Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
EXITFUND LLC Files Under Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a filing on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR records.
Catalio Access Fund X, LLC Files SEC Exemptions Under Investment Company Act
Catalio Access Fund X, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund VIII LLC Files SEC Notice for Investment Exemptions
Catalio Access Fund VIII LLC filed a notice on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Genesis Fund X, LLC Files for Investment Company Act Exemptions
Catalio Genesis Fund X, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
EXITFUND LLC Files SEC Document on Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a filing to SEC EDGAR on April 24, 2026, related to Item 3C and Section 3(c)(1) of the Investment Company Act.
Catalio Access Fund IX, LLC Files Under Investment Company Act
Catalio Access Fund IX, LLC submitted a SEC filing on April 24, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund X, LLC Files for Investment Company Act Exemptions
Catalio Access Fund X, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund IX Files for Investment Company Act Exemption
Catalio Access Fund IX, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund IX LLC Files for Investment Company Act Exemptions
Catalio Access Fund IX LLC filed a SEC form on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Genesis Fund X, LLC Files for Investment Company Act Exemptions
Catalio Genesis Fund X, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund X, LLC Files Under Investment Company Act Sections
Catalio Access Fund X, LLC filed a SEC document on April 24, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund VIII, LLC Files SEC Exemption Notice
Catalio Access Fund VIII, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
Catalio Genesis Fund X, LLC Files Under Investment Company Act Sections
Catalio Genesis Fund X, LLC submitted a SEC filing on April 24, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
EXITFUND LLC Files SEC Document on Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a filing to the SEC on April 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Catalio Access Fund IX, LLC Files SEC Form D for Exemptions
Catalio Access Fund IX, LLC submitted a Form D filing to the SEC on April 24, 2026, claiming exemptions under the Investment Company Act.
Catalio Access Fund VIII LLC Files Under Investment Company Act Sections
Catalio Access Fund VIII LLC submitted a filing electing exemptions under Sections 3(c)(1) and 3(c)(7) on April 24, 2026, according to SEC EDGAR.
Catalio Access Fund X, LLC Files SEC Document on Investment Exemptions
Catalio Access Fund X, LLC filed a SEC EDGAR document on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund IX LLC Files SEC Exemption Notice
Catalio Access Fund IX LLC filed a notice with the SEC on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Genesis Fund X, LLC Files SEC Exemptions Under Investment Company Act
Catalio Genesis Fund X, LLC submitted a SEC filing on April 24, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
EXITFUND LLC Files Under Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a SEC filing on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act.
Catalio Access Fund VIII Files for Investment Company Act Exemptions
Catalio Access Fund VIII, LLC filed an SEC form on April 24, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund X, LLC Files for Investment Company Act Exemptions
Catalio Access Fund X, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund IX, LLC Files for Investment Company Act Exemptions
Catalio Access Fund IX, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund VIII LLC Files SEC Notice for Investment Exemptions
Catalio Access Fund VIII LLC submitted a filing to SEC EDGAR on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund X, LLC Files SEC Document Under Investment Company Act
Catalio Access Fund X, LLC submitted a filing to the SEC on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
Hill of Ares Fund I Files SEC Form D for Section 3(c)(7) Exemption
Embedding Funds LLC's Hill of Ares Fund I filed a Form D on April 24, 2026, citing Section 3(c)(7) of the Investment Company Act.
NISA Global Equity Alpha Extension Offshore Fund Files SEC Document
D - NISA Global Equity Alpha Extension Offshore Fund Ltd filed a document under Section 3(c)(7) on April 24, 2026, according to SEC EDGAR.
Hill of Ares Fund I Files for Section 3(c)(7) Exemption
D - Hill of Ares Fund I, a series of Embedding Funds LLC, filed a SEC EDGAR document on April 24, 2026, related to Section 3(c)(7) of the Investment Company Act.
NISA Global Equity Alpha Extension Offshore Fund Files Section 3(c)(7) Exemption
D - NISA Global Equity Alpha Extension Offshore Fund Ltd filed for an exemption under Section 3(c)(7) of the Investment Company Act on April 24, 2026, according to SEC EDGAR.
EXITFUND LLC Files Under Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a SEC filing on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act.
Saluda Grade Income Fund LP Files SEC Document Under Section 3(c)(7)
Saluda Grade Income Fund LP filed a document on April 24, 2026, related to Section 3(c)(7) of the Investment Company Act.
LGIMA Long Duration Fund Files SEC Document for Section 3(c)(7)
LGIMA Long Duration US Government/Credit Fund, LLC filed a document with the SEC on April 24, 2026, under Item 3C of the Investment Company Act, specifically Section 3(c)(7).
Bridgewater Pure Alpha Fund V Files SEC Document Under Section 3(c)(7)
Bridgewater Pure Alpha Fund V, Ltd. filed a document with the SEC on April 24, 2026, citing Section 3(c)(7) of the Investment Company Act.
ShawSpring Partners QP Fund Files Under SEC Section 3(c)(7)
ShawSpring Partners QP Fund, LP filed a document with the SEC on April 24, 2026, under Item 3C of the Investment Company Act, specifically Section 3(c)(7).
Catalio Genesis Fund X, LLC Files for Investment Company Act Exemptions
Catalio Genesis Fund X, LLC submitted a filing to SEC EDGAR on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
SKK Ventures LLC Files SEC Document for Section 3(c)(1)
SKK Ventures LLC, with CIK 1625087, filed a SEC EDGAR document on April 24, 2026, including Item 3C for Investment Company Act Section 3(c)(1).
Saluda Grade Income Fund LP Files SEC Document for Section 3(c)(7) Exemption
Saluda Grade Income Fund LP filed a SEC document on April 24, 2026, related to Section 3(c)(7) of the Investment Company Act.
SKK Ventures LLC Files Under Investment Company Act Section 3(c)(1)
SKK Ventures LLC filed a document under Section 3(c)(1) of the Investment Company Act on April 24, 2026, according to SEC EDGAR.
LGIMA Fund Files for Section 3(c)(7) Exemption
LGIMA Long Duration US Government/Credit Fund, LLC filed a SEC document on April 24, 2026, under Investment Company Act Section 3(c)(7).
Prometheus Fund A, L.P. Files for Section 3(c)(1) Exemption
Prometheus Fund A, L.P. submitted a SEC filing on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act.
Daybreak Ventures Opportunities 2, LLC Files for Investment Company Act Exemptions
Daybreak Ventures Opportunities 2, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Bridgewater Pure Alpha Fund IV Files SEC Document Under Section 3(c)(7)
Bridgewater Pure Alpha Fund IV (DE), LP filed a SEC document on April 24, 2026, related to Item 3C.7 under Section 3(c)(7) of the Investment Company Act.
Vestal Point Partners Files Under Section 3(c)(7)
Vestal Point Partners, LP submitted a SEC filing on April 24, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Advent's Caldic Faces Brazil Probe Over Organized Crime Links
Caldic, majority-owned by Advent International, is under investigation in Brazil for alleged involvement in a methanol diversion scheme tied to organized crime.
Vestal Point Offshore Fund Files Section 3(c)(7) Exemption
Vestal Point Offshore Fund Ltd., with CIK 1974889, filed a document under the Investment Company Act Section 3(c)(7) on April 24, 2026, according to SEC EDGAR.
Equitybee cFund Master LLC Series Files SEC Document
Equitybee 22-35131 a Series of Equitybee cFund Master LLC filed a document with the SEC on April 23, 2026, according to official records.
Fullerton Partners Files SEC Document Under Investment Company Act Section 3(c)(1)
Fullerton Partners submitted a filing related to Section 3(c)(1) of the Investment Company Act on April 23, 2026, as reported by SEC EDGAR.
KSL Capital Partners Credit Opportunities Fund V Files SEC Document
KSL Capital Partners Credit Opportunities Fund V FF, L.P. filed a document under Section 3(c)(1) of the Investment Company Act on April 23, 2026, according to SEC EDGAR.
Crown Capital Fund II, LP Files for Section 3(c)(7) Exemption
Crown Capital Fund II, LP filed a document on April 23, 2026, under Item 3C of the Investment Company Act, specifically Section 3(c)(7), according to SEC EDGAR.
Auren Capital Partners LLC Files Under SEC Investment Company Act Section 3(c)(5)
Auren Capital Partners LLC submitted a SEC filing on April 23, 2026, related to Investment Company Act Section 3(c)(5), as reported in the EDGAR database.
