Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Aventura Space Fund 1, LLC Files SEC Notice for Investment Company Act Exemption
Aventura Space Fund 1, LLC filed a notice with the SEC on April 23, 2026, citing Section 3(c)(7) of the Investment Company Act.
ProLoan Bond Fund Files for Investment Company Act Exemptions
D/A - ProLoan Bond Fund, LLC filed a SEC document on April 23, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Bloomfield Capital Income Fund V Files SEC Exemptions
Bloomfield Capital Income Fund V, LLC - Series E filed for exemptions under the Investment Company Act on April 23, 2026, according to SEC EDGAR.
Forge Investments Files for Section 3(c)(1) Exemption for Fund FG-MMB
Forge Investments, LLC submitted a SEC filing for its Fund FG-MMB under Investment Company Act Section 3(c)(1) on April 23, 2026.
Forge Investments LLC Files for Fund FG-MRB Under Section 3(c)(1)
Forge Investments LLC submitted a regulatory filing for its Fund FG-MRB series on April 23, 2026, according to SEC EDGAR records.
Forge Investments, LLC Files SEC Document for Fund FG-MRS
Forge Investments, LLC submitted a SEC filing on April 23, 2026, for Fund FG-MRS, referencing Section 3(c)(1) of the Investment Company Act.
Forge Investments LLC Files SEC Document for Fund FG-MXY
Forge Investments LLC filed a document for Fund FG-MXY on April 23, 2026, referencing the Investment Company Act Section 3(c)(1), according to SEC EDGAR.
FundRacer Mobility Fund I Files SEC Exemption Under Investment Company Act
FundRacer Mobility Fund I Cooperatief U.A. filed a document with the SEC on April 23, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
D - 26SSC Co-Investment LP Files Under Investment Company Act
D - 26SSC Co-Investment Limited Partnership filed a SEC document on April 23, 2026, related to Section 3(c)(7).
Bentkey Ventures, LLC Files with SEC on April 23, 2026
Bentkey Ventures, LLC submitted a filing to the SEC on April 23, 2026, with details available in EDGAR records.
Anchorage Co-Investment Fund VII Files SEC Document for Section 3(c)(7)
Anchorage Co-Investment Fund VII, L.P. filed a SEC EDGAR document on April 23, 2026, related to Section 3(c)(7) of the Investment Company Act.
StartEngine Private Funds LLC Files SEC Document for D - Series 12-1
StartEngine Private Funds LLC submitted a regulatory filing for D - Series 12-1 on April 23, 2026, as recorded in SEC EDGAR.
AE Co-Investment Partners Fund III-RD Files for Investment Company Act Exemptions
D - AE Co-Investment Partners Fund III-RD, LP filed a SEC form on April 23, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
RCM Construction MBS Opportunities Fund Files Under Section 3(c)(7)
RCM Construction MBS Opportunities Fund, L.P. filed a document with the SEC on April 23, 2026, under Item 3C.7 of the Investment Company Act.
Anchorage Co-Investment Offshore Fund VIII Files Section 3(c)(7) Exemption
Anchorage Co-Investment Offshore Fund VIII, L.P. filed a document under Section 3(c)(7) of the Investment Company Act on April 23, 2026, as per SEC records.
Civic Housing Solutions Fund I LLC Files with SEC on April 23, 2026
D - Civic Housing Solutions Fund I LLC submitted a filing to the SEC on April 23, 2026, according to EDGAR records.
Kickstart Seed Fund VII Files SEC Document Under Investment Company Act
Kickstart Seed Fund VII, L.P. filed a SEC document on April 23, 2026, citing Section 3(c)(1) of the Investment Company Act.
Anchor Capital LS Files for Section 3(c)(1) Exemption
Anchor Capital LS, a series of CGF2021 LLC, submitted a SEC filing on April 23, 2026, for an exemption under Section 3(c)(1) of the Investment Company Act.
Nameless Partners Tractian SPV Files Under Section 3(c)(1)
D - Nameless Partners Tractian SPV a Series of CGF2021 LLC filed a SEC document on April 23, 2026, under Item 3C for Section 3(c)(1) exemption.
Cannon Global A2 Fund Files Under Section 3(c)(7)
Cannon Global A2 Fund, LP filed a document with the SEC on April 22, 2026, related to Investment Company Act exemptions.
Kazazian Capital Fund LP Files Under Section 3(c)(1)
Kazazian Capital Fund LP filed a document with the SEC on April 22, 2026, under Section 3(c)(1) of the Investment Company Act.
Kazazian Capital Offshore Fund Files SEC Document on Investment Company Act
Kazazian Capital Offshore Fund, Ltd. filed a document with the SEC on April 22, 2026, related to Section 3(c)(1) of the Investment Company Act.
Littlejohn Altitude Feeder Fund Files Under Section 3(c)(7)
D - Littlejohn Altitude Feeder Fund (A), L.P. filed a document on April 22, 2026, related to Section 3(c)(7) of the Investment Company Act.
Littlejohn Altitude Fund L.P. Files Under Section 3(c)(7)
Littlejohn Altitude Fund L.P. filed a document with the SEC on April 22, 2026, citing Section 3(c)(7) of the Investment Company Act.
Cactus Honey Partners LLC Files with SEC on April 22, 2026
Cactus Honey Partners LLC, with CIK 0002131360, submitted a filing to the SEC EDGAR system on April 22, 2026, according to official records.
Crescat Institutional Precious Metals Fund Files Under Section 3(c)(7)
Crescat Institutional Precious Metals Fund LTD filed a document on April 22, 2026, under the Investment Company Act Section 3(c)(7), according to SEC EDGAR.
Piedmont Partners Files SEC Document on Investment Company Act Section 3(c)(1)
Piedmont Partners, Limited Partnership submitted an SEC filing on April 22, 2026, related to Section 3(c)(1) of the Investment Company Act.
97 Cross A Series of VUCP Fund LLC Files Under Investment Company Act
97 Cross A Series of VUCP Fund LLC submitted a SEC filing on April 22, 2026, citing Section 3(c)(1) of the Investment Company Act.
Argon Environmental Partners LLC Files SEC Document
Argon Environmental Partners LLC submitted a filing to the SEC on April 22, 2026, according to EDGAR records.
D - Cross Market Fund LLC Files SEC Form for Investment Exemptions
D - Cross Market Fund LLC filed a SEC document on April 22, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Providence Venture Capital Files Under Investment Company Act Section 3(c)(1)
Providence Venture Capital, LLC filed a document with the SEC on April 22, 2026, related to Section 3(c)(1) of the Investment Company Act.
Schalk Development Fund LLC Files SEC Document on Investment Company Act Exemptions
D - SCHALK DEVELOPMENT Fund LLC filed a SEC document on April 22, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
COI Partners, LLC Files Under Investment Company Act Section 3(c)(1)
COI Partners, LLC filed a document with SEC EDGAR on April 22, 2026, related to Section 3(c)(1) of the Investment Company Act.
MVP ES FUND CLVI LLC Files Under Investment Company Act Section 3(c)(1)
MVP ES FUND CLVI LLC submitted a SEC filing on April 22, 2026, citing Section 3(c)(1) of the Investment Company Act.
S2K/Miller Fund LP Files SEC Document on Investment Company Act Section 3(c)(5)
S2K/Miller Fund LP, with CIK 1973118, filed a regulatory document on April 22, 2026, referencing Section 3(c)(5) of the Investment Company Act, according to SEC EDGAR.
ECB Flags Private Credit as Growing Financial Stability Risk
The European Central Bank has identified private credit as an emerging risk to financial stability, alongside other vulnerabilities, according to a report cited in Private Equity Wire.
D - JS Venture Fund LLC Series A19 Files SEC Document on Section 3(c)(7)
D - JS Venture Fund LLC Series A19 submitted a filing to the SEC on April 21, 2026, including references to Item 3C and Section 3(c)(7) of the Investment Company Act.
EquityZen Growth Technology Fund LLC Files Under Section 3(c)(1)
EquityZen Growth Technology Fund LLC - Series 2268 filed a SEC document on April 21, 2026, related to Section 3(c)(1) of the Investment Company Act.
Polen Capital Global SMID Co Growth Fund Files Under Section 3(c)(7)
Polen Capital Global SMID Co Growth Fund submitted a SEC filing on April 21, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.
Athos Opportunity Fund MAR, LLC Files Section 3(c)(7) Exemption
D - Athos Opportunity Fund MAR, LLC submitted a filing to SEC EDGAR on April 21, 2026, referencing Section 3(c)(7) of the Investment Company Act.
ExodusPoint LLC Files Under Investment Company Act Section 3(c)(7)
ExodusPoint LLC submitted a SEC filing on April 21, 2026, related to Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
Fundomo GH-001, LP Files Under Investment Company Act Section 3(c)(1)
D - Fundomo GH-001, LP submitted a filing to the SEC on April 21, 2026, related to Section 3(c)(1) of the Investment Company Act.
S&K Private Funding, LLC Files Under Investment Company Act Section 3(c)(5)
S&K Private Funding, LLC submitted a filing on April 21, 2026, related to Section 3(c)(5) of the Investment Company Act.
SEG Partners II LLC Files for Section 3(c)(7) Exemption
SEG Partners II LLC submitted a SEC filing on April 21, 2026, related to Section 3(c)(7) of the Investment Company Act.
Boardman Bay Ventures, LP Files for Section 3(c)(7) Exemption
Boardman Bay Ventures, LP - Series R submitted a SEC filing on April 21, 2026, related to Investment Company Act Section 3(c)(7).
Forge Investments LLC Files for Fund FG-KMF Under Investment Company Act
Forge Investments LLC filed a document for Fund FG-KMF on April 21, 2026, citing Section 3(c)(1) of the Investment Company Act.
Greystar Zen Coinvestment Partners Files for Investment Company Act Exemptions
D - Greystar Zen Coinvestment Partners (Blocked), LP filed with the SEC on April 21, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
U.S. Strategic Industrial Fund III Investors LP Files SEC Document
U.S. Strategic Industrial Fund III Investors LP filed a SEC document on April 21, 2026, referencing sections of the Investment Company Act.
Azimut Fund Files Under Section 3(c)(7) of Investment Company Act
Azimut Automobile Heritage Enhancement Access Fund, L.P. filed a document under Item 3C.7 on April 21, 2026, according to SEC EDGAR.
Pearl Diver Empire Fund LP Files Under Section 3(c)(7)
PEARL DIVER EMPIRE FUND LP submitted a SEC filing on April 21, 2026, related to Section 3(c)(7) of the Investment Company Act.
