Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Umami Capital Files 3(c)(1) Notice for D - AC-0612 Fund I
Umami Capital, LP filed a Section 3(c)(1) notice for its D - AC-0612 Fund I series on July 23, 2026, according to SEC EDGAR.
D - NE-07011 Fund I Files 3(c)(1) Exemption Notice
D - NE-07011 Fund I, a series of Roll Up Vehicles, LP submitted a Section 3(c)(1) filing on 2026-07-23 according to SEC EDGAR.
Marshall Reddick Mortgage Fund Files D/A With SEC
Marshall Reddick Mortgage Fund, LLC submitted a D/A filing to the SEC on July 22, 2026.
Riverside Capital Partners Debt Fund 1 LP Files SEC Document
Riverside Capital Partners Debt Fund 1 LP submitted a filing to the SEC on July 22, 2026.
EIG Senior Infrastructure Debt Fund VI Files 3(c)(7) Notice
EIG Senior Infrastructure Debt Fund VI, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 22, 2026.
Panna Fund LP Files D/A with SEC Under 3(c)(1)
Panna Fund LP submitted a D/A filing to the SEC on July 22, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Arini Direct Lending Fund I SCSp Files D/A With SEC
Arini Direct Lending Fund I SCSp submitted a D/A filing on 2026-07-22 under Investment Company Act Section 3(c)(7).
Orion Commodities Delaware Fund LP Files 3(c)(7) Amendment
Orion Commodities Delaware Fund LP submitted a D/A filing on 2026-07-22 claiming Section 3(c)(7) exemption under the Investment Company Act.
MAM Qualified Staff Investment Series II Files 3(c)(7) Notice
D - MAM Qualified Staff Investment Series II, LLC filed a 22 KB notice under Section 3(c)(7) of the Investment Company Act on July 22, 2026.
D - WCP Fund C, L.P. Files Section 3(c)(7) Notice
D - WCP Fund C, L.P. submitted a Section 3(c)(7) exemption filing to the SEC on July 22, 2026.
Marcho Partners Long Feeder Fund Files D/A Amendment
Marcho Partners Long Feeder Fund (Delaware) LP filed a D/A amendment on July 22, 2026 claiming Section 3(c)(7) exemption.
Providence Dental Partners LLC Files D/A with SEC
Providence Dental Partners LLC submitted a D/A filing on July 22, 2026, with an 8 KB document under accession number 0002004245-26-000001.
Doxara US Fund LP Files 3(c)(7) Notice With SEC
D - Doxara US Fund LP submitted a filing under Investment Company Act Section 3(c)(7) on July 22, 2026, according to SEC EDGAR.
AgAmerica Lending Fund Files D/A Claiming 3(c)(7) Exemption
AgAmerica Lending Fund, LLC submitted a D/A filing on 2026-07-22 under Section 3(c)(7) of the Investment Company Act.
Grant Park Ventures Funds LLC - Series 1 Files With SEC
Grant Park Ventures Funds LLC - Series 1 submitted a filing to the SEC on 2026-07-22 according to SEC EDGAR.
D-MAM Qualified Staff Investment Series II Files 3(c)(7) Notice
D-MAM Qualified Staff Investment Series II, LLC filed a Section 3(c)(7) notice with the SEC on July 22, 2026.
Marathon Emerging Markets Bond Fund Files SEC Amendment
Marathon Emerging Markets Bond Fund, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 22, 2026.
Copilot Capital Fund II LP Files SEC Notice for 3(c) Exemptions
Copilot Capital Fund II LP submitted an SEC filing on July 22, 2026, claiming exemptions under Investment Company Act Sections 3(c)(1) and 3(c)(7).
Clearview Hospitality Fund I Feeder, LLC Files With SEC
Clearview Hospitality Fund I Feeder, LLC submitted SEC filing 0002146280-26-000001 on July 22, 2026.
Torque Share Partners LP Files D/A With SEC
Torque Share Partners LP submitted a D/A filing on 2026-07-22 claiming Section 3(c)(7) exemption under the Investment Company Act.
Outlier Grove Files D/A for Fund I Series
Fund I, a series of Outlier Grove, LP filed a D/A notice on 2026-07-22 claiming Section 3(c)(1) exemption.
Mainspring Funding II LLC Files SEC 3(c)(1) Notice
Mainspring Funding II LLC submitted an SEC filing claiming exemption under Section 3(c)(1) of the Investment Company Act on July 22, 2026.
D - Benson Co-investment Trust Files SEC Notice
D - Benson Co-investment Trust submitted an 8 KB filing on 2026-07-22 referencing Section 3(c)(1) of the Investment Company Act.
Tareyton Fund I, L.P. Files D/A with SEC Under Section 3(c)(1)
Tareyton Fund I, L.P. submitted a D/A filing on 2026-07-22 referencing Investment Company Act Section 3(c)(1).
Social Finance Impact-First Fund Files D/A on 2026-07-21
Social Finance Impact-First Fund, L.P. submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
CenterSquare Value-Added Fund VI Files D/A on 2026-07-21
CenterSquare Value-Added Fund VI, L.P. submitted a D/A filing referencing Investment Company Act Section 3(c)(1) and 3(c)(7) on July 21, 2026.
American Ventures Opportunity Fund LLC Files 3(c)(1) Notice
American Ventures Opportunity Fund LLC, Series I VAST filed a Section 3(c)(1) notice under the Investment Company Act on July 21, 2026.
American Ventures Opportunity Fund Files 3(c)(1) Exemption Notice
American Ventures Opportunity Fund LLC Series I VAST submitted an SEC filing claiming exemption under Investment Company Act Section 3(c)(1).
Bogert Lachlan Equity Partners Files SEC Document July 21 2026
Bogert Lachlan Equity Partners, LLC filed a 5 KB document with the SEC on 2026-07-21 under accession number 0002144016-26-000001.
Brookfield Hark Investment Partners II LP Files SEC Notice
Brookfield Hark Investment Partners II LP submitted a filing under the Investment Company Act on July 21, 2026, according to SEC EDGAR.
Legacy Lofts Holdings, LLC Files With SEC
Legacy Lofts Holdings, LLC submitted a filing to the SEC on 2026-07-21 under CIK 0002146793.
HSFP Fund LP Files D/A with SEC Claiming 3(c)(1) Exemption
HSFP Fund LP submitted a D/A filing on July 21, 2026, referencing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
Portola Springs Capital, LP Files D/A on 2026-07-21
Portola Springs Capital, LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act to the SEC on July 21, 2026.
CenterSquare Value-Added Fund VI Files D/A With SEC
CenterSquare Value-Added Fund VI, L.P. submitted a D/A filing on 2026-07-21 claiming Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
SCF Pine Ultimate Holdings LP Files 3(c)(7) Notice
SCF Pine Ultimate Holdings LP submitted a Section 3(c)(7) filing with the SEC on July 21, 2026.
Social Finance Impact-First Fund Files D/A on SEC EDGAR
Social Finance Impact-First Fund, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
Seminal Beauty & Wellness Investments SPV III Files SEC Document
Seminal Beauty & Wellness Investments SPV III, L.P. (CIK 0002146113) submitted a filing to the SEC on 2026-07-21.
Polar Capital Emerging Market Stars Trust Files D/A on SEC EDGAR
Polar Capital Emerging Market Stars Trust submits D/A filing referencing Investment Company Act Section 3(c)(7) on 2026-07-21.
CapeView Azri 2X Fund Files D/A Amendment with SEC
CapeView Azri 2X Fund submitted a D/A filing on July 21, 2026, according to SEC EDGAR records.
Route One Offshore Master Fund Files D/A With SEC
Route One Offshore Master Fund, L.P. submitted a D/A filing on 2026-07-21 under Investment Company Act Section 3(c)(7).
Arabella Capital Debt Fund, LLC Files With SEC
Arabella Capital Debt Fund, LLC submitted a filing to the SEC on July 21, 2026, with accession number 0002106736-26-000003.
Castiglione Fund SPC Submits 3(c)(7) Filing to SEC
D - Castiglione Fund SPC - Master Fund SP filed a Section 3(c)(7) notice under the Investment Company Act on July 21, 2026.
D - HE-0516 Fund I Files 3(c)(1) Notice on July 21, 2026
D - HE-0516 Fund I, a series of Roll Up Vehicles, LP filed a Section 3(c)(1) notice with the SEC on July 21, 2026.
MegaSurge Capital Inc Files SEC Document July 21 2026
MegaSurge Capital Inc submitted a 6 KB filing to the SEC EDGAR system on July 21, 2026 under accession number 0002146409-26-000001.
D - AC-0928 Fund II Files 3(c)(1) Exemption Notice
D - AC-0928 Fund II, a series of Roll Up Vehicles, LP submitted a Section 3(c)(1) exemption filing on July 21, 2026 via SEC EDGAR.
BP Commercial Funding Trust Series SPL-IX Files D/A
BP Commercial Funding Trust, Series SPL-IX submitted a D/A filing on July 20, 2026 under accession number 0001927403-26-000002.
D-C-Major Capital US Feeder Fund Files 3(c)(1) Notice
D-C-Major Capital US Feeder Fund, LP filed a Section 3(c)(1) exemption notice with the SEC on July 20, 2026.
Better Assets Fund LLC Files SEC Document
Better Assets Fund LLC filed a 5 KB document with the SEC on July 20 2026 under accession 0001140361-26-028981.
Pan-Am Dental Holdings, LLC Files SEC Document on July 20, 2026
Pan-Am Dental Holdings, LLC (CIK 0002010510) submitted a filing to the SEC on July 20, 2026, per the EDGAR index record.
D - HPA 2025 WH Investment LLC Files 3(c)(1) Exemption Notice
D - HPA 2025 WH Investment LLC submitted a Section 3(c)(1) exemption filing under the Investment Company Act on July 20 2026.
