SEC Filing
16 stories covering sec filing — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Antero Private Equity Fund II Files SEC Document on Investment Company Act
Antero Private Equity Fund II, LLC filed a document with the SEC on May 15, 2026, related to Section 3(c)(7) of the Investment Company Act.
Mason Avant Fund LLC Files SEC Document
D - Mason Avant Fund LLC submitted a filing to the SEC on May 14, 2026, according to EDGAR records.
NRC Private Equity Opportunities IV, L.P. Files Under Section 3(c)(7)
NRC Private Equity Opportunities IV, L.P. filed a document with the SEC on May 12, 2026, related to Section 3(c)(7) of the Investment Company Act.
Ryan Bowie Ventures Files Form D for SC-0403 Fund I
Ryan Bowie Ventures, LP filed a Form D on May 12, 2026, for its SC-0403 Fund I series under Section 3(c)(1) of the Investment Company Act.
TVC Fund III, L.P. Files Under Investment Company Act Section 3(c)(1)
TVC Fund III, L.P. submitted a filing on May 11, 2026, related to Section 3(c)(1) of the Investment Company Act, as reported by SEC EDGAR.
Efficient U.S. Funds, LLC Files SEC Document for Efficient Pure Trend Series
Efficient U.S. Funds, LLC filed a document for the Efficient Pure Trend Series on May 8, 2026, as reported by SEC EDGAR.
D - FA Innovation Fund LP Files Under Section 3(c)(7)
D - FA Innovation Fund LP submitted a filing under Section 3(c)(7) of the Investment Company Act on May 8, 2026, as per SEC EDGAR records.
Shah Capital Opportunity Fund LP Files SEC Exemption Notice
Shah Capital Opportunity Fund LP submitted a SEC filing on May 8, 2026, claiming exemptions under Investment Company Act sections 3(c)(1) and 3(c)(7).
RF-Boston Fund IV, LLC Submits SEC Filing
RF-Boston Fund IV, LLC filed a document with the SEC on May 7, 2026, as per official records.
FalconX Holdings Ltd Submits SEC Filing on May 6, 2026
FalconX Holdings Ltd filed a document with the SEC on May 6, 2026, as recorded in SEC EDGAR archives.
ECapital Loan Fund IV LP Files SEC Document on Investment Company Act
ECapital Loan Fund IV LP submitted a filing to SEC EDGAR on May 5, 2026, detailing Item 3C related to Section 3(c)(1) of the Investment Company Act.
AB Municipal Credit Opportunities Fund Files for Section 3(c)(7) Exemption
D - AB Municipal Credit Opportunities Fund, L.P. filed a SEC document on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
Screendoor Fund I, L.P. Files Form D/A for Section 3(c)(7) Exemption
Screendoor Fund I, L.P. submitted a Form D/A to the SEC on May 1, 2026, related to an exemption under Section 3(c)(7) of the Investment Company Act.
Arrowstreet Fund Files for Investment Company Act Exemptions
Arrowstreet (Delaware) Custom Alpha Extension Fund Q L.P. filed a SEC document on April 30, 2026, citing exemptions under sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
CCL Funds LP Files for Investment Company Act Exemption
D - BO-0223 Fund I, a series of CCL Funds LP, filed a document under Section 3(c)(1) of the Investment Company Act on April 29, 2026.
Forge Investments, LLC Files SEC Document for Fund FG-VMS Under Section 3(c)(1)
Forge Investments, LLC submitted a SEC filing on April 28, 2026, for Fund FG-VMS, citing exemption under Section 3(c)(1) of the Investment Company Act.
