Rooted Fund, LLC Files D/A Claiming 3(c)(1) Exemption

Rooted Fund, LLC submitted a D/A filing to the U.S. Securities and Exchange Commission on June 8, 2026. The filing carries accession number 0002020657-26-000003 and totals 7 KB in size.

Filing Details

The document lists Item 3C under the Investment Company Act Section 3(c). It further specifies Item 3C.1 as Section 3(c)(1).

Submission Information

According to SEC EDGAR, the filing was made under filer identification 0002020657. The submission provides the statutory basis for the entity’s exemption claim.

Regulatory Context

Section 3(c)(1) of the Investment Company Act permits certain issuers to operate without registering as investment companies when they meet specific investor and asset criteria. According to SEC EDGAR, Rooted Fund, LLC identified this provision in its June 2026 submission. The 7 KB D/A filing constitutes the complete record available for this action.