Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Stormfield Real Estate Income Offshore Fund Files D/A with SEC
Stormfield Real Estate Income Offshore Fund, LTD. submitted a D/A filing under Section 3(c)(5) on July 15, 2026.
D - Run Ventures II CIV-D, L.P. Files SEC Notice
D - Run Ventures II CIV-D, L.P. submitted a filing to the SEC on July 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Integrated Capital Fibers Fund LLC Files D/A With SEC
Integrated Capital Fibers Fund, LLC submitted a D/A filing to the SEC on July 15, 2026, according to SEC EDGAR.
Granite Equity LLC Files Section 3(c)(7) Notice
Granite Equity LLC submitted a filing to the SEC on July 15 2026 referencing Investment Company Act Section 3(c)(7).
PeakSpan Capital BaseCamp I-A Files SEC Notice
PeakSpan Capital BaseCamp I-A, L.P. submitted a filing to the SEC on July 15, 2026 under Investment Company Act Section 3(c)(1).
Global Strategic Risk Management LP Files D/A With SEC
Global Strategic Risk Management, LP submitted a D/A filing to the SEC on July 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
D-IV Series 31A Files 3(c)(1) Notice with SEC
D-IV Series 31A, a Series of Ineffable Ventures Series, LLC, filed a Section 3(c)(1) notice under the Investment Company Act on July 15, 2026.
D - IV Series 30A Files 3(c)(1) Notice With SEC
D - IV Series 30A, a Series of Ineffable Ventures Series, LLC, submitted a Section 3(c)(1) filing on 2026-07-15 via SEC EDGAR.
ASA-US Building Blocks Series Files 3(c)(7) Notice
D - ASA-US Building Blocks Series, LP filed a Section 3(c)(7) notice for its ASA-US Equity Long Short Asia Strategy on July 15, 2026.
Pamir Ventures I, LP Files SEC Notice Under Section 3(c)(7)
Pamir Ventures I, LP submitted a 7 KB filing to the SEC on July 15, 2026, referencing Investment Company Act Section 3(c)(7).
Atyant Capital India Fund-I LP Files D/A Amendment
Atyant Capital India Fund-I LP submitted a Form D/A filing with the SEC on July 15, 2026.
D - CL RPC MSR Investment Fund LLC Files 3(c)(7) Claim With SEC
D - CL RPC MSR Investment Fund LLC filed an SEC document on 2026-07-15 referencing Section 3(c)(7) of the Investment Company Act.
Celero Capital Fund II Files 3(c)(7) Exemption Notice
Celero Capital Fund II (D) AB submitted a Section 3(c)(7) notice to the SEC on July 15, 2026.
Vista Tactical Credit Fund-A, L.P. Files 3(c)(7) Notice
D - Vista Tactical Credit Fund-A, L.P. submitted a Section 3(c)(7) filing under the Investment Company Act on July 15, 2026.
Atyant Capital India Fund-I Files D/A on SEC EDGAR
Atyant Capital India Fund-I submitted a D/A filing on July 15, 2026, via SEC EDGAR under accession number 0002077844-26-000001.
JS Venture Fund LLC Series A39 Files D/A With SEC
JS Venture Fund LLC Series A39 submitted a D/A filing to the SEC on 2026-07-15 under Section 3(c)(7) of the Investment Company Act.
Amaltas Capital India Fund LLC Files D/A With SEC
Amaltas Capital India Fund LLC submitted a D/A filing to the SEC on July 15, 2026, claiming Section 3(c)(7) exemption.
Mainsheet Capital Partners, LLC Files With SEC EDGAR on July 15, 2026
Mainsheet Capital Partners, LLC (CIK 0002141840) submitted a 5 KB filing to the SEC on July 15, 2026 under accession number 0002141840-26-000001.
Balaji Rolling Fund, LP Files D/A Amendment on SEC EDGAR
Balaji Rolling Fund, LP submitted a D/A filing on 2026-07-15 claiming Sections 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
AG Direct Lending Fund V Files Amended Form D/A
AG Direct Lending Fund V (Levered) Structured Note, L.P. submitted a Form D/A filing with the SEC on 2026-07-15 claiming Section 3(c)(7) exemption.
Redwood Digital Offshore Fund I Files 3(c)(1) Amendment
Redwood Digital Offshore Fund I, Ltd submitted a D/A filing on July 15, 2026 claiming exemption under Section 3(c)(1).
Heartwood Partners V-A, LP Files SEC Notice Claiming 3(c)(1) and 3(c)(7) Exemptions
Heartwood Partners V-A, LP submitted a 13 KB SEC filing on July 14, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
Carrick Capital Associates Fund V Files SEC Notice on 3(c) Exemptions
Carrick Capital Associates Fund V, L.P. filed an SEC notice on July 14, 2026 claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
Callodine Asset Backed Credit Blocker Files SEC Document
Callodine Asset Backed Credit Blocker, LLC submitted a filing to the SEC on July 14, 2026.
Treasure Valley Hospital LP Files With SEC
Treasure Valley Hospital Limited Partnership filed a 9 KB document with the SEC on July 14 2026 under CIK 0001058908.
ARGA Emerging Markets Equity Fund Files SEC Notice
ARGA Emerging Markets Equity Fund, a series of ARGA Funds Trust, submitted a Section 3(c)(7) filing to the SEC on July 14, 2026.
ARGA International Fund Files 3(c)(7) Notice
ARGA International Fund, a series of ARGA Funds Trust, submitted a Section 3(c)(7) filing to the SEC on July 14, 2026.
ARGA Global Concentrated Fund Files 3(c)(7) Notice
ARGA Global Concentrated Fund, a series of ARGA Funds Trust, filed a Section 3(c)(7) notice with the SEC on July 14, 2026.
Foss Ohio 2027 Fund I, LLC Files with SEC
Foss Ohio 2027 Fund I, LLC submitted a filing to the SEC on 2026-07-14 under CIK 0002144862.
Elevation Capital IX LP Files 3(c)(7) Notice
Elevation Capital IX LP submitted a Section 3(c)(7) filing with the SEC on July 14, 2026.
D - 334 Douglass Street Partners, LLC Files With SEC
D - 334 Douglass Street Partners, LLC submitted a filing to the SEC on July 14, 2026.
Riot Ventures Select Fund I Files 3(c)(7) Notice
Riot Ventures Select Fund I, L.P. submitted a Section 3(c)(7) exemption filing to the SEC on July 14, 2026.
Neuberger Berman Emerging Market Debt Fund Files D/A With SEC
Neuberger Berman Emerging Market Debt Fund LLC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 14, 2026.
Invesco Short Duration US Government Securities Fund Files D/A
Invesco Short Duration US Government Securities Fund, a series of Superstate Asset Trust, filed a D/A on 2026-07-14 citing Section 3(c)(7).
Neuberger Berman Files Amendment for Short Duration EM Debt Fund
Neuberger Berman Short Duration Emerging Market Debt Fund LLC submitted a Section 3(c)(7) amendment filing to the SEC on July 14, 2026.
Marathon Direct Lending Fund Files 3(c)(7) Amendment
Marathon Direct Lending Fund, LP submitted a D/A filing on July 14, 2026, referencing Section 3(c)(7) of the Investment Company Act.
D - Legacy Holdings Topco, L.P. Files SEC Document
D - Legacy Holdings Topco, L.P. submitted a filing to the SEC on July 14, 2026 under accession number 0002131743-26-000003.
Pinebridge Global Dynamic Absolute Return Fund LLC Files D/A With SEC
Pinebridge Global Dynamic Absolute Return Fund LLC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 14, 2026.
SRF Offshore Plan Assets Opportunistic Credit Fund LP Files D/A
SRF Offshore Plan Assets Opportunistic Credit Fund LP submitted a D/A filing on 2026-07-14 under Investment Company Act Section 3(c)(7).
Clout Fund LLC Files D/A Amendment With SEC
Clout Fund LLC submitted a Form D/A filing on 2026-07-14 claiming Section 3(c)(1) exemption under the Investment Company Act.
SRF Onshore Plan Assets Opportunistic Credit Fund LP Files D/A
SRF Onshore Plan Assets Opportunistic Credit Fund LP submitted a D/A filing on 2026-07-14 claiming Section 3(c)(7) exemption.
1789 Capital Lakehouse III LP Files SEC Notice
D - 1789 Capital Lakehouse III LP submitted a filing to the SEC on 2026-07-14 referencing Section 3(c)(1) of the Investment Company Act.
D - Telligent Fund, LP Submits Section 3(c)(1) Filing
D - Telligent Fund, LP filed a notice under Investment Company Act Section 3(c)(1) with the SEC on July 14, 2026.
D - GR-0529 Fund I Files SEC Notice Claiming 3(c)(1) Exemption
D - GR-0529 Fund I, a series of MV Funds, LP, filed a notice with the SEC on 2026-07-14 claiming exemption under Section 3(c)(1) of the Investment Company Act.
D - VE-0526 Fund II Files 3(c)(1) Notice With SEC
D - VE-0526 Fund II, a series of Roll Up Vehicles, LP filed a Section 3(c)(1) notice with the SEC on July 14, 2026.
Telligent Fund II, LP Files SEC Notice Under 3(c)(1)
Telligent Fund II, LP submitted a filing to the SEC on July 14, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Pivot Holdings III LLC Files Form D on SEC EDGAR
Pivot Holdings III LLC submitted a Form D filing to the SEC on July 13, 2026.
Seraya Partners Fund II, LP Files D/A with SEC
Seraya Partners Fund II, LP submitted a D/A filing on July 13, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
Open Title Texas Holdings, LLC Files D/A With SEC
Open Title Texas Holdings, LLC (CIK 0002108502) submitted a D/A filing on 2026-07-13 via SEC EDGAR.
Gelbourne Capital Partners Fund I Files D/A Amendment
Gelbourne Capital Partners Fund I, LP submitted a D/A filing to the SEC on July 13, 2026, claiming Section 3(c)(1) exemption.
