D/A - Cache Exchange Fund - Mosaic, LLC Submits SEC Filing
D/A - Cache Exchange Fund - Mosaic, LLC filed a document with the SEC on May 5, 2026, under Item 3C of the Investment Company Act, specifically Item 3C.7 for Section 3(c)(7). This filing, with accession number 0002066805-26-000001, is listed under CIK 0002066805 according to SEC EDGAR.
Details of the Filing
The document is 9 KB in size and pertains to Item 3C, which addresses exemptions under the Investment Company Act. Item 3C.7 directly references Section 3(c)(7), indicating the filer’s intent to claim this exemption. According to SEC EDGAR, the filing was made by D/A - Cache Exchange Fund - Mosaic, LLC as the filer.
Context of Section 3(c)(7)
As widely known in regulatory contexts, Section 3(c)(7) of the Investment Company Act exempts certain funds from registration requirements if they meet specific criteria. This filing aligns with such provisions, as it explicitly cites Section 3(c)(7) in the document’s items.
