private funds industry to reduce compliance burdens while maintaining risk oversight.
Bobo CV DC Land Fund I, LLC Files with SEC on April 20, 2026
Bobo CV DC Land Fund I, LLC, with filer number 0002130723, submitted a SEC filing on April 20, 2026, as per official records.
Clarion Partners Fund Files SEC Form for Section 3(c)(7)
Clarion Partners Industrial Opportunity Parallel Institutional Fund, LP filed a SEC document on April 20, 2026, under Item 3C.7 for Section 3(c)(7).
Graticule Equity Market Neutral Fund LP Files Section 3(c)(1) Notice
Graticule Equity Market Neutral Fund LP filed a document under Section 3(c)(1) of the Investment Company Act on April 20, 2026, according to SEC EDGAR.
Lowercarbon Surge Parallel Fund LP Files SEC Document Under Section 3(c)(1)
D - Lowercarbon Surge Parallel Fund, LP filed a document on April 20, 2026, under Item 3C for Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Sterling Core Income Fund I, LLC Files SEC Document
Sterling Core Income Fund I, LLC filed a document with the SEC on April 20, 2026, as per the agency's records.
Bridge Growth Partners Seasmoke, LP Files for Section 3(c)(7) Exemption
Bridge Growth Partners Seasmoke, LP filed a document with SEC EDGAR on April 20, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
Improbability Fund I, LP Files SEC Document for Investment Exemption
D - Improbability Fund I, LP submitted a filing to the SEC on April 20, 2026, related to Investment Company Act Section 3(c)(1).
Lightyear Fund VI-A, L.P. Files Under Investment Company Act Section 3(c)(7)
Lightyear Fund VI-A, L.P. submitted a filing on April 20, 2026, related to Section 3(c)(7) of the Investment Company Act, as per SEC EDGAR records.
Lightyear Fund VI, L.P. Files Under Investment Company Act Section 3(c)(7)
Lightyear Fund VI, L.P. submitted a filing on April 20, 2026, citing Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
WGV Real Estate Fund I LLC Files SEC Document for Investment Exemption
WGV Real Estate Fund I LLC filed a SEC EDGAR document on April 20, 2026, referencing Section 3(c)(5) of the Investment Company Act.
Decimus Defense Fund LLC Files Under Section 3(c)(1)
Decimus Defense Fund LLC submitted a SEC EDGAR filing on April 20, 2026, related to Section 3(c)(1) of the Investment Company Act.
Forward Thinking Capital, LLC Files SEC Document on Investment Company Act
Forward Thinking Capital, LLC submitted a filing to the SEC on April 20, 2026, related to Section 3(c)(1) of the Investment Company Act.
NNG Fix & Flip Fund I, LLC Files SEC Document
D - NNG Fix & Flip Fund I, LLC submitted a filing to the SEC on April 20, 2026, as part of regulatory requirements for emerging fund managers.
Alpha7 Capital LLC Files SEC Notice Under Investment Company Act Section 3(c)(1)
D - ALPHA7 CAPITAL LLC submitted a filing on April 20, 2026, related to Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Avo AI XV Series Files Under Investment Company Act Section 3(c)(1)
Avo AI XV a Series of Avo Technology Fund LP LLC filed a SEC document on April 20, 2026, citing Section 3(c)(1) of the Investment Company Act.
Investcorp US Real Estate Employee Co-Investment LP Files SEC Document
Investcorp US Real Estate Employee Co-Investment Incentive, L.P. submitted a filing to the SEC on April 20, 2026, as per official records.
Carlyle Private Equity Partners Fund Files SEC D/A
Carlyle Private Equity Partners Fund, L.P. submitted a Definitive Amendment to the SEC on April 17, 2026, under the Investment Company Act.
JFL Credit Opportunities Fund II Feeder L.P. Files SEC Document
D/A - JFL Credit Opportunities Fund II Feeder, L.P. filed a SEC document on April 17, 2026, under Item 3C.7 of the Investment Company Act Section 3(c)(7).
JFL Credit Opportunities Fund II Files SEC Exemption
JFL Credit Opportunities Fund II, L.P. filed a document under Item 3C for Section 3(c)(7) on April 17, 2026, according to SEC EDGAR.
NBPD Creekside Fund LP Files SEC Document for Section 3(c)(7)
D - NBPD Creekside Fund LP, based in the Cayman Islands, filed a SEC document on April 17, 2026, related to Section 3(c)(7) of the Investment Company Act.
AllianceBernstein Funds Address Planned Merger of Equitable and Corebridge
Equitable Holdings and Corebridge announced a merger on March 26, 2026, potentially terminating investment advisory agreements for AllianceBernstein funds.
Acacia Partners Investments IV - AI, LLC Files SEC Document on Investment Company Act
Acacia Partners Investments IV - AI, LLC submitted a filing to the SEC on April 17, 2026, related to Section 3(c)(1) of the Investment Company Act.
D - PCR Investment 2026 LLC Files with SEC
D - PCR Investment 2026 LLC submitted a filing to the SEC on April 17, 2026, according to EDGAR records.
Greenbird Intelligence Fund Files for Section 3(c)(1) Exemption
Greenbird Intelligence Fund, LLC, Series W - Shield AI filed a document under Section 3(c)(1) of the Investment Company Act on April 17, 2026.
PAM 1740 Fund Files SEC Document for Investment Company Act Section 3(c)(7)
D/A - PAM 1740 Fund submitted a SEC filing on April 17, 2026, under Accession Number 000090266426002052, relating to Section 3(c)(7) of the Investment Company Act.
CWC Fund I Co-Invest LP Files SEC Exemption Under Investment Company Act
CWC Fund I Co-Invest LP submitted a Form D/A filing to the SEC on April 17, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
D - Fresh Investment Club Files for Section 3(c)(1) Exemption
D - Fresh Investment Club - Agragene IB a Series of CGF2021 LLC filed a form with the SEC on April 17, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Gullane Technology Partners VII-B-QP, LLC Files SEC Document
Gullane Technology Partners VII-B-QP, LLC submitted a filing to the SEC on April 17, 2026, as recorded in the EDGAR database.
Titan AI Entropy Ventures Files Under Investment Company Act Section 3(c)(1)
Titan AI Entropy Ventures Mar 2026, a series of CGF2021 LLC, filed a SEC document on April 17, 2026, citing Section 3(c)(1) of the Investment Company Act.
Jennison U.S. Small Cap Equity Fund Files SEC Exemption Under Investment Company Act
The Jennison U.S. Small Cap Equity Fund filed a SEC form on April 17, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Lionheart Ventures II-A, L.P. Files for Section 3(c)(1) Exemption
D/A - LIONHEART VENTURES II-A, L.P. filed a document with the SEC on April 17, 2026, related to Investment Company Act exemptions.
PackPar Fund Files SEC Document Under Investment Company Act Section 3(c)(7)
PackPar Fund submitted a filing on April 17, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act, as reported in SEC EDGAR documents.
RNN Ventures Agentic Infra Seed LLC Files for Section 3(c)(1) Exemption
RNN Ventures Agentic Infra Seed a series of Allocations 2025 Master, LLC filed a document under the Investment Company Act Section 3(c)(1) on April 17, 2026, according to SEC EDGAR.
RNN Ventures Ouros Series A Files Under Investment Company Act Section 3(c)(1)
On April 17, 2026, RNN Ventures Ouros Series A, a series of Allocations 2025 Master, LLC, filed a notice with the SEC under Section 3(c)(1) of the Investment Company Act.
Japan Positions Private Credit as Key Growth Pillar Amid Global Strain
Japan's financial regulator emphasizes private credit's role in its strategy despite overseas market volatility, as reported by Reuters.
Madison Square Value Enhancement Fund II LP Files SEC Exemptions
Madison Square Value Enhancement Fund II LP filed for exemptions under Sections 3(c)(5), 3(c)(6), and 3(c)(7) of the Investment Company Act on April 16, 2026.
Sandglass Select US Feeder Fund III Files SEC Document
D - Sandglass Select US Feeder Fund III, L.P. filed a SEC EDGAR document on April 16, 2026, under Investment Company Act Section 3(c)(7).
Sybil Capital, LLC Files for Section 3(c)(1) Exemption
Sybil Capital, LLC submitted a SEC filing for its D - Hack Opportunities Series under Section 3(c)(1) on April 16, 2026.
Altura Energy Fund Files SEC Document for Section 3(c)(7)
Altura Energy Transition & Environmental Markets Opportunity Fund LP filed a SEC EDGAR document on April 16, 2026, referencing Section 3(c)(7) of the Investment Company Act.
AQR Apex Alphaport Fund II Files SEC Document on Section 3(c)(7)
AQR Apex Alphaport Fund II, L.P. filed a document with the SEC on April 16, 2026, related to Section 3(c)(7) of the Investment Company Act.
WH Strategic Opportunities Fund XII LP Files SEC Form for Section 3(c)(1) Exemption
D - WH Strategic Opportunities Fund XII LP filed a document with the SEC on April 16, 2026, related to Investment Company Act Section 3(c)(1).
WCM Focused Global Growth Fund L.P. Files Under Section 3(c)(7)
WCM Focused Global Growth Fund L.P. submitted a filing to the SEC on April 16, 2026, related to Investment Company Act exemptions.
Dalfort Capital Partners Fund II Files Under SEC Section 3(c)(7)
Dalfort Capital Partners Fund II, L.P. filed a document with the SEC on April 16, 2026, citing Section 3(c)(7) of the Investment Company Act.
Grenze Holdings I, LLC Submits SEC Filing on April 16, 2026
Grenze Holdings I, LLC filed a document with the SEC on April 16, 2026, as reported in the EDGAR database.
Kemmons Wilson Hospitality Partners Opportunistic III, LP Files SEC Exemptions
Kemmons Wilson Hospitality Partners Opportunistic III, LP submitted a filing on April 16, 2026, claiming exemptions under Section 3(c) of the Investment Company Act.
Left Lane Capital Partners Co-Invest, L.P. Files SEC Document Under Section 3(c)(7)
Left Lane Capital Partners Co-Invest, L.P. (Series T-V3) submitted a SEC filing on April 16, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
YCC International Value Fund Files Under SEC Investment Company Act
YCC International Value Fund, LP filed a document with the SEC on April 16, 2026, related to Section 3(c)(1) of the Investment Company Act.
