Regulatory Update
53 stories covering regulatory update — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Blackstone Private Equity Strategies Fund Files D/A Amendment
Blackstone Private Equity Strategies Fund L.P. submitted a D/A filing on July 24, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
Aptitude Alternative Equity Ltd Files D/A with SEC on July 24 2026
Aptitude Alternative Equity Ltd submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 24 2026 according to SEC EDGAR.
Winchester Strategic Credit Partners L.P. Files D/A Form
Winchester Strategic Credit Partners L.P. submitted a D/A filing on 2026-07-24 claiming Section 3(c)(1) exemption under the Investment Company Act.
G2 Investment Partners QP LP Files D/A with SEC
G2 Investment Partners QP LP submitted a D/A filing to the SEC on July 24, 2026, under Section 3(c)(7) of the Investment Company Act.
Ascent Capital Fund III, LLC Files D/A Amendment with SEC
Ascent Capital Fund III, LLC submitted a D/A filing to the SEC on July 23, 2026, under accession number 0001627690-26-000001.
Providence Dental Partners LLC Files D/A with SEC
Providence Dental Partners LLC submitted a D/A filing on July 22, 2026, with an 8 KB document under accession number 0002004245-26-000001.
AE Industrial Partners Fund IV-A Files D/A Amendment
AE Industrial Partners Fund IV-A, LP submitted a D/A filing on 2026-07-17 claiming Investment Company Act exemptions under sections 3(c)(1) and 3(c)(7).
AE Industrial Partners Fund IV Files D/A Amendment With SEC
AE Industrial Partners Fund IV, LP submitted a D/A filing on July 17, 2026, referencing Investment Company Act Section 3(c) exemptions.
Scalebuilder T8 Fund, LP Files D/A With SEC
Scalebuilder T8 Fund, LP submitted a D/A filing under Investment Company Act Section 3(c)(1) on July 16, 2026.
Renaissance Institutional Equities Fund Files D/A on July 15 2026
Renaissance Institutional Equities Fund LLC submitted a D/A filing with the SEC on July 15 2026 referencing Section 3(c)(7).
Integrated Capital Fibers Fund LLC Files D/A With SEC
Integrated Capital Fibers Fund, LLC submitted a D/A filing to the SEC on July 15, 2026, according to SEC EDGAR.
JS Venture Fund LLC Series A39 Files D/A With SEC
JS Venture Fund LLC Series A39 submitted a D/A filing to the SEC on 2026-07-15 under Section 3(c)(7) of the Investment Company Act.
NISA Confluence Onshore Fund LP Files D/A with SEC
NISA Confluence Onshore Fund LP submitted a D/A filing referencing Section 3(c)(7) on July 13, 2026.
Manatuck Hill Mariner Offshore Fund Files D/A on July 10 2026
Manatuck Hill Mariner Offshore Fund, Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act.
Manatuck Hill Mariner Onshore Fund Files D/A on 2026-07-10
Manatuck Hill Mariner Onshore Fund, L.P. submitted a D/A filing to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
Driftwood Credit Fund II-B LP Files D/A Amendment
Driftwood Credit Fund II-B, LP submitted a D/A filing on July 9, 2026, under Investment Company Act Section 3(c)(7).
Attestor Value Fund Ltd Files D/A Amendment on 2026-07-09
Attestor Value Fund Ltd submitted a D/A filing under Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.
Angel Collective Opportunity Fund Files Form D Amendment
Angel Collective Opportunity Fund, LP submitted a Form D amendment on July 8, 2026 claiming Section 3(c)(1) exemption under the Investment Company Act.
ROW Diversified 2X Offshore Fund Files D/A with SEC
ROW Diversified 2X Offshore Fund, Ltd. submitted a D/A filing on July 8, 2026, referencing Investment Company Act Section 3(c)(7).
Mana Up Capital Partners II Files D/A with SEC
Mana Up Capital Partners II, L.P. submitted a D/A filing to the SEC on July 2, 2026, according to EDGAR records.
Sandbrook Climate Infrastructure Fund II-B LP Files D/A on 2026-07-02
Sandbrook Climate Infrastructure Fund II-B LP submits D/A filing referencing Investment Company Act Section 3(c)(7) according to SEC EDGAR.
Summers Value Fund LP Files D/A Amendment with SEC
Summers Value Fund LP submitted a D/A filing on July 2, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Mana Up Capital Partners II Files D/A Amendment
Mana Up Capital Partners II, L.P. submitted a D/A filing to the SEC on July 2, 2026.
SNK Investments & Capital Fund LLC Files D/A on 2026-07-02
SNK Investments & Capital Fund LLC submitted a D/A filing referencing Section 3(c)(5) of the Investment Company Act.
Baselake Partners, LP Files D/A Amendment with SEC
Baselake Partners, LP submitted a D/A filing on June 12, 2026, under Investment Company Act Section 3(c)(1).
Lord Abbett Private Credit Fund Submits D/A Filing
Lord Abbett Private Credit Fund filed a D/A notice with the SEC on 2026-06-10 under Section 3(c)(7) of the Investment Company Act.
Cross River Partners LP Files D/A Claiming 3(c)(1) Exemption
Cross River Partners LP submitted a D/A filing on June 10, 2026, referencing Section 3(c)(1) of the Investment Company Act.
Rooted Fund, LLC Files D/A Claiming 3(c)(1) Exemption
Rooted Fund, LLC submitted a D/A filing on June 8, 2026 under Investment Company Act Section 3(c)(1).
Keez Partners LP Files D/A Form Claiming 3(c)(1) Exemption
Keez Partners LP submitted a D/A filing on June 4 2026 citing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
SEI Offshore Opportunity Fund II, Ltd. Files D/A on SEC EDGAR
SEI Offshore Opportunity Fund II, Ltd. submitted a D/A filing to the SEC on June 4, 2026 under Section 3(c)(7).
PCA Opportunities Fund 2022 Files D/A With SEC on June 4 2026
PCA Opportunities Fund 2022, L.P. - Series V (Venture 2022) submitted a D/A filing under Investment Company Act Section 3(c)(7).
Institutional Drilling Fund III LP Files D/A with SEC
Institutional Drilling Fund III LP submitted a D/A filing to the SEC on June 1 2026 under accession number 0002107894-26-000003.
InvestX Growth Equity V-US LP Files D/A on June 1 2026
InvestX Growth Equity V-US LP submitted a Form D amendment claiming Section 3(c)(1) exemption under the Investment Company Act.
Atreides Foundation Fund, Ltd. Files D/A on 3(c)(7) Exemption
Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Lighthouse Strategies Fund LLC Files D/A for Healthcare Series
Lighthouse Strategies Fund LLC submitted a D/A filing for its Lighthouse Healthcare Series on May 27, 2026, referencing Section 3(c)(7).
Western Standard Partners LP Files SEC Amendment Referencing 3(c)(1)
Western Standard Partners LP submitted a D/A filing to the SEC on May 22, 2026, citing Section 3(c)(1) of the Investment Company Act.
Western Standard Partners QP, L.P. Files D/A With SEC
Western Standard Partners QP, L.P. submitted a D/A filing on May 22, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Western Standard Partners QP Files 3(c)(7) Amendment With SEC
Western Standard Partners QP, L.P. submitted a D/A filing on May 22, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
Western Standard Partners LP Files D/A with SEC
Western Standard Partners LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act on May 22, 2026.
Western Standard Partners LP Files D/A on 2026-05-22
Western Standard Partners LP submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
Western Standard Partners LP Files D/A on SEC EDGAR
Western Standard Partners LP submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act.
Straightpoint Capital Fund LP Files D/A with SEC
Straightpoint Capital Fund LP submitted a D/A filing to the SEC on May 22, 2026 referencing Section 3(c)(1) of the Investment Company Act.
Cambium Capital Tamarind LP Files SEC Exemption Notice
Cambium Capital Tamarind LP submitted a regulatory filing on May 21 2026 claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
CoastEdge Focus Fund Offshore LLC Files D/A with SEC
CoastEdge Focus Fund Offshore LLC submitted a D/A filing to the SEC on May 21, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Proteus Master Fund I Files Amendment with SEC
Proteus Master Fund I, LLC submitted a D/A filing to the SEC on May 20, 2026 under Investment Company Act Section 3(c)(7).
Coatue Long Only Offshore Fund Files SEC Amendment
Coatue Long Only Offshore Fund, Ltd. submitted a D/A filing to the SEC on May 20, 2026 under Section 3(c)(7).
APD FUND LLC Files D/A with SEC Under Section 3(c)(1)
APD FUND LLC submitted a D/A filing to the SEC on May 19, 2026, referencing Section 3(c)(1) of the Investment Company Act.
King Arthur Fund 1 LLC Files D/A with SEC
King Arthur Fund 1 LLC submitted a D/A filing to the SEC on May 19, 2026, under accession number 0002104645-26-000003.
Apogem Senior Direct Lending Fund RNF LP Files D/A on May 18 2026
Apogem Senior Direct Lending Fund RNF LP submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
JS Venture Fund LLC Series A30 Files D/A on May 15 2026
JS Venture Fund LLC Series A30 submitted a D/A filing to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
