Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Fogline Ventures Gatik Series D SPV Files SEC Exemption Under Investment Company Act
Fogline Ventures Gatik Series D SPV, a series of CGF2021 LLC, filed for an exemption under Section 3(c)(1) on March 17, 2026, as per SEC EDGAR records.
Nestor Partners Files Definitive Amendment with SEC
Nestor Partners submitted a Definitive Amendment filing to the SEC on March 17, 2026, related to commodity contracts brokering and crypto assets.
Proficio Clean Horizons Fund Files SEC Notice Under Section 3(c)(7)
Proficio Clean Horizons Series of the Proficio Gateway Fund LLC filed a notice with the SEC on March 17, 2026, related to Investment Company Act exemptions.
PolyPid Receives $4.3 Million FDA PDUFA Fee Waiver for D-PLEX100 NDA
PolyPid Ltd. announced on March 17, 2026, that the FDA granted a $4.3 million PDUFA fee waiver for D-PLEX100's New Drug Application, aiding commercialization efforts.
PolyPid Secures FDA PDUFA Fee Waiver for D-PLEX100 NDA
PolyPid Ltd. received a $4.3 million PDUFA fee waiver from the FDA for its D-PLEX100 New Drug Application, supporting commercialization preparations.
Booth-Laird Investment Partnership Files D/A with SEC
Booth-Laird Investment Partnership, LP submitted a D/A filing to the SEC on March 16, 2026, as recorded in EDGAR documents.
Edgelight Investments Fund Files Under Investment Company Act Section 3(c)(1)
Edgelight Investments Fund, L.P. submitted a filing under Section 3(c)(1) on March 16, 2026, as per SEC EDGAR records.
Edgelight Investments Fund L.P. Files for Section 3(c)(1) Exemption
Edgelight Investments Fund L.P. filed a SEC document on March 16, 2026, related to Item 3C of the Investment Company Act.
Forge Investments Files SEC Document for Fund Series
Forge Investments filed a document for D - Fund FG-ORV under Section 3(c)(1) of the Investment Company Act on March 16, 2026, according to SEC EDGAR.
Forge Investments Series Files Under Investment Company Act Section 3(c)(1)
D - Fund FG-ORV, a series of Forge Investments, filed a SEC form on March 16, 2026, citing Section 3(c)(1) of the Investment Company Act.
HLV Disruptive AI Fund II LLC Files SEC Form for Investment Exemption
HLV Disruptive AI Fund II LLC filed a document with the SEC on March 16, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act.
HLV Disruptive AI Fund II LLC Files for Section 3(c)(7) Exemption
HLV Disruptive AI Fund II LLC filed a document on March 16, 2026, under Item 3C.7 of the Investment Company Act, according to SEC EDGAR.
Viva Private Investments LLC - Series G Files SEC Exemption Claim
Viva Private Investments LLC - Series G filed a document with SEC EDGAR on March 16, 2026, related to exemptions under the Investment Company Act.
Viva Private Investments LLC Series G Files SEC Exemption Notice
Viva Private Investments LLC - Series G filed a document with SEC EDGAR on March 16, 2026, claiming exemptions under the Investment Company Act.
Forge Investments LLC Files for Fund FG-GRT Under Section 3(c)(7)
Forge Investments LLC submitted a SEC filing for Fund FG-GRT on March 16, 2026, citing Section 3(c)(7) of the Investment Company Act.
GLAXIS Global Partners II LP Files Under Investment Company Act Section 3(c)(7)
GLAXIS Global Partners II LP filed a document with the SEC on March 16, 2026, under Item 3C.7, relating to Section 3(c)(7) of the Investment Company Act.
Hustle Fund IV, L.P. Files Under Investment Company Act Section 3(c)(7)
Hustle Fund IV, L.P. submitted a filing to SEC EDGAR on March 16, 2026, related to Section 3(c)(7) of the Investment Company Act.
Mason Capital Ltd Files SEC Document on Investment Company Act Section 3(c)(7)
Mason Capital Ltd submitted a filing to the SEC on March 16, 2026, related to Section 3(c)(7) of the Investment Company Act.
Permanens Partners Fund L.P. Files Under Investment Company Act Section 3(c)(1)
Permanens Partners Fund L.P. filed a document under Section 3(c)(1) on March 16, 2026, as per SEC EDGAR records.
Forge Investments LLC Files for Fund FG-GRT Series
Forge Investments LLC filed a SEC document for its Fund FG-GRT series under Section 3(c)(7) on March 16, 2026.
GLAXIS Global Partners II LP Files Form D/A for Section 3(c)(7) Exemption
GLAXIS Global Partners II LP submitted a Form D/A filing on March 16, 2026, citing Section 3(c)(7) of the Investment Company Act.
Hustle Fund IV, L.P. Files SEC Document Under Investment Company Act
Hustle Fund IV, L.P. submitted a filing on March 16, 2026, under Section 3(c) and 3(c)(7) of the Investment Company Act, as per SEC records.
Mason Capital LP Files SEC Document Under Investment Company Act Section 3(c)(7)
Mason Capital LP submitted a filing to the SEC on March 16, 2026, related to Item 3C.7 of the Investment Company Act.
Permanens Partners Fund Files Under Section 3(c)(1)
Permanens Partners Fund, L.P. submitted a SEC filing on March 16, 2026, citing Section 3(c)(1) of the Investment Company Act.
AQR Adaptive Equities Offshore Alphaport Fund Files SEC Document Under Section 3(c)(7)
AQR Adaptive Equities Offshore Alphaport Fund Ltd. filed a document with the SEC on March 16, 2026, related to Section 3(c)(7) of the Investment Company Act.
AQR Adaptive Equities Fund Files SEC Document on Section 3(c)(7)
AQR Adaptive Equities Offshore Alphaport Fund Ltd. filed a SEC EDGAR document on March 16, 2026, related to Investment Company Act Section 3(c)(7).
BEDROCK TECH FUND LLC Files SEC Document for Investment Company Act
BEDROCK TECH FUND LLC filed a document with the SEC on March 16, 2026, under Item 3C.1 for Section 3(c)(1) of the Investment Company Act.
BEDROCK TECH FUND LLC Files SEC Document on Investment Company Act
BEDROCK TECH FUND LLC submitted a SEC filing on March 16, 2026, citing Section 3(c)(1) of the Investment Company Act.
Bedrock Tech Fund LLC Files Under Investment Company Act Section 3(c)(1)
Bedrock Tech Fund LLC submitted a filing on March 16, 2026, citing Section 3(c)(1) of the Investment Company Act, as recorded in SEC EDGAR documents.
Bedrock Tech Fund LLC Files Under SEC Investment Company Act Section 3(c)(1)
Bedrock Tech Fund LLC submitted a filing to the SEC on March 16, 2026, related to Section 3(c)(1) of the Investment Company Act.
Giant Step Capital Specials, LP Files Under Investment Company Act Section 3(c)(1)
Giant Step Capital Specials, LP filed a document on March 16, 2026, related to Section 3(c)(1) of the Investment Company Act.
Giant Step Capital Specials, LP Series Files SEC Notice Under Section 3(c)(1)
Giant Step Capital Specials, LP filed a notice for its BlueDot x Varanium series under Section 3(c)(1) of the Investment Company Act on March 16, 2026, according to SEC EDGAR.
HZ Perpetual Income Fund OP, LLC Files D/A with SEC
HZ Perpetual Income Fund OP, LLC, with CIK 0002036949, submitted a D/A filing to the SEC on March 16, 2026.
HZ Perpetual Income Fund OP, LLC Submits SEC Filing
HZ Perpetual Income Fund OP, LLC filed a document with the SEC on March 16, 2026, as recorded in EDGAR.
Beyond-TA-0527 Fund I Files Under Investment Company Act Section 3(c)(1)
Beyond-TA-0527 Fund I, a series of Platform Funds 2026, LP, filed a document with the SEC on March 16, 2026, related to Section 3(c)(1) of the Investment Company Act.
E Squared Investment Fund LLC Files for Section 3(c)(1) Exemption
E Squared Investment Fund LLC filed a document with the SEC on March 16, 2026, related to Section 3(c)(1) of the Investment Company Act.
Gaingels Early Stage Fund II LLC Files SEC Document
Gaingels Early Stage Fund II LLC submitted a filing to the SEC on March 16, 2026, as recorded in SEC EDGAR archives.
E Squared Investment Fund Files Under Section 3(c)(1)
E Squared Investment Fund, LLC filed a document with SEC EDGAR on March 16, 2026, related to Section 3(c)(1) of the Investment Company Act.
Gaingels Early Stage Fund II LLC Submits SEC Filing
Gaingels Early Stage Fund II LLC filed a document with the SEC on March 16, 2026, as recorded in the EDGAR database.
Jetstream Fund II Files Under Section 3(c)(1) of Investment Company Act
Jetstream Fund II, a series of Jetstream, LP, filed a notice under Section 3(c)(1) on March 16, 2026, according to SEC EDGAR records.
Zelda Ventures SPV 1, LLC Files SEC Notice for Investment Exemption
Zelda Ventures SPV 1, LLC filed a notice with the SEC on March 13, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
AE Industrial Investments Aggregator LP Series 5 Files SEC Document on Section 3(c)(7)
AE Industrial Investments Aggregator, LP - Series 5 filed a SEC document on March 13, 2026, related to Investment Company Act Section 3(c)(7).
Blackstone Investor 48 CLO Fund LP Files Under Section 3(c)(7)
Blackstone Investor 48 CLO Fund LP filed a document on March 13, 2026, related to the Investment Company Act Section 3(c)(7), as per SEC EDGAR records.
D - Bodney Fund I LP Files Under SEC Section 3(c)(7)
D - Bodney Fund I LP submitted a filing to the SEC on March 13, 2026, related to Investment Company Act Section 3(c)(7).
Horizon Credit Opportunities Offshore Fund Files SEC Document
Horizon Credit Opportunities Offshore Fund Ltd filed a SEC document on March 13, 2026, related to Investment Company Act Section 3(c)(1).
Zelda Ventures SPV 1, LLC Files Under Investment Company Act Section 3(c)(1)
Zelda Ventures SPV 1, LLC submitted a filing on March 13, 2026, related to Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.
AE Industrial Investments Aggregator, LP - Series 5 Files Under Section 3(c)(7)
On March 13, 2026, AE Industrial Investments Aggregator, LP - Series 5 filed a SEC document related to Item 3C.7 of the Investment Company Act.
Blackstone Investor 48 CLO Fund LP Files SEC Form for Investment Company Act Exemption
Blackstone Investor 48 CLO Fund LP filed a form with SEC EDGAR on March 13, 2026, citing exemptions under the Investment Company Act Section 3(c) and 3(c)(7).
Bodney Fund I LP Files SEC Document Under Investment Company Act Section 3(c)(7)
D - Bodney Fund I LP submitted a filing to the SEC on March 13, 2026, related to Section 3(c)(7) of the Investment Company Act.
Horizon Credit Opportunities Offshore Fund Files Under Investment Company Act
Horizon Credit Opportunities Offshore Fund Ltd filed a document under Section 3(c)(1) on March 13, 2026, as per SEC EDGAR records.
