Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Snowhawk Capital Fund Files SEC Exemption Notice
Snowhawk Capital Digital Opportunities Fund I L.P. filed for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act on May 4, 2026.
Snowhawk Capital Digital Opportunities Fund I-B L.P. Files SEC EDGAR Document
Snowhawk Capital's Digital Opportunities Fund I-B L.P. filed a SEC EDGAR form on May 4, 2026, referencing sections of the Investment Company Act.
Gordian Capital Strategies Files SEC Document on Investment Company Act Section 3(c)(7)
Gordian Capital Strategies, LP submitted a filing to the SEC on May 4, 2026, related to Section 3(c)(7) of the Investment Company Act.
Silent Capital XXXIV Files Under Investment Company Act Section 3(c)(1)
Silent Capital XXXIV, a series of Silent Capital Holdings, LP, filed a SEC document on May 4, 2026, related to Investment Company Act Section 3(c)(1).
D - LO-0321 Fund I Files for Section 3(c)(1) Exemption
D - LO-0321 Fund I, a series of Roll Up Vehicles, LP, filed a document with the SEC on May 4, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
MV Funds LP Series Files for Section 3(c)(1) Exemption
D - BU-0407 Fund I, a series of MV Funds, LP, filed a document with the SEC on May 4, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Crosscourt Ventures II, LP Files Under Investment Company Act Section 3(c)(1)
Crosscourt Ventures II, LP filed a document with the SEC on May 4, 2026, related to Section 3(c)(1) of the Investment Company Act.
Gaingels Fund I Files Under Investment Company Act Section 3(c)(1)
Gaingels Fund I, a series of Zachary Ginsburg Funds, LP, filed a SEC form on May 4, 2026, citing Section 3(c)(1) of the Investment Company Act.
AB Municipal Credit Opportunities Fund Files SEC Form for Section 3(c)(7) Exemption
D - AB Municipal Credit Opportunities Fund, L.P. filed a document with SEC EDGAR on May 1, 2026, related to Item 3C.7 under the Investment Company Act.
D - AB Municipal Credit Opportunities Fund Files Under Section 3(c)(7)
D - AB Municipal Credit Opportunities Fund, L.P. filed a regulatory document under Section 3(c)(7) of the Investment Company Act on May 1, 2026, as per SEC EDGAR records.
AB Municipal Credit Opportunities Fund Files for Section 3(c)(7) Exemption
D - AB Municipal Credit Opportunities Fund, L.P. filed a SEC document on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
Screendoor Fund I, L.P. Files SEC Document Under Section 3(c)(7)
Screendoor Fund I, L.P. submitted a SEC filing on May 1, 2026, citing reliance on Section 3(c)(7) of the Investment Company Act.
D - Finalization Fund II, LLC Files SEC Document Under Investment Company Act
D - Finalization Fund II, LLC submitted a filing to the SEC on May 1, 2026, citing Section 3(c)(7) of the Investment Company Act.
Strategic Investors Fund XII-A Files Section 3(c)(7) Exemption
D - Strategic Investors Fund XII-A, L.P. filed a form under the Investment Company Act Section 3(c)(7) on May 1, 2026, as reported by SEC EDGAR.
Strategic Investors Fund XII-A Files Under Section 3(c)(7)
D - Strategic Investors Fund XII-A, L.P. filed a SEC document on May 1, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act.
Strategic Investors Fund XII-A Files SEC Exemption Under Section 3(c)(7)
D - Strategic Investors Fund XII-A, L.P. filed a notice with the SEC on May 1, 2026, for an exemption under Section 3(c)(7) of the Investment Company Act.
Screendoor Fund I, L.P. Files Under SEC Section 3(c)(7)
Screendoor Fund I, L.P. submitted a filing on May 1, 2026, under Item 3C and Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
D - AB Municipal Credit Opportunities Fund Files SEC Document on Section 3(c)(7)
D - AB Municipal Credit Opportunities Fund, L.P. filed a document with the SEC on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
Strategic Investors Fund XII-A Files Under Investment Company Act Section 3(c)(7)
D - Strategic Investors Fund XII-A, L.P. filed a SEC document on May 1, 2026, citing Item 3C.7 and Section 3(c)(7) of the Investment Company Act.
Screendoor Fund I, L.P. Files Under Section 3(c)(7)
Screendoor Fund I, L.P. filed a form with the SEC on May 1, 2026, claiming exemption under Investment Company Act Section 3(c)(7).
D - Finalization Fund II, LLC Files Under Section 3(c)(7)
D - Finalization Fund II, LLC submitted a SEC filing on May 1, 2026, related to Investment Company Act exemptions.
Latitude Energy Holdings Inc. Files with SEC on May 1, 2026
Latitude Energy Holdings Inc. submitted a filing to the SEC on May 1, 2026, as recorded in the EDGAR database.
D - Strategic Investors Fund XII-A, L.P. Files Under Section 3(c)(7)
D - Strategic Investors Fund XII-A, L.P. submitted a SEC filing on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
Screendoor Fund I, L.P. Files Form D/A for Section 3(c)(7) Exemption
Screendoor Fund I, L.P. submitted a Form D/A to the SEC on May 1, 2026, related to an exemption under Section 3(c)(7) of the Investment Company Act.
AB Municipal Credit Opportunities Fund Files SEC Document for Section 3(c)(7)
D - AB Municipal Credit Opportunities Fund, L.P. filed a SEC document on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
D - Finalization Fund II, LLC Files SEC Document Under Section 3(c)(7)
D - Finalization Fund II, LLC submitted a filing to SEC EDGAR on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
Strategic Investors Fund XII-A Files for Section 3(c)(7) Exemption
D - Strategic Investors Fund XII-A, L.P. filed a document with the SEC on May 1, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act.
D - Finalization Fund II, LLC Files SEC Document for Investment Company Act Section 3(c)(7)
D - Finalization Fund II, LLC filed a document with SEC EDGAR on May 1, 2026, under Item 3C.7 of the Investment Company Act.
AB Municipal Credit Opportunities Fund Files SEC Document
D - AB Municipal Credit Opportunities Fund, L.P. filed a document with SEC EDGAR on May 1, 2026, related to Item 3C.7 under the Investment Company Act.
Strategic Investors Fund XII-A Files Under Section 3(c)(7)
Strategic Investors Fund XII-A, L.P. filed a document with the SEC on May 1, 2026, citing Section 3(c)(7) of the Investment Company Act.
Screendoor Fund I, L.P. Files Under Section 3(c)(7)
Screendoor Fund I, L.P. filed a document on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
AB Municipal Credit Opportunities Fund Files Section 3(c)(7) Exemption
D - AB Municipal Credit Opportunities Fund, L.P. filed for an exemption under Section 3(c)(7) of the Investment Company Act on May 1, 2026.
Latitude Energy Holdings Inc. Files with SEC on May 1, 2026
Latitude Energy Holdings Inc. submitted a filing to the SEC on May 1, 2026, as recorded in SEC EDGAR documents.
Screendoor Fund I, L.P. Files SEC Document Under Section 3(c)(7)
Screendoor Fund I, L.P. filed a document with the SEC on May 1, 2026, related to Investment Company Act Section 3(c)(7).
D - Finalization Fund II, LLC Files Section 3(c)(7) Exemption
D - Finalization Fund II, LLC filed a document with the SEC on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
Strategic Investors Fund XII-A Files SEC Document Under Section 3(c)(7)
D - Strategic Investors Fund XII-A, L.P. filed a SEC document on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
AB Municipal Credit Opportunities Fund Files Under Section 3(c)(7)
D - AB Municipal Credit Opportunities Fund, L.P. filed a document with the SEC on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
D - Strategic Investors Fund XII-A, L.P. Files SEC Document on Section 3(c)(7)
D - Strategic Investors Fund XII-A, L.P. filed a SEC document on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
Latitude Energy Holdings Inc. Submits SEC Filing
On May 1, 2026, Latitude Energy Holdings Inc. filed a document with SEC EDGAR, as per official records.
Latitude Energy Holdings Inc. Files Document with SEC
Latitude Energy Holdings Inc. submitted a filing to the SEC EDGAR on May 1, 2026, with an accession number and file size of 9 KB.
AB Municipal Credit Opportunities Fund Files SEC Form for Section 3(c)(7)
D - AB Municipal Credit Opportunities Fund, L.P. filed a SEC document on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
Strategic Investors Fund XII-A Files Under Investment Company Act Section 3(c)(7)
D - Strategic Investors Fund XII-A, L.P. filed a document on May 1, 2026, citing Section 3(c) and 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Screendoor Fund I, L.P. Files Under SEC Investment Company Act Section 3(c)(7)
Screendoor Fund I, L.P. submitted a SEC filing on May 1, 2026, detailing its status under Section 3(c)(7) of the Investment Company Act.
CM Investments III LLC Files SEC Document for CM Overlay WAM Fund LLC
CM Investments III LLC filed a SEC document on May 1, 2026, under Item 3C of the Investment Company Act, specifically Section 3(c)(1).
Stonepeak-Plus Infrastructure Fund Files SEC Exemption Notice
Stonepeak-Plus Infrastructure Fund (TE) LP submitted a filing on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Onex Evergreen Credit Master Fund Files Under Section 3(c)(7)
Onex Evergreen Credit Master Fund, L.P. submitted a SEC filing on May 1, 2026, under Section 3(c)(7) of the Investment Company Act.
Screendoor Fund I, L.P. Files SEC Form D/A Under Investment Company Act Section 3(c)(7)
Screendoor Fund I, L.P. filed a Form D/A with the SEC on May 1, 2026, citing exemptions under Section 3(c) and 3(c)(7) of the Investment Company Act.
Lido Uncapped Platinum Fund Files Under Investment Company Act Section 3(c)(1)
Lido Uncapped Platinum Fund, LP filed a document with the SEC on May 1, 2026, related to Section 3(c)(1) of the Investment Company Act.
Lido Uncapped Platinum Fund Files SEC Document Under Section 3(c)(7)
Lido Uncapped Platinum Fund (Institutional), LP filed a SEC document on May 1, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Onex Evergreen Credit Feeder Fund Files SEC Amendment
Onex Evergreen Credit Feeder Fund, L.P. amended its Form D filing on May 1, 2026, referencing exemptions under the Investment Company Act Section 3(c).
