Regulatory Update
26 stories covering regulatory update — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Rooted Fund, LLC Files D/A Claiming 3(c)(1) Exemption
Rooted Fund, LLC submitted a D/A filing on June 8, 2026 under Investment Company Act Section 3(c)(1).
Keez Partners LP Files D/A Form Claiming 3(c)(1) Exemption
Keez Partners LP submitted a D/A filing on June 4 2026 citing Section 3(c)(1) of the Investment Company Act according to SEC EDGAR.
SEI Offshore Opportunity Fund II, Ltd. Files D/A on SEC EDGAR
SEI Offshore Opportunity Fund II, Ltd. submitted a D/A filing to the SEC on June 4, 2026 under Section 3(c)(7).
PCA Opportunities Fund 2022 Files D/A With SEC on June 4 2026
PCA Opportunities Fund 2022, L.P. - Series V (Venture 2022) submitted a D/A filing under Investment Company Act Section 3(c)(7).
Institutional Drilling Fund III LP Files D/A with SEC
Institutional Drilling Fund III LP submitted a D/A filing to the SEC on June 1 2026 under accession number 0002107894-26-000003.
InvestX Growth Equity V-US LP Files D/A on June 1 2026
InvestX Growth Equity V-US LP submitted a Form D amendment claiming Section 3(c)(1) exemption under the Investment Company Act.
Atreides Foundation Fund, Ltd. Files D/A on 3(c)(7) Exemption
Atreides Foundation Fund, Ltd. submitted a D/A filing on May 29, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Lighthouse Strategies Fund LLC Files D/A for Healthcare Series
Lighthouse Strategies Fund LLC submitted a D/A filing for its Lighthouse Healthcare Series on May 27, 2026, referencing Section 3(c)(7).
Western Standard Partners LP Files SEC Amendment Referencing 3(c)(1)
Western Standard Partners LP submitted a D/A filing to the SEC on May 22, 2026, citing Section 3(c)(1) of the Investment Company Act.
Western Standard Partners QP, L.P. Files D/A With SEC
Western Standard Partners QP, L.P. submitted a D/A filing on May 22, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Western Standard Partners QP Files 3(c)(7) Amendment With SEC
Western Standard Partners QP, L.P. submitted a D/A filing on May 22, 2026 claiming Section 3(c)(7) exemption under the Investment Company Act.
Western Standard Partners LP Files D/A with SEC
Western Standard Partners LP submitted a D/A filing under Section 3(c)(1) of the Investment Company Act on May 22, 2026.
Western Standard Partners LP Files D/A on 2026-05-22
Western Standard Partners LP submitted a D/A filing claiming Section 3(c)(1) exemption under the Investment Company Act.
Western Standard Partners LP Files D/A on SEC EDGAR
Western Standard Partners LP submitted a D/A filing referencing Section 3(c)(1) of the Investment Company Act.
Straightpoint Capital Fund LP Files D/A with SEC
Straightpoint Capital Fund LP submitted a D/A filing to the SEC on May 22, 2026 referencing Section 3(c)(1) of the Investment Company Act.
Cambium Capital Tamarind LP Files SEC Exemption Notice
Cambium Capital Tamarind LP submitted a regulatory filing on May 21 2026 claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
CoastEdge Focus Fund Offshore LLC Files D/A with SEC
CoastEdge Focus Fund Offshore LLC submitted a D/A filing to the SEC on May 21, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Proteus Master Fund I Files Amendment with SEC
Proteus Master Fund I, LLC submitted a D/A filing to the SEC on May 20, 2026 under Investment Company Act Section 3(c)(7).
Coatue Long Only Offshore Fund Files SEC Amendment
Coatue Long Only Offshore Fund, Ltd. submitted a D/A filing to the SEC on May 20, 2026 under Section 3(c)(7).
APD FUND LLC Files D/A with SEC Under Section 3(c)(1)
APD FUND LLC submitted a D/A filing to the SEC on May 19, 2026, referencing Section 3(c)(1) of the Investment Company Act.
King Arthur Fund 1 LLC Files D/A with SEC
King Arthur Fund 1 LLC submitted a D/A filing to the SEC on May 19, 2026, under accession number 0002104645-26-000003.
Apogem Senior Direct Lending Fund RNF LP Files D/A on May 18 2026
Apogem Senior Direct Lending Fund RNF LP submitted a D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
JS Venture Fund LLC Series A30 Files D/A on May 15 2026
JS Venture Fund LLC Series A30 submitted a D/A filing to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.
Proteus Feeder Fund I, LLC Files D/A Amendment with SEC
Proteus Feeder Fund I, LLC submitted a D/A filing to the SEC under Section 3(c)(7) of the Investment Company Act on May 15, 2026.
General Industrial Onshore Fund L.P. Files D/A Amendment
General Industrial Onshore Fund L.P. submitted a D/A filing under Section 3(c)(7) on May 15, 2026, per SEC records.
Infrastructure Investments Fund Files D/A With SEC
Infrastructure Investments Fund (iCapital), Ltd. submitted a D/A filing to the SEC on May 15, 2026, referencing Section 3(c)(7) of the Investment Company Act.
