Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Winchester Strategic Credit Partners L.P. Files D/A Form
Winchester Strategic Credit Partners L.P. submitted a D/A filing on 2026-07-24 claiming Section 3(c)(1) exemption under the Investment Company Act.
EQV Energy Opportunities Fund III Files D/A With SEC
EQV Energy Opportunities Fund III, L.P. submitted a D/A filing on July 24, 2026, under Investment Company Act Sections 3(c)(1) and 3(c)(7).
Cloud Nine Partners LP Files SEC Notice Under Section 3(c)(1)
Cloud Nine Partners LP submitted a Section 3(c)(1) filing with the SEC on July 24, 2026, according to SEC EDGAR.
Bull Street Holdings LP Files SEC Notice Under 3(c)(1)
Bull Street Holdings LP submitted a regulatory filing to the SEC on July 24, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Diamond Parent Holdings Files D/A with SEC EDGAR
Diamond Parent Holdings, Corp. submitted a D/A filing on July 24, 2026 under accession number 0001667394-26-000001.
G2 Investment Partners QP LP Files D/A with SEC
G2 Investment Partners QP LP submitted a D/A filing to the SEC on July 24, 2026, under Section 3(c)(7) of the Investment Company Act.
Blackstone Private Equity Strategies Fund SICAV Files D/A on 2026-07-24
Blackstone Private Equity Strategies Fund SICAV submitted a D/A filing with the SEC on July 24 2026 according to EDGAR records.
Palmer Square Private Credit Offshore Fund Files 3(c)(1) Notice
Palmer Square Private Credit Offshore Fund, LP submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act on July 24, 2026.
ECM Feeder Fund 1 Files D/A with SEC Under 3(c)(7)
ECM Feeder Fund 1 submitted a D/A filing on July 24, 2026, claiming Section 3(c)(7) exemption under the Investment Company Act.
Blackstone Private Equity Strategies Fund Files D/A on July 24 2026
Blackstone Private Equity Strategies Fund (TE) L.P. submitted a Form D/A amendment claiming Section 3(c)(7) exemption under the Investment Company Act.
CAP Growth II Co-Investment Files SEC Amendment
CAP Growth II Co-Investment, L.P. submits Form D/A filing under Investment Company Act Section 3(c)(1) on July 24, 2026.
D - TE-0621 Fund I Files 3(c)(1) Notice With SEC
D - TE-0621 Fund I, a series of Ventioneers Funds, LP submitted a Section 3(c)(1) filing on July 24, 2026.
Highbury Holdings XVII Files 3(c)(7) Exemption Notice
Highbury Holdings XVII, LLC submitted a Section 3(c)(7) notice to the SEC on July 24, 2026.
Highbury Holdings XVI, LP Files D/A on 2026-07-24
Highbury Holdings XVI, LP submitted a D/A filing to the SEC on July 24, 2026, referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
D - CO-0519 Fund I Files SEC Notice Claiming 3(c)(1) Exemption
D - CO-0519 Fund I, a series of Roll Up Vehicles, LP submitted a 7 KB filing to the SEC on 2026-07-24 under Section 3(c)(1) of the Investment Company Act.
D - ZE-1213 Fund I Files 3(c)(1) Notice
D - ZE-1213 Fund I, a series of Armenian Founders, LP filed a Section 3(c)(1) notice with the SEC on July 24, 2026.
SPITFIRE FUND L.P. Submits D/A Filing to SEC
SPITFIRE FUND L.P. filed a D/A amendment on July 23 2026 referencing Section 3(c)(1) of the Investment Company Act.
Sandlot Partners YHA SPV LLC Files 3(c)(1) Exemption Notice
Sandlot Partners YHA SPV LLC submitted a filing claiming exemption under Section 3(c)(1) of the Investment Company Act on July 23, 2026.
Behind Genius Fund III, LP Files SEC Notice Under Section 3(c)(1)
Behind Genius Fund III, LP submitted a filing to the SEC on July 23, 2026, citing Section 3(c)(1) of the Investment Company Act.
WA.Ventures, LLC Submits SEC Filing on July 23, 2026
WA.Ventures, LLC filed a document with the SEC under accession number 0002146798-26-000001 on July 23, 2026.
UAS Capital, LLC Files SEC Document July 23, 2026
UAS Capital, LLC submitted a 6 KB filing to the SEC on July 23, 2026, under accession number 0001680026-26-000003.
BlackRock Global Market Strategies Fund Ltd. Files D/A on 3(c)(7) Exemption
BlackRock Global Market Strategies Fund Ltd. submitted a D/A filing to the SEC on July 23 2026 claiming the Section 3(c)(7) exemption under the Investment Company Act.
Point Olema U.S. Venture Capital Portfolio Files D/A With SEC
Point Olema U.S. Venture Capital Portfolio, L.P. submitted a D/A filing on July 23, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Iterative Fund I, LP Files D/A Amendment with SEC
Iterative Fund I, LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act on July 23, 2026.
Dalvix Dynamic Asset Allocation Onshore Feeder Fund Files SEC Notice
Dalvix Dynamic Asset Allocation Onshore Feeder Fund, LP submitted a Section 3(c)(1) exemption filing to the SEC on July 23, 2026.
Indvestia Income Fund LLC Files SEC Document
Indvestia Income Fund LLC submitted a filing to the SEC on July 23 2026 according to EDGAR records.
Volpi Capital 2025 Co-Invest SCSP Files with SEC EDGAR
Volpi Capital 2025 Co-Invest SCSP submitted a filing to the SEC on July 23, 2026, according to SEC EDGAR records.
Georgetown Diversified Fund Files D/A With SEC on July 23 2026
Georgetown Diversified Fund, Ltd. submitted a D/A filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.
AGC ElevenLabs I Files 3(c)(1) Notice With SEC
AGC ElevenLabs I, a Series of AGC Parallax Fund I LLC, submitted a Section 3(c)(1) filing to the SEC on July 23, 2026.
D-Investment AL Series Files 3(c)(1) Notice with SEC
D - Investment AL a Series of AF1 Global LLC submitted a Section 3(c)(1) filing on July 23, 2026, per SEC EDGAR records.
Ascent Capital Fund III, LLC Files D/A Amendment with SEC
Ascent Capital Fund III, LLC submitted a D/A filing to the SEC on July 23, 2026, under accession number 0001627690-26-000001.
SOJA Ventures Investments LLC Series HL Files SEC Notice
SOJA Ventures Investments LLC, Series HL - Equity I submitted a filing to the SEC on July 23, 2026 claiming Section 3(c)(1) exemption.
Salica Leaders Fund II LP Files SEC Notice July 23 2026
Salica Leaders Fund II LP submitted a filing to the SEC on July 23 2026 claiming exemption under Investment Company Act Section 3(c)(1).
D - DD RMP I Files SEC Notice Claiming 3(c)(1) Exemption
D - DD RMP I, a Series of Denver Ventures Duende LLC, submitted a filing to the SEC on July 23, 2026, under Section 3(c)(1) of the Investment Company Act.
D - ASI I Series Files 3(c)(1) Notice With SEC
D - ASI I, a Series of Astro Funds LLC filed a Section 3(c)(1) notice under the Investment Company Act on July 23, 2026.
D - MU-0629 Fund II Files SEC Notice for 3(c)(1) Exemption
D - MU-0629 Fund II, a series of Roll Up Vehicles, LP filed a notice with the SEC claiming the Section 3(c)(1) exemption on July 23, 2026.
Umami Capital Files 3(c)(1) Notice for D - AC-0612 Fund I
Umami Capital, LP filed a Section 3(c)(1) notice for its D - AC-0612 Fund I series on July 23, 2026, according to SEC EDGAR.
D - NE-07011 Fund I Files 3(c)(1) Exemption Notice
D - NE-07011 Fund I, a series of Roll Up Vehicles, LP submitted a Section 3(c)(1) filing on 2026-07-23 according to SEC EDGAR.
Marshall Reddick Mortgage Fund Files D/A With SEC
Marshall Reddick Mortgage Fund, LLC submitted a D/A filing to the SEC on July 22, 2026.
Riverside Capital Partners Debt Fund 1 LP Files SEC Document
Riverside Capital Partners Debt Fund 1 LP submitted a filing to the SEC on July 22, 2026.
EIG Senior Infrastructure Debt Fund VI Files 3(c)(7) Notice
EIG Senior Infrastructure Debt Fund VI, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 22, 2026.
Panna Fund LP Files D/A with SEC Under 3(c)(1)
Panna Fund LP submitted a D/A filing to the SEC on July 22, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Arini Direct Lending Fund I SCSp Files D/A With SEC
Arini Direct Lending Fund I SCSp submitted a D/A filing on 2026-07-22 under Investment Company Act Section 3(c)(7).
Orion Commodities Delaware Fund LP Files 3(c)(7) Amendment
Orion Commodities Delaware Fund LP submitted a D/A filing on 2026-07-22 claiming Section 3(c)(7) exemption under the Investment Company Act.
MAM Qualified Staff Investment Series II Files 3(c)(7) Notice
D - MAM Qualified Staff Investment Series II, LLC filed a 22 KB notice under Section 3(c)(7) of the Investment Company Act on July 22, 2026.
D - WCP Fund C, L.P. Files Section 3(c)(7) Notice
D - WCP Fund C, L.P. submitted a Section 3(c)(7) exemption filing to the SEC on July 22, 2026.
Marcho Partners Long Feeder Fund Files D/A Amendment
Marcho Partners Long Feeder Fund (Delaware) LP filed a D/A amendment on July 22, 2026 claiming Section 3(c)(7) exemption.
Providence Dental Partners LLC Files D/A with SEC
Providence Dental Partners LLC submitted a D/A filing on July 22, 2026, with an 8 KB document under accession number 0002004245-26-000001.
Doxara US Fund LP Files 3(c)(7) Notice With SEC
D - Doxara US Fund LP submitted a filing under Investment Company Act Section 3(c)(7) on July 22, 2026, according to SEC EDGAR.
AgAmerica Lending Fund Files D/A Claiming 3(c)(7) Exemption
AgAmerica Lending Fund, LLC submitted a D/A filing on 2026-07-22 under Section 3(c)(7) of the Investment Company Act.
