Exemption
42 stories covering exemption — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Barrel Ventures III-A LP Files Form D With SEC
Barrel Ventures III-A LP submitted a Form D notice to the SEC on May 15 2026 claiming exemptions under Sections 3(c)(1) and 3(c)(7).
Argo Fund I, L.P. Files Under Investment Company Act Section 3(c)(7)
Argo Fund I, L.P. submitted a SEC filing on May 14, 2026, invoking Section 3(c)(7) of the Investment Company Act.
WH Capital VIII LLC Files for Section 3(c)(1) Exemption
WH Capital VIII LLC submitted a filing to the SEC on May 12, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
North Coast Angel Fund V Files Form D/A for Section 3(c)(1) Exemption
North Coast Angel Fund V, LLC submitted a Form D/A to the SEC on May 12, 2026, citing Section 3(c)(1) of the Investment Company Act.
BTG Pactual Strategic Capital Fund II-B Files SEC Form D
BTG Pactual Strategic Capital Fund II-B, L.P. filed a Form D on May 11, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
D - X Capital Equity Master Fund LP Files SEC Exemption
D - X Capital Equity Master Fund LP filed for Section 3(c)(1) exemption on May 11, 2026, according to SEC EDGAR.
Rho OPCO Ventures Files for Section 3(c)(1) Exemption
D - Rho OPCO Ventures Mar 2026, a series of CGF2021 LLC, filed a SEC document on May 11, 2026, under Item 3C.1 of the Investment Company Act.
JS Opportunity Fund LLC Series Q30 Files SEC Exemption Claim
JS Opportunity Fund LLC Series Q30 filed a document under Section 3(c)(1) of the Investment Company Act on May 8, 2026, as per SEC EDGAR records.
Forge Investments Files SEC Exemption for Fund FG-OMM
Forge Investments, LLC filed a notice for Fund FG-OMM under Section 3(c)(1) of the Investment Company Act on May 8, 2026, according to SEC EDGAR.
JS Opportunity Fund LLC Series Q30 Files for Section 3(c)(1) Exemption
JS Opportunity Fund LLC Series Q30 submitted a filing on May 8, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Forge Investments Files Notice for Fund FG-OMM Under Investment Company Act
Forge Investments, LLC submitted a SEC filing for its Fund FG-OMM series, claiming exemption under Section 3(c)(1) of the Investment Company Act on May 8, 2026.
JS Opportunity Fund LLC Series Q30 Files for Section 3(c)(1) Exemption
JS Opportunity Fund LLC Series Q30 submitted a filing to the SEC on May 8, 2026, under the Investment Company Act Section 3(c)(1).
Forge Investments LLC Files for Fund FG-OMM Exemption
Forge Investments LLC filed a document for its Fund FG-OMM series on May 8, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
TPG AG Corporate Credit Opportunities Fund Files SEC Document for Section 3(c)(7)
TPG AG Corporate Credit Opportunities Fund, L.P. filed a document with the SEC on May 8, 2026, related to Item 3C.7 under the Investment Company Act.
Forge Investments Files SEC Document for Fund FG-OMM
Forge Investments, LLC filed a SEC EDGAR document for Fund FG-OMM on May 8, 2026, under Section 3(c)(1) of the Investment Company Act.
Armenian Founders, LP Files for Section 3(c)(1) Exemption
Armenian Founders, LP's D - SI-0420 Fund I series filed a SEC document on May 8, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Vandenberg RSA SPV3 II Files Under Investment Company Act Section 3(c)(1)
Blackbird Pilot Fund LLC's series Vandenberg RSA SPV3 II filed a SEC document on May 7, 2026, related to Section 3(c)(1) exemption.
LM DNM SEED SPV 2026 Files for Section 3(c)(1) Exemption
LM DNM SEED SPV 2026 A SERIES OF MASTER FUND I LLC filed a notice under Section 3(c)(1) of the Investment Company Act on May 7, 2026, according to SEC EDGAR.
Vineyard Quant Capital LP Files Under SEC Section 3(c)(1)
Vineyard Quant Capital LP submitted a SEC filing on May 6, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Mosaic, LLC Files SEC Document for Section 3(c)(7) Exemption
D/A - Cache Exchange Fund - Mosaic, LLC submitted a SEC filing on May 5, 2026, related to Section 3(c)(7) of the Investment Company Act.
H.I.G. Private Equity Co-Investment SMA Files for Section 3(c)(7) Exemption
D - H.I.G. Private Equity Co-Investment SMA (A), L.P. filed a form with the SEC on May 5, 2026, related to Investment Company Act exemptions.
Centre Lane Partners VI, L.P. Files SEC Notice for Section 3(c)(7) Exemption
Centre Lane Partners VI, L.P. filed a notice with the SEC on May 5, 2026, under Section 3(c)(7) of the Investment Company Act.
Balerion Space Ventures Fund II Files Under Section 3(c)(7)
Balerion Space Ventures Fund II, L.P. filed a document under Section 3(c)(7) of the Investment Company Act on May 4, 2026, as per SEC EDGAR records.
Strategic Investors Fund XII-A Files SEC Exemption Under Section 3(c)(7)
D - Strategic Investors Fund XII-A, L.P. filed a notice with the SEC on May 1, 2026, for an exemption under Section 3(c)(7) of the Investment Company Act.
Screendoor Fund I, L.P. Files Under Section 3(c)(7)
Screendoor Fund I, L.P. filed a form with the SEC on May 1, 2026, claiming exemption under Investment Company Act Section 3(c)(7).
Screendoor Fund I, L.P. Files Under Section 3(c)(7)
Screendoor Fund I, L.P. filed a document on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Screendoor Fund I, L.P. Files SEC Form D/A Under Investment Company Act Section 3(c)(7)
Screendoor Fund I, L.P. filed a Form D/A with the SEC on May 1, 2026, citing exemptions under Section 3(c) and 3(c)(7) of the Investment Company Act.
Onex Evergreen Credit Feeder Fund Files SEC Amendment
Onex Evergreen Credit Feeder Fund, L.P. amended its Form D filing on May 1, 2026, referencing exemptions under the Investment Company Act Section 3(c).
1776 Fund, LLC Files for Section 3(c)(1) Exemption with SEC
D - 1776 Fund, LLC filed a notice with the SEC on April 30, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
Stonepeak Infrastructure Fund - M (Side Car) LP Files SEC Exemption
Stonepeak Infrastructure Fund - M (Side Car) LP submitted a filing claiming an exemption under Section 3(c)(7) of the Investment Company Act on April 30, 2026.
Forge Investments LLC Files SEC Document for Fund FG-VDA
Forge Investments LLC submitted a SEC EDGAR filing on April 28, 2026, for Fund FG-VDA under Section 3(c)(1) of the Investment Company Act.
EM-0112 Fund I Files for SEC Exemption Under Section 3(c)(1)
D - EM-0112 Fund I, a series of Roll Up Vehicles, LP, filed a notice with the SEC on April 28, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
EL-0205 Fund II Files SEC Form for Section 3(c)(1) Exemption
D - EL-0205 Fund II, a series of Roll Up Vehicles, LP, filed a SEC document on April 28, 2026, under Item 3C for Section 3(c)(1) of the Investment Company Act.
Sakorum Long/Short Equity Fund Files Under Section 3(c)(7)
Sakorum Long/Short Equity Fund, L.P. filed a document on April 27, 2026, related to Section 3(c)(7) of the Investment Company Act.
EXITFUND LLC Files Under Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a filing on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR records.
Hill of Ares Fund I Files for Section 3(c)(7) Exemption
D - Hill of Ares Fund I, a series of Embedding Funds LLC, filed a SEC EDGAR document on April 24, 2026, related to Section 3(c)(7) of the Investment Company Act.
EXITFUND LLC Files Under Investment Company Act Section 3(c)(1)
EXITFUND LLC submitted a SEC filing on April 24, 2026, related to Section 3(c)(1) of the Investment Company Act.
Vestal Point Offshore Fund Files Section 3(c)(7) Exemption
Vestal Point Offshore Fund Ltd., with CIK 1974889, filed a document under the Investment Company Act Section 3(c)(7) on April 24, 2026, according to SEC EDGAR.
Crown Capital Fund II, LP Files for Section 3(c)(7) Exemption
Crown Capital Fund II, LP filed a document on April 23, 2026, under Item 3C of the Investment Company Act, specifically Section 3(c)(7), according to SEC EDGAR.
Forge Investments LLC Files SEC Document for Fund FG-MXY
Forge Investments LLC filed a document for Fund FG-MXY on April 23, 2026, referencing the Investment Company Act Section 3(c)(1), according to SEC EDGAR.
Anchorage Co-Investment Offshore Fund VIII Files Section 3(c)(7) Exemption
Anchorage Co-Investment Offshore Fund VIII, L.P. filed a document under Section 3(c)(7) of the Investment Company Act on April 23, 2026, as per SEC records.
Anchor Capital LS Files for Section 3(c)(1) Exemption
Anchor Capital LS, a series of CGF2021 LLC, submitted a SEC filing on April 23, 2026, for an exemption under Section 3(c)(1) of the Investment Company Act.
