Fund Compliance
8 stories covering fund compliance — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
D - FA Innovation Fund LP Files Under Section 3(c)(7)
D - FA Innovation Fund LP submitted a filing under Section 3(c)(7) of the Investment Company Act on May 8, 2026, as per SEC EDGAR records.
Shah Capital Opportunity Fund LP Files SEC Exemption Notice
Shah Capital Opportunity Fund LP submitted a SEC filing on May 8, 2026, claiming exemptions under Investment Company Act sections 3(c)(1) and 3(c)(7).
MW Americas TOPS Long-Only Fund LP Files SEC Form D/A Under Section 3(c)(7)
MW Americas TOPS Long-Only Fund LP filed a Form D/A on May 8, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Mill Green Opportunity Fund X, LLC Files SEC Document Under Investment Company Act Section 3(c)(5)
Mill Green Opportunity Fund X, LLC submitted a filing to the SEC on May 7, 2026, referencing Section 3(c)(5) of the Investment Company Act.
Mosaic, LLC Files SEC Document for Section 3(c)(7) Exemption
D/A - Cache Exchange Fund - Mosaic, LLC submitted a SEC filing on May 5, 2026, related to Section 3(c)(7) of the Investment Company Act.
Crosscourt Ventures II, LP Files Under Investment Company Act Section 3(c)(1)
Crosscourt Ventures II, LP filed a document with the SEC on May 4, 2026, related to Section 3(c)(1) of the Investment Company Act.
AB Municipal Credit Opportunities Fund Files SEC Document
D - AB Municipal Credit Opportunities Fund, L.P. filed a document with SEC EDGAR on May 1, 2026, related to Item 3C.7 under the Investment Company Act.
ShawSpring Partners QP Fund Files Under SEC Section 3(c)(7)
ShawSpring Partners QP Fund, LP filed a document with the SEC on April 24, 2026, under Item 3C of the Investment Company Act, specifically Section 3(c)(7).
