Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
L Squared Capital Partners V LP Files SEC Form for Investment Company Act Exemption
L Squared Capital Partners V LP filed a SEC document on March 18, 2026, referencing Item 3C.7 under Section 3(c)(7) of the Investment Company Act.
Painters Fund, LP Files for Section 3(c)(1) Exemption
Painters Fund, LP submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on March 18, 2026, as per SEC records.
Titan Masters Fund LP Files SEC Document on March 18, 2026
Titan Masters Fund LP submitted a filing to the SEC EDGAR system on March 18, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Cosmos Fund I LP Files SEC EDGAR Document
Cosmos Fund I LP submitted a filing to the SEC on March 18, 2026, with details available in EDGAR records.
Foundation RE Opportunity Fund LLC Files Under SEC Investment Company Act
D - Foundation RE Opportunity Fund LLC filed a notice with the SEC on March 18, 2026, under Section 3(c)(5) of the Investment Company Act.
Market Street Private Markets Fund V Files SEC Document on Investment Company Act
D - Market Street Private Markets Fund V, LLC filed a SEC document on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.
Origin SA Sidecar Fund Files SEC Document on Investment Company Act
D - Origin SA Sidecar Fund, LLC filed a document with the SEC on March 18, 2026, related to Section 3(c)(5) of the Investment Company Act.
Cosmos Fund I LP Files D/A with SEC
Cosmos Fund I LP submitted a D/A filing to the SEC on March 18, 2026, as recorded in EDGAR documents.
Foundation RE Opportunity Fund LLC Files for Section 3(c)(5) Exemption
D - Foundation RE Opportunity Fund LLC submitted a SEC filing on March 18, 2026, related to Section 3(c)(5) of the Investment Company Act.
Market Street Private Markets Fund V Files for Section 3(c)(1) Exemption
Market Street Private Markets Fund V, LLC filed a regulatory document on March 18, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
Origin SA Sidecar Fund LLC Files SEC Document Under Investment Company Act
D - Origin SA Sidecar Fund, LLC filed a document with the SEC on March 18, 2026, related to Section 3(c)(5) of the Investment Company Act.
Origin Select Asset Fund Files Under Investment Company Act Section 3(c)
D - Origin Select Asset Fund, LLC filed a document with SEC EDGAR on March 18, 2026, referencing Investment Company Act Sections 3(c) and 3(c)(5).
Deep Ventures Capital Fund I, LP Files SEC Document on Investment Company Act
Deep Ventures Capital Fund I, LP submitted a filing to the SEC on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.
Deep Ventures Capital Fund I, LP Files SEC Notice Under Investment Company Act
Deep Ventures Capital Fund I, LP filed a notice with the SEC on March 18, 2026, regarding an exemption under Section 3(c)(1) of the Investment Company Act.
Lone Star Residential Mortgage Fund IV Files SEC Document for Section 3(c)(7)
Lone Star Residential Mortgage Fund IV, L.P. filed a document on March 18, 2026, related to Section 3(c)(7) of the Investment Company Act, as reported by SEC EDGAR.
Lone Star Residential Mortgage Fund IV Files Under Section 3(c)(7)
Lone Star Residential Mortgage Fund IV, L.P. submitted a filing related to Section 3(c)(7) of the Investment Company Act on March 18, 2026.
Polar Fund Ltd Files Under Section 3(c)(7)
Polar Fund Ltd filed a document with the SEC on March 18, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
Polar Fund Ltd Files SEC Notice Under Investment Company Act Section 3(c)(7)
Polar Fund Ltd submitted a SEC filing on March 18, 2026, citing Section 3(c)(7) of the Investment Company Act.
Starship Ventures SPV XXII Files SEC Document
Starship Ventures Opportunities, LLC filed a SEC document on March 18, 2026, related to Investment Company Act Section 3(c)(1).
Starship Ventures SPV XXII Files Under Investment Company Act
Starship Ventures Opportunities, LLC filed a document on March 18, 2026, under Section 3(c)(1) of the Investment Company Act.
Water Street Partners Ltd Files SEC Document for Section 3(c)(1)
Water Street Partners Ltd submitted a SEC filing on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.
Water Street Partners Ltd Files Under Investment Company Act Section 3(c)(1)
Water Street Partners Ltd submitted a SEC filing on March 18, 2026, related to Section 3(c)(1) of the Investment Company Act.
Fourth Sail Discovery Offshore Fund LP Files Under Section 3(c)(7)
Fourth Sail Discovery Offshore Fund LP submitted a SEC filing on March 18, 2026, related to Section 3(c)(7) of the Investment Company Act.
Fourth Sail Discovery Onshore Fund LP Files SEC Form D/A for Section 3(c)(7)
Fourth Sail Discovery Onshore Fund LP filed a Form D/A on March 18, 2026, citing Section 3(c)(7) of the Investment Company Act.
Synergy Asia Market Neutral Fund Files Under Section 3(c)(1)
Synergy Asia Market Neutral Fund submitted a SEC filing on March 18, 2026, under Investment Company Act Section 3(c)(1), as reported in SEC EDGAR records.
Synergy Asia Master Fund Files SEC Document on Section 3(c)(7)
Synergy Asia Master Fund submitted a SEC filing on March 18, 2026, related to Investment Company Act Section 3(c)(7).
WatchMaker Syndicates, LP Files for Section 3(c)(1) Exemption
D - BL-0901 Fund I, a series of WatchMaker Syndicates, LP, filed an SEC document on March 18, 2026, citing Section 3(c)(1) of the Investment Company Act.
Fourth Sail Discovery Offshore Fund LP Files SEC Document Under Section 3(c)(7)
Fourth Sail Discovery Offshore Fund LP filed a SEC document on March 18, 2026, related to Investment Company Act exemptions.
Synergy Asia Market Neutral Fund Files Under Investment Company Act Section 3(c)(1)
Synergy Asia Market Neutral Fund filed a document under Item 3C of the Investment Company Act on March 18, 2026, citing Section 3(c)(1).
Synergy Asia Master Fund Files SEC Document for Investment Company Act
Synergy Asia Master Fund submitted a filing to the SEC on March 18, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Connor Group Real Estate Hybrid Fund I LLC Files SEC Document
Connor Group Real Estate Hybrid Fund I LLC filed a SEC EDGAR document on March 17, 2026, related to Section 3(c)(5) of the Investment Company Act.
Frazier Healthcare Athena Fund L.P. Files SEC Exemption Notice
Frazier Healthcare Athena Fund L.P. filed a document under the Investment Company Act sections 3(c)(1) and 3(c)(7) on March 17, 2026, according to SEC EDGAR.
Ravenclaw Investment Vehicle Files for Investment Company Act Exemptions
Ravenclaw Investment Vehicle, L.P. submitted a SEC filing on March 17, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
CAZ Space & Defense Fund Files Under Section 3(c)(7)
D - CAZ Space & Defense Fund, L.P. submitted a SEC filing on March 17, 2026, related to Section 3(c)(7) of the Investment Company Act.
CIM Opportunity Zone Fund Files SEC Document on March 17, 2026
CIM Opportunity Zone Fund, L.P. filed a SEC document on March 17, 2026, related to Investment Company Act Section 3(c)(5).
CIM Opportunity Zone Fund Files SEC Form D/A
CIM Opportunity Zone Fund, L.P. filed a Form D/A with the SEC on March 17, 2026, citing Investment Company Act Section 3(c)(5).
Connor Group Continuation Debt Fund XVII-Q, LLC Files with SEC
Connor Group Continuation Debt Fund XVII-Q, LLC filed a document on the SEC EDGAR system on March 17, 2026.
CAZ Space & Defense Fund Files SEC Document Under Section 3(c)(7)
CAZ Space & Defense Fund, L.P. filed a document with SEC EDGAR on March 17, 2026, related to Section 3(c)(7) of the Investment Company Act.
Frazier Healthcare Athena Fund Files SEC Exemptions
Frazier Healthcare Athena Fund, L.P. filed for exemptions under the Investment Company Act on March 17, 2026, as per SEC EDGAR records.
Frazier Healthcare Athena Feeder Fund Files SEC Document on Investment Company Act
D - Frazier Healthcare Athena Feeder Fund, L.P. filed a 14 KB document with SEC EDGAR on March 17, 2026, referencing Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Glilot Capital Partners IV SPV 2 Files SEC Form for Investment Company Act Exemptions
Glilot Capital Partners IV SPV 2, a limited partnership, filed an SEC document on March 17, 2026, specifying exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Glilot Capital Partners IV SPV 2 Files Under Investment Company Act
Glilot Capital Partners IV SPV 2, Limited Partnership filed a SEC document on March 17, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7).
RMWC Real Estate Lending Fund V Files Under Section 3(c)(7)
RMWC Real Estate Lending Fund V - Hybrid Evergreen, LP filed a SEC document on March 17, 2026, related to Section 3(c)(7) of the Investment Company Act.
SRPMIC Mercer Private Investments LP Files SEC Document Under Section 3(c)(7)
SRPMIC Mercer Private Investments LP filed a SEC document on March 17, 2026, related to Investment Company Act Section 3(c)(7), as per the official records.
Vision One Offshore Fund Files Under Section 3(c)(7)
Vision One Offshore Fund, LP submitted a SEC filing on March 17, 2026, related to Section 3(c)(7) of the Investment Company Act.
Hudson Single-Family Rental Fund L.P. Files Under Section 3(c)(7)
Hudson Single-Family Rental Fund L.P. filed a SEC EDGAR document on March 17, 2026, related to Section 3(c)(7) of the Investment Company Act.
SRPMIC Mercer Private Investments Files SEC Notice Under Section 3(c)(7)
SRPMIC Mercer Private Investments, LP filed a SEC document on March 17, 2026, related to Section 3(c)(7) of the Investment Company Act.
Vision One Offshore Fund Files Under Investment Company Act Section 3(c)(7)
Vision One Offshore Fund, LP submitted a filing on March 17, 2026, citing Section 3(c)(7) of the Investment Company Act.
Blu Venture Investors Core, LLC Files for BVI Core Q12025-2 Series
Blu Venture Investors Core, LLC submitted a filing for the D/A - BVI Core Q12025-2 Series on March 17, 2026, under Section 3(c)(1) of the Investment Company Act.
Blu Venture Investors Core, LLC Series Files for Section 3(c)(1) Exemption
D/A - BVI Core Q12025-1 Series of Blu Venture Investors Core, LLC filed a document on March 17, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
