Exemption
151 stories covering exemption — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
KKR Asian Fund V SCSp Files D/A With SEC
KKR Asian Fund V SCSp submitted a D/A filing to the SEC on August 14, 2026, claiming exemption under Section 3(c)(7).
Crown Capital REIT, LLC Files SEC Notice Under Section 3(c)(5)
Crown Capital REIT, LLC submitted a filing on August 13, 2026 referencing Investment Company Act Section 3(c)(5).
CIFC CLO Enhanced Income Fund LP Files D/A on August 12 2026
CIFC CLO Enhanced Income Fund LP submitted a D/A filing referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).
Global Horizons Holdings Ventures LLC Series 5 Files SEC Notice
Global Horizons Holdings Ventures LLC Series 5 filed a notice with the SEC on August 12 2026 claiming exemptions under Section 3(c)(1) and 3(c)(7).
WorldQuant Millennium TA SABER Access Fund LLC Files 3(c)(7) Notice
WorldQuant Millennium TA SABER Access Fund LLC submitted a Section 3(c)(7) exemption filing on August 12, 2026 via SEC EDGAR.
D - Two-RE-0714 Fund I Files SEC Notice for 3(c)(1) Exemption
D - Two-RE-0714 Fund I, a series of Platform Funds 2026, LP filed a Form 3C notice with the SEC claiming Section 3(c)(1) exemption on August 11, 2026.
Aptitude Alternative Equity Ltd Files D/A Amendment
Aptitude Alternative Equity Ltd submitted a D/A filing on 2026-07-24 referencing Section 3(c)(7) of the Investment Company Act.
Millstone Global Fund LP Files SEC Notice Claiming 3(c)(7) Exemption
Millstone Global Fund LP submitted a filing to the SEC on August 7 2026 referencing Section 3(c)(7) of the Investment Company Act.
Millstone Global Fund LP Files SEC Notice August 2026
Millstone Global Fund LP submitted a Section 3(c)(7) filing to the SEC on August 7, 2026.
Patients Capital Translation Fund Files 3(c)(1) Exemption Notice
Patients Capital Translation Fund, LP filed an SEC notice on August 7, 2026 claiming exemption under Section 3(c)(1) of the Investment Company Act.
Kaleidoscope Prism Master Fund Files 3(c)(7) Notice
Kaleidoscope Prism Master Fund, LP submitted a D/A filing to the SEC on August 7, 2026, under Section 3(c)(7) of the Investment Company Act.
ArcLight Infrastructure Innovation Fund I-C Files SEC Notice
D - ArcLight Infrastructure Innovation Fund I-C, L.P. submitted a filing under the Investment Company Act on August 6, 2026.
BlueBay Global Securitized Credit Opportunities Fund Files D/A
BlueBay Global Securitized Credit Opportunities Fund LP submitted a D/A filing on August 6, 2026 referencing Section 3(c)(7).
BlueBay Emerging Market Credit Alpha Fund Files 3(c)(7) Notice
BlueBay Emerging Market Credit Alpha Fund Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on August 6, 2026.
Vanara Capital Fund I-A, LP Files SEC 3(c)(7) Notice
Vanara Capital Fund I-A, LP submitted a filing under Section 3(c)(7) of the Investment Company Act on August 5, 2026.
StepStone Capital Partners VI Files D/A With SEC
StepStone Capital Partners VI, L.P. submitted a D/A filing to the SEC on July 31, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Minetta Ventures SPV LLC Files SEC Notice for 3(c)(7) Exemption
Minetta Ventures SPV LLC submitted a D/A filing on July 31, 2026, referencing Section 3(c)(7) of the Investment Company Act.
StepStone Capital Partners VI-E Europe Files 3(c)(7) Notice
StepStone Capital Partners VI-E Europe, SCSp submitted a D/A filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.
D - GG Investments 26 Series Files SEC Notice for 3(c)(1)
D - GG investments 26 a Series of CGF2021 LLC submitted a Section 3(c)(1) filing to the SEC on July 29, 2026.
Levee Ventures Intramotev I Files SEC Notice Under 3(c)(1)
Levee Ventures Intramotev I, a series of Decile SPV, LLC, submitted a Section 3(c)(1) filing to the SEC on July 24, 2026.
Levee Ventures Intramotev I Files 3(c)(1) SEC Notice
Levee Ventures Intramotev I, a series of Decile SPV, LLC, filed a Section 3(c)(1) exemption notice with the SEC on July 24, 2026.
Aptitude Alternative Equity LP Files D/A Amendment with SEC
Aptitude Alternative Equity LP submitted a D/A filing on July 24, 2026, claiming Section 3(c)(7) exemption under the Investment Company Act.
D - MU-0629 Fund II Files SEC Notice for 3(c)(1) Exemption
D - MU-0629 Fund II, a series of Roll Up Vehicles, LP filed a notice with the SEC claiming the Section 3(c)(1) exemption on July 23, 2026.
Marathon Emerging Markets Bond Fund Files SEC Amendment
Marathon Emerging Markets Bond Fund, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 22, 2026.
D - AC-0928 Fund II Files 3(c)(1) Exemption Notice
D - AC-0928 Fund II, a series of Roll Up Vehicles, LP submitted a Section 3(c)(1) exemption filing on July 21, 2026 via SEC EDGAR.
Galaxy V Series Files 3(c)(7) Notice with SEC
D - Galaxy V, a Series of E1 Funds, LLC submitted a Section 3(c)(7) filing on 2026-07-20.
Buttonwood Titan QC Fund LLC Series RBT-1 Files 3(c)(1) Exemption
D - Buttonwood Titan QC Fund LLC - Series RBT-1 filed a 3(c)(1) exemption notice with the SEC on 2026-07-20.
JB Investments Offshore Fund IV Files D/A for 3(c)(7) Exemption
JB Investments Offshore Fund IV, Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 17, 2026.
JB Investments Offshore Fund IV Files D/A Notice for 3(c)(7) Exemption
JB Investments Offshore Fund IV, Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 17, 2026.
Willow Tree Fund III (Unlevered) (Offshore) Files D/A with SEC
Willow Tree Fund III (Unlevered) (Offshore), LP filed a D/A document under Investment Company Act Section 3(c)(7) on July 17, 2026.
Willow Tree Evergreen Fund, LP Files D/A with SEC
Willow Tree Evergreen Fund, LP submitted a D/A filing on 2026-07-17 claiming Section 3(c)(7) exemption under the Investment Company Act.
AE Industrial Partners Fund IV Files D/A With SEC
AE Industrial Partners Fund IV, LP submitted a D/A filing on 2026-07-17 claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
NCS Group Trust International Fund Files D/A on SEC EDGAR
NCS Group Trust International Fund submitted a D/A filing under Investment Company Act Section 3(c)(7) on July 17, 2026.
HSAM Residential Property Partners Files D/A on July 16 2026
HSAM Residential Property Partners, L.P. submitted a Form D/A amendment claiming Sections 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
D-270 Private Capital Opportunities Fund II Files SEC Notice
D-270 Private Capital Opportunities Fund II, LP submitted a Section 3(c)(7) notice to the SEC on July 16, 2026.
Caffeinated Capital Antares SPV Files 3(c)(7) Notice
Caffeinated Capital Antares SPV, LLC submitted a Section 3(c)(7) filing to the SEC on July 16, 2026.
D - SY-0402 Fund I Files 3(c)(1) Notice With SEC
D - SY-0402 Fund I, a series of Gold Dragon Ventures, LP, filed a Section 3(c)(1) notice with the SEC on July 16, 2026.
D - CL RPC MSR Investment Fund LLC Files 3(c)(7) Claim With SEC
D - CL RPC MSR Investment Fund LLC filed an SEC document on 2026-07-15 referencing Section 3(c)(7) of the Investment Company Act.
Pinebridge Global Dynamic Absolute Return Fund LLC Files D/A With SEC
Pinebridge Global Dynamic Absolute Return Fund LLC submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on July 14, 2026.
D - VE-0526 Fund II Files 3(c)(1) Notice With SEC
D - VE-0526 Fund II, a series of Roll Up Vehicles, LP filed a Section 3(c)(1) notice with the SEC on July 14, 2026.
Seraya Partners Fund II, LP Files D/A with SEC
Seraya Partners Fund II, LP submitted a D/A filing on July 13, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
D - FCP Venture X QP LLC Series XX Files SEC Notice
D - FCP Venture X QP LLC Series XX filed an exemption notice under Section 3(c)(7) of the Investment Company Act on July 13 2026.
Valiant Peregrine Special Opportunities Fund 8 Files SEC Notice
Valiant Peregrine Special Opportunities Fund 8, L.P. submitted a Section 3(c)(7) filing with the SEC on July 10, 2026, according to SEC EDGAR.
MVP Opportunity Fund VI LLC Series 26I QC Files SEC Notice
D - MVP Opportunity Fund VI LLC Series 26I QC submitted a filing under Section 3(c)(1) of the Investment Company Act on July 10, 2026.
Creator Revenue Fund I Files 3(c)(1) Notice with SEC
D - Creator Revenue Fund I, LP submitted a Section 3(c)(1) filing under the Investment Company Act on 2026-07-10.
Valiant Peregrine Special Opportunities Fund 8 Files 3(c)(7) Notice
Valiant Peregrine Special Opportunities Fund 8, L.P. submitted an SEC filing under Investment Company Act Section 3(c)(7) on July 10, 2026.
WH Capital IX LLC Files 3(c)(1) Exemption Notice
WH Capital IX LLC submitted a Section 3(c)(1) notice under the Investment Company Act to the SEC on July 10, 2026.
D - AI Agent Fund I Series Files 3(c)(1) Notice
D - AI Agent Fund I a Series of FOG Ventures Fund III LLC submitted an SEC filing on 2026-07-10 claiming Section 3(c)(1) exemption.
MVP Opportunity Fund VI Series 26I Files 3(c)(7) Notice
D - MVP Opportunity Fund VI LLC Series 26I filed with the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.
WH Capital IX LLC Files 3(c)(1) Exemption with SEC
WH Capital IX LLC submitted a Section 3(c)(1) filing under the Investment Company Act on July 10, 2026.
