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Regulatory

Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.

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Jul 11, 2026 #form-d#sec-filing#argent-vale-capital

Argent Vale Capital Inc. Files Form D with SEC on 2026-07-10

Argent Vale Capital Inc. submitted a Form D filing to the SEC on July 10, 2026, listed under CIK 0002141948 on EDGAR.

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Jul 11, 2026 #regulatory#sec-filing#3c1

D - Creator Revenue Fund I, LP Files SEC Notice

D - Creator Revenue Fund I, LP submitted a Form 3C filing on July 10, 2026 claiming Section 3(c)(1) exemption.

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Jul 11, 2026 #regulatory#sec-filing#3c7

Manatuck Hill Mariner Offshore Fund Files D/A on July 10 2026

Manatuck Hill Mariner Offshore Fund Ltd filed a D/A notice referencing Section 3(c)(7) of the Investment Company Act with the SEC on July 10 2026.

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Jul 11, 2026 #regulatory#sec-filing#3c7

MVP Opportunity Fund VI Series 26I Files 3(c)(7) Notice

D - MVP Opportunity Fund VI LLC Series 26I filed with the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.

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Jul 11, 2026 #sec-filing#3c1-exemption#investment-company-act

D - MVP Opportunity Fund VI LLC Series 26I QC Files 3(c)(1) Notice

D - MVP Opportunity Fund VI LLC Series 26I QC submitted a Section 3(c)(1) notice to the SEC on July 10, 2026.

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Jul 11, 2026 #sec-filing#3c7-exemption#private-fund

Valiant Peregrine Special Opportunities Fund 8 Files 3(c)(7) Notice

Valiant Peregrine Special Opportunities Fund 8, L.P. submitted a Section 3(c)(7) exemption filing with the SEC on July 10, 2026.

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Jul 11, 2026 #sec-filing#edgar#regulatory

Argent Vale Capital Inc. Files SEC Document

Argent Vale Capital Inc. submitted a filing to the SEC on July 10 2026 under accession number 0002141948-26-000001.

An elegant view of classic architectural columns with an antique street lamp, ideal for urban landscapes.
Jul 11, 2026 #sec-filing#3c1#private-fund

D - Creator Revenue Fund I, LP Files 3(c)(1) Notice

D - Creator Revenue Fund I, LP submitted a Section 3(c)(1) notice filing to the SEC on July 10, 2026.

Grand courthouse in Cedar Rapids with an American flag in a bright blue sky.
Jul 11, 2026 #sec-filing#3c1-exemption#investment-company-act

WH Capital IX LLC Files SEC Notice Claiming 3(c)(1) Exemption

WH Capital IX LLC submitted a 5 KB filing on July 10 2026 referencing Section 3(c)(1) of the Investment Company Act.

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Jul 11, 2026 #sec-filing#regulatory#argent-vale-capital

Argent Vale Capital Inc. Files SEC Document July 10 2026

Argent Vale Capital Inc. (CIK 0002141948) submitted filing 0002141948-26-000001 to the SEC on July 10 2026.

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Jul 11, 2026 #sec-filing#regulatory#3c1

D - AI Agent Fund I Files SEC Notice as FOG Ventures Series

D - AI Agent Fund I a Series of FOG Ventures Fund III LLC submitted a Section 3(c)(1) filing to the SEC on July 10, 2026.

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Jul 11, 2026 #sec-filing#3c1-exemption#creator-revenue-fund

D - Creator Revenue Fund I, LP Files SEC Notice Under 3(c)(1)

D - Creator Revenue Fund I, LP submitted a Section 3(c)(1) filing to the SEC on July 10, 2026.

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Jul 11, 2026 #form-d#sec-filing#3c7

Valiant Peregrine Special Opportunities Fund 8 Files Form D

Valiant Peregrine Special Opportunities Fund 8, L.P. submitted a Form D filing with the SEC on July 10, 2026 under Section 3(c)(7).

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Jul 11, 2026 #regulatory#sec-filing#3c1

WH Capital IX LLC Files 3(c)(1) Exemption with SEC

WH Capital IX LLC submitted a Section 3(c)(1) filing under the Investment Company Act on July 10, 2026.

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Jul 11, 2026 #regulatory#sec-filing#3c1

MVP Opportunity Fund VI LLC Series 26I QC Files 3(c)(1) Notice

MVP Opportunity Fund VI LLC Series 26I QC submitted a Section 3(c)(1) filing to the SEC on July 10, 2026.

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Jul 11, 2026 #regulatory#fundraising#sec-filing

Valiant Peregrine Special Opportunities Fund 8 Files SEC Notice

Valiant Peregrine Special Opportunities Fund 8, L.P. submitted a Section 3(c)(7) notice filing to the SEC on July 10, 2026.

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Jul 11, 2026 #sec-filing#3c1-exemption#wh-capital-ix

WH Capital IX LLC Files 3(c)(1) Notice with SEC

WH Capital IX LLC submitted a Section 3(c)(1) filing under the Investment Company Act on July 10, 2026, per SEC EDGAR records.

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Jul 11, 2026 #sec-filing#regulatory-notice#investment-company-act

MVP Opportunity Fund VI LLC Series 26I Files SEC Notice

D - MVP Opportunity Fund VI LLC Series 26I submitted a regulatory filing to the SEC on July 10, 2026, referencing Section 3(c)(7) of the Investment Company Act.

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Jul 11, 2026 #sec-filing#regulatory#argent-vale-capital

Argent Vale Capital Inc. Submits SEC Filing July 10 2026

Argent Vale Capital Inc. filed a document with the SEC under CIK 0002141948 on July 10 2026.

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Jul 11, 2026 #regulatory#sec-filing#3c1

D - MVP Opportunity Fund VI LLC Series 26I QC Files SEC Notice

D - MVP Opportunity Fund VI LLC Series 26I QC filed a Form 3C notice with the SEC claiming exemption under Section 3(c)(1) of the Investment Company Act.

A prominent historic building in Brigham City, Utah, covered in snow during winter.
Jul 10, 2026 #regulatory#sec-filing#3c1

MVP Opportunity Fund VI LLC Series 26I QC Files 3(c)(1) Notice

MVP Opportunity Fund VI LLC Series 26I QC filed a Section 3(c)(1) notice with the SEC on July 10 2026.

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Jul 10, 2026 #regulatory#sec-filing#3c7

Valiant Peregrine Special Opportunities Fund 7 Files 3(c)(7) Notice

Valiant Peregrine Special Opportunities Fund 7, L.P. submitted a Section 3(c)(7) filing to the SEC on July 10, 2026.

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Jul 10, 2026 #sec-filing#regulatory#d-a-amendment

CRA Funding 1, LLC Files D/A With SEC on July 10, 2026

CRA Funding 1, LLC submitted a D/A filing to the SEC on July 10, 2026, according to SEC EDGAR records.

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Jul 10, 2026 #sec-filing#3c7#private-fund

Valiant Peregrine Special Opportunities Fund 8 Files 3(c)(7) Notice

Valiant Peregrine Special Opportunities Fund 8, L.P. submitted a Section 3(c)(7) filing with the SEC on July 10, 2026.

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Jul 10, 2026 #sec-filing#regulatory#argent-vale-capital

Argent Vale Capital Inc. Files SEC Document July 10 2026

Argent Vale Capital Inc. submitted a filing to the SEC EDGAR system on July 10, 2026 under accession number 0002141948-26-000001.

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Jul 10, 2026 #sec-filing#3c7#offshore-fund

Senator Strategic Resources Offshore Fund Files 3(c)(7) Notice

Senator Strategic Resources Offshore Fund Ltd. submitted an SEC filing claiming exemption under Section 3(c)(7) of the Investment Company Act on July 10, 2026.

Front view of the historic Idaho State Capitol Building under blue skies in Boise.
Jul 10, 2026 #sec-filing#regulatory#edgar

D - Medina DC 1 Assets LLC Files With SEC

D - Medina DC 1 Assets LLC submitted a filing to the SEC on July 10 2026 according to EDGAR records.

Historic courthouse facade with statue and American flag in daylight.
Jul 10, 2026 #regulatory#sec-filing#3c7

Manatuck Hill Mariner Offshore Fund Files D/A on 2026-07-10

Manatuck Hill Mariner Offshore Institutional Fund, Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.

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Jul 10, 2026 #sec-filing#edgar#form-d

Medina DC 2 Assets LLC Files With SEC on July 10 2026

Medina DC 2 Assets LLC submitted a 10 KB filing to the SEC EDGAR system on July 10 2026 under CIK 0002143117.

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Jul 10, 2026 #sec-filing#3c1#equityzen

EquityZen Growth Technology Fund LLC Series 2302 Files SEC Notice

EquityZen Growth Technology Fund LLC Series 2302 submitted a filing under Section 3(c)(1) of the Investment Company Act on July 10 2026 according to SEC EDGAR.

Close-up of a hand signing documents with a pen, symbolizing an important business contract.
Jul 10, 2026 #sec-filing#investment-company-act#3c7

MVP Opportunity Fund VI LLC Series 26I Files SEC Notice

D - MVP Opportunity Fund VI LLC Series 26I filed a notice under Section 3(c)(7) of the Investment Company Act on July 10 2026.

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Jul 10, 2026 #sec-filing#stepstone#3c7

StepStone VC Secondaries Fund VII-K LP Files D/A With SEC

StepStone VC Secondaries Fund VII-K LP submitted a D/A filing on 2026-07-10 under Investment Company Act Section 3(c)(7).

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Jul 10, 2026 #regulatory#sec-filing#3c7

Sagence Point Priority Core Fund LP Files D/A on 2026-07-10

Sagence Point Priority Core Fund LP submitted a D/A filing to the SEC on July 10, 2026, under Investment Company Act Section 3(c)(7).

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Jul 10, 2026 #sec-filing#3c7-exemption#manatuck-hill

Manatuck Hill Mariner Onshore Fund Files D/A on 2026-07-10

Manatuck Hill Mariner Onshore Fund, L.P. submitted a D/A filing to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.

A prominent historic building in Brigham City, Utah, covered in snow during winter.
Jul 10, 2026 #regulatory#sec-filing#3c1

Qontix Fund, LP Files D/A with SEC Claiming 3(c)(1) Exemption

Qontix Fund, LP submitted a D/A filing on 2026-07-10 under Investment Company Act Section 3(c)(1).

Stunning aerial view of the iconic California State Capitol in Sacramento surrounded by cityscape.
Jul 10, 2026 #sec-filing#stepstone#secondaries

StepStone VC Secondaries Fund VII ND LP Files D/A with SEC

StepStone VC Secondaries Fund VII ND LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 10, 2026.

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Jul 10, 2026 #sec-filing#private-fund#3c1

D - Lagniappe Opportunity Fund Files SEC Notice

D - Lagniappe Opportunity Fund, LLC submitted a 7 KB filing on 2026-07-10 under Investment Company Act Section 3(c)(1) and 3(c)(7).

Grand courthouse in Cedar Rapids with an American flag in a bright blue sky.
Jul 10, 2026 #sec-filing#regulatory#d-a-amendment

Green Shield Holdings LLC Files D/A With SEC

Green Shield Holdings LLC filed a D/A with the SEC on July 10 2026 under accession number 0000929638-26-002588.

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Jul 10, 2026 #sec-filing#3c1-exemption#private-fund

D - WH Capital IX LLC Files 3(c)(1) Notice with SEC

D - WH Capital IX LLC submitted a Section 3(c)(1) filing to the SEC on July 10, 2026.

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Jul 10, 2026 #sec-filing#3c7-exemption#feeder-fund

PSquared US Feeder Fund Files 3(c)(7) Amendment

PSquared US Feeder Fund, LP submitted a D/A filing for its Event Opportunity Series under Section 3(c)(7) of the Investment Company Act.

A prominent historic building in Brigham City, Utah, covered in snow during winter.
Jul 10, 2026 #sec-filing#private-fund#3c1

OCP Asia Fund VI LP Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions

OCP Asia Fund VI LP submitted a notice filing to the SEC on July 10 2026 referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).

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Jul 10, 2026 #regulatory#sec-filing#3c1

Unpopular VC Files 3(c)(1) Notice for VO-0518 Fund II

D - VO-0518 Fund II, a series of Unpopular VC, LP submitted a Section 3(c)(1) notice to the SEC on July 10, 2026.

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Jul 10, 2026 #sec-filing#3c7#offshore-fund

Kuark Offshore Fund Ltd Files D/A With SEC on July 10 2026

Kuark Offshore Fund Ltd submitted a D/A filing under Investment Company Act Section 3(c)(7) according to SEC EDGAR.

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Jul 10, 2026 #sec-filing#form-d#3c7

GenInnov Funds Ltd. (US) LP Files D/A on 2026-07-10

GenInnov Funds Ltd. (US) LP submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.

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Jul 9, 2026 #regulatory#sec-filing#3c1

Capital F Fund I Files 3(c)(1) Exemption Notice With SEC

Capital F Fund I, L.P. submitted a D/A filing on July 9, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.

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Jul 9, 2026 #sec-filing#3c1-exemption#private-fund

C2V Capital Partners III, LP Files SEC Notice Claiming 3(c)(1) Exemption

C2V Capital Partners III, LP submitted an SEC filing on July 9, 2026 referencing Investment Company Act Section 3(c)(1).

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Jul 9, 2026 #sec-filing#regulatory#3c1

Capital F Fund I, L.P. Files D/A Claiming 3(c)(1) Exemption

Capital F Fund I, L.P. submitted a D/A filing on 2026-07-09 referencing Investment Company Act Section 3(c)(1).

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Jul 9, 2026 #regulatory#sec-filing#fund-structure

RCP Multi-Strategy Fund III, LP Files SEC Notice

RCP Multi-Strategy Fund III, LP submitted a filing under Section 3(c)(7) of the Investment Company Act on 2026-07-09.

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Jul 9, 2026 #regulatory#fundraising#sec-filing

C2V Capital Partners III Parallel Fund Files SEC Notice

C2V Capital Partners III Parallel Fund, LP submitted a filing under Section 3(c)(7) of the Investment Company Act on July 9, 2026.

Reflection of Idaho State Capitol in a mirrored building facade in Boise, ID.
Jul 9, 2026 #sec-filing#form-d#3c1

Clifton First Onshore Fund LP Files D/A With SEC

Clifton First Onshore Fund LP submitted a D/A filing on July 9, 2026, referencing Section 3(c)(1) of the Investment Company Act.