Shah Capital Opportunity Fund LP Files SEC Exemption Notice

On May 8, 2026, Shah Capital Opportunity Fund LP, identified by CIK number 1392302, filed a document with the SEC under accession number 0001398344-26-008824, stating it is relying on exemptions from the Investment Company Act, according to SEC EDGAR.

Filing Overview

The filing, sized at 7 KB, is designated as a D/A type and includes Item 3C, which pertains to the Investment Company Act Section 3(c). Specifically, it references Item 3C.1 for Section 3(c)(1) and Item 3C.7 for Section 3(c)(7), as detailed in the SEC EDGAR records.

Exemptions Claimed

In the filing, Shah Capital Opportunity Fund LP indicates reliance on Section 3(c)(1), which is part of the Investment Company Act, and Section 3(c)(7), both of which are exemptions commonly used by private funds to avoid registration requirements, according to SEC EDGAR. As widely-known context, the Investment Company Act of 1940 regulates investment companies and provides these exemptions for funds that meet specific criteria, such as limiting investors or offerings.

Regulatory Context

This filing aligns with routine SEC submissions by funds like Shah Capital Opportunity Fund LP, which must report under Item 3C to claim such exemptions, according to SEC EDGAR.