Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
AE Industrial Investments Aggregator, LP - Series 5 Files Under Section 3(c)(7)
On March 13, 2026, AE Industrial Investments Aggregator, LP - Series 5 filed a SEC document related to Item 3C.7 of the Investment Company Act.
Bodney Fund I LP Files SEC Document Under Investment Company Act Section 3(c)(7)
D - Bodney Fund I LP submitted a filing to the SEC on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Blackstone Investor 48 CLO Fund LP Files SEC Form for Investment Company Act Exemption
Blackstone Investor 48 CLO Fund LP filed a form with SEC EDGAR on March 13, 2026, citing exemptions under the Investment Company Act Section 3(c) and 3(c)(7).
Horizon Credit Opportunities Offshore Fund Files Under Investment Company Act
Horizon Credit Opportunities Offshore Fund Ltd filed a document under Section 3(c)(1) on March 13, 2026, as per SEC EDGAR records.
Poletar Fund LP Files SEC Document Under Investment Company Act
Poletar Fund LP submitted a filing to the SEC on March 13, 2026, citing Item 3C and Section 3(c)(1) of the Investment Company Act.
Hawkeye Partners, LP Files SEC Document on March 13, 2026
Hawkeye Partners, LP submitted a filing to the SEC on March 13, 2026, according to official records.
Investment Solutions Real Estate 2023 Access Fund LP Files SEC Document Under Section 3(c)(7)
Investment Solutions Real Estate 2023 Access Fund LP filed a document on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act, as reported by SEC EDGAR.
kWantix Trading Fund I, LP Files SEC Document Under Section 3(c)(1)
kWantix Trading Fund I, LP submitted a filing to the SEC on March 13, 2026, related to Section 3(c)(1) of the Investment Company Act.
Shaw Park Private Markets 2025 Onshore Fund L.P. Files SEC Document
Shaw Park Private Markets 2025 Onshore Fund L.P. filed a document with the SEC on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Investment Solutions Real Estate 2023 Access Fund LP Files Under Section 3(c)(7)
Investment Solutions Real Estate 2023 Access Fund LP filed a document with the SEC on March 13, 2026, related to Investment Company Act Section 3(c)(7).
kWantix Trading Fund I, LP Files for Section 3(c)(1) Exemption
kWantix Trading Fund I, LP submitted a filing for an exemption under Section 3(c)(1) of the Investment Company Act on March 13, 2026, as reported by SEC EDGAR.
Shaw Park Private Markets 2025 Onshore Fund Files SEC Form for Section 3(c)(7)
Shaw Park Private Markets 2025 Onshore Fund L.P. filed a SEC document on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
A&Q Alternative Yield Fund Files Under Section 3(c)(7)
D/A - A&Q Alternative Yield Fund Ltd submitted a SEC filing on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
BeaconLight Offshore Fund Files SEC Document on Section 3(c)(7)
BeaconLight Offshore Fund Ltd. filed a document with the SEC on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
BeaconLight Offshore Fund Files Section 3(c)(7) Exemption
BeaconLight Offshore Fund Ltd. filed a document under Item 3C.7 of the Investment Company Act on March 13, 2026, according to SEC EDGAR.
Blue Coin Fund LP Files Form D/A for Section 3(c)(1) Exemption
Blue Coin Fund LP submitted a Form D/A to the SEC on March 13, 2026, citing Section 3(c)(1) of the Investment Company Act for exemption.
Blue Coin Fund LP Files SEC Notice for Section 3(c)(1) Exemption
Blue Coin Fund LP submitted a SEC filing on March 13, 2026, related to Section 3(c)(1) of the Investment Company Act.
Hiive SpaceX Opp Fund LLC Files for Section 3(c)(7) Exemption
D - Hiive SpaceX Opp Fund, LLC filed a document on March 13, 2026, under Item 3C.7 of the Investment Company Act, citing Section 3(c)(7).
Hiive SpaceX Opp Fund LLC Files Under Section 3(c)(7)
D - Hiive SpaceX Opp Fund LLC filed a document with the SEC on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Silverback Opportunistic Credit Fund Files Under Section 3(c)(7)
Silverback Opportunistic Credit Fund Ltd. submitted a SEC filing on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Altum Credit Fund Files SEC Document on Investment Company Act Section 3(c)(7)
Altum Credit Fund, Ltd. submitted a SEC filing on March 13, 2026, citing Investment Company Act Section 3(c)(7), as per official records.
Altum Credit Fund Files SEC Notice for Section 3(c)(7) Exemption
Altum Credit Fund, L.P. submitted a SEC filing on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
D - Direct Lending Continuation Fund I SLP Files Under Investment Company Act Section 3(c)(7)
D - Direct Lending Continuation Fund I SLP filed a notice on March 13, 2026, citing Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Discovery Global Opportunity Partners Files SEC Document on Section 3(c)(7)
Discovery Global Opportunity Partners, L.P. submitted a filing to the SEC on March 13, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.
Magnetar Investment APPK LP Files SEC Document on Investment Company Act Section 3(c)(7)
Magnetar Investment APPK LP submitted a SEC filing on March 13, 2026, related to Investment Company Act exemptions under Section 3(c)(7).
AlphaKeys Strategic Partners Offshore X, L.P. Files SEC Notice for Section 3(c)(7)
AlphaKeys Strategic Partners Offshore X, L.P. filed a document with the SEC on March 13, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
AlphaKeys Strategic Partners Offshore X, L.P. Files Under Investment Company Act Section 3(c)(7)
D - AlphaKeys Strategic Partners Offshore X, L.P. filed a document with the SEC on March 13, 2026, citing Section 3(c)(7) of the Investment Company Act.
HOPE Ventures II, LLC Files for Section 3(c)(1) Exemption
HOPE Ventures II, LLC submitted a SEC filing on March 13, 2026, for an exemption under Section 3(c)(1) of the Investment Company Act.
HOPE Ventures II, LLC Files Under Investment Company Act Section 3(c)(1)
HOPE Ventures II, LLC submitted a SEC filing on March 13, 2026, for Item 3C.1 under Section 3(c)(1) of the Investment Company Act.
Oxshott Venture Fund VIII LLC Files Under Section 3(c)(1)
Oxshott Venture Fund VIII LLC submitted a SEC filing on March 13, 2026, for exemption under Section 3(c)(1) of the Investment Company Act.
Shakti Venture Capital Gatik, LLC Files SEC Notice for Investment Company Act Exemption
Shakti Venture Capital Gatik, LLC submitted a filing on March 13, 2026, under Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Silvercrest Insurance Fund Files Under Section 3(c)(7)
D - TALSON - SILVERCREST INSURANCE FUND, LP filed a document with the SEC on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Silvercrest Insurance Fund LP Files SEC Document for Section 3(c)(7)
D - TALSON - SILVERCREST INSURANCE FUND, LP filed a SEC document on March 13, 2026, related to Item 3C.7 under the Investment Company Act.
Morgan Stanley Limits Redemptions in Private Credit Fund
Morgan Stanley restricted withdrawals from its North Haven Private Income Fund after investors requested nearly 11% of shares, as reported by Private Equity Wire.
Pabrai Investment Fund 2, L.P. Files Under Investment Company Act Section 3(c)(1)
Pabrai Investment Fund 2, L.P. submitted a filing on March 12, 2026, referencing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
D - Woven Equity Fund, LP Files SEC Document Under Section 3(c)(1)
D - Woven Equity Fund, LP submitted a filing to the SEC on March 12, 2026, related to Section 3(c)(1) of the Investment Company Act.
Pabrai Investment Fund 3 Files SEC Notice for Section 3(c)(1) Exemption
Pabrai Investment Fund 3, Ltd. filed a SEC document on March 12, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Pabrai Investment Fund 2, L.P. Files Under SEC Investment Company Act Section 3(c)(1)
Pabrai Investment Fund 2, L.P. submitted a filing to the SEC on March 12, 2026, citing Item 3C and Section 3(c)(1) of the Investment Company Act.
Pabrai Investment Fund 3 Files Under Investment Company Act Section 3(c)(1)
Pabrai Investment Fund 3, Ltd. submitted a SEC filing on March 12, 2026, citing Section 3(c)(1) of the Investment Company Act.
Woven Equity Fund Files for Section 3(c)(1) Exemption
D - Woven Equity Fund, LP submitted a SEC filing on March 12, 2026, for exemption under Section 3(c)(1) of the Investment Company Act.
Carnatic Partners LP Files for Section 3(c)(1) Exemption
Carnatic Partners LP submitted a SEC filing on March 12, 2026, for exemption under Section 3(c)(1) of the Investment Company Act.
Carnatic Partners LP Files SEC Document Under Section 3(c)(1)
Carnatic Partners LP filed a SEC document on March 12, 2026, related to Item 3C of the Investment Company Act, specifically Section 3(c)(1).
Creative Planning Employee Investment, LLC Files SEC Form D
Creative Planning Employee Investment, LLC submitted a Form D filing to the SEC on March 12, 2026, detailing company and regulatory information.
D - RP 200 N HOLDINGS, LLC Files SEC Document on Investment Company Act
D - RP 200 N HOLDINGS, LLC filed a SEC document on March 12, 2026, referencing Section 3(c) of the Investment Company Act.
D - RP 200 N HOLDINGS, LLC Files SEC Document Under Investment Company Act Section 3(c)(7)
D - RP 200 N HOLDINGS, LLC submitted a filing to the SEC on March 12, 2026, related to Section 3(c)(7) of the Investment Company Act.
ICONIQ Strategic Partners VII Co-Invest Files SEC Exemption Under Section 3(c)(7)
ICONIQ Strategic Partners VII Co-Invest, L.P. (Series Q) filed a notice with the SEC on March 12, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Iconiq Strategic Partners VII Co-Invest Files SEC Notice for Section 3(c)(7) Exemption
ICONIQ Strategic Partners VII Co-Invest, L.P. (Series Q) filed a notice with the SEC on March 12, 2026, under Section 3(c)(7) of the Investment Company Act.
ICONIQ Strategic Partners VIII Co-Invest Files SEC Form Under Investment Company Act
ICONIQ Strategic Partners VIII Co-Invest, L.P. (Series Q) filed a document with the SEC on March 12, 2026, referencing Section 3(c)(7) of the Investment Company Act.
ICONIQ Strategic Partners VIII Co-Invest Files SEC Notice on Investment Company Act
ICONIQ Strategic Partners VIII Co-Invest, L.P. (Series Q) filed a SEC document on March 12, 2026, related to Section 3(c)(7) of the Investment Company Act.
D - 9038 21ST AVE SW PARTNERS, LLC Files SEC Document
D - 9038 21ST AVE SW PARTNERS, LLC submitted a filing to the SEC on March 12, 2026, as per regulatory records.
