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Investment Act

25 stories covering investment act — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory May 14, 2026

Omega Property Fund LLC Files Under Investment Company Act Section 3(c)(5)

Omega Property Fund LLC submitted a SEC filing on May 14, 2026, related to Section 3(c)(5) of the Investment Company Act.

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Regulatory May 13, 2026

Ribbit Founder Fund Z Files Under Investment Company Act Section 3(c)(7)

D - Ribbit Founder Fund Z, L.P. submitted a SEC filing on May 13, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory May 13, 2026

MV Funds, LP Series Files Under Investment Company Act Section 3(c)(1)

D - RI-0417 Fund I, a series of MV Funds, LP, filed a document with the SEC on May 13, 2026, citing Section 3(c)(1) of the Investment Company Act.

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Regulatory May 13, 2026

Blackstone I Fund Absolute Return L.P. Files SEC Document Under Investment Company Act

Blackstone I Fund Absolute Return L.P. submitted a filing to the SEC on May 13, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory May 12, 2026

NRC Private Equity Opportunities IV, L.P. Files Under Section 3(c)(7)

NRC Private Equity Opportunities IV, L.P. filed a document with the SEC on May 12, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory May 9, 2026

D - FA Innovation Fund LP Files Under Section 3(c)(7)

D - FA Innovation Fund LP submitted a filing under Section 3(c)(7) of the Investment Company Act on May 8, 2026, as per SEC EDGAR records.

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Regulatory May 9, 2026

Shah Capital Opportunity Fund LP Files SEC Exemption Notice

Shah Capital Opportunity Fund LP submitted a SEC filing on May 8, 2026, claiming exemptions under Investment Company Act sections 3(c)(1) and 3(c)(7).

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Regulatory May 7, 2026

Mill Green Opportunity Fund X, LLC Files SEC Document Under Investment Company Act Section 3(c)(5)

Mill Green Opportunity Fund X, LLC submitted a filing to the SEC on May 7, 2026, referencing Section 3(c)(5) of the Investment Company Act.

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Regulatory May 5, 2026

Avlok Capital, LP Files Under Investment Company Act Section 3(c)(1)

Avlok Capital, LP submitted a filing to the SEC on May 5, 2026, referencing Section 3(c)(1) of the Investment Company Act.

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Regulatory May 4, 2026

Snowhawk Capital Fund Files for Investment Company Act Exemptions

Snowhawk Capital Digital Opportunities Fund I-A L.P. filed a notice with the SEC on May 4, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory May 4, 2026

Crosscourt Ventures II, LP Files Under Investment Company Act Section 3(c)(1)

Crosscourt Ventures II, LP filed a document with the SEC on May 4, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory May 3, 2026

AB Municipal Credit Opportunities Fund Files SEC Form for Section 3(c)(7) Exemption

D - AB Municipal Credit Opportunities Fund, L.P. filed a document with SEC EDGAR on May 1, 2026, related to Item 3C.7 under the Investment Company Act.

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Regulatory May 3, 2026

AB Municipal Credit Opportunities Fund Files for Section 3(c)(7) Exemption

D - AB Municipal Credit Opportunities Fund, L.P. filed a SEC document on May 1, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory May 3, 2026

Screendoor Fund I, L.P. Files SEC Document Under Section 3(c)(7)

Screendoor Fund I, L.P. submitted a SEC filing on May 1, 2026, citing reliance on Section 3(c)(7) of the Investment Company Act.

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Regulatory May 3, 2026

Strategic Investors Fund XII-A Files SEC Exemption Under Section 3(c)(7)

D - Strategic Investors Fund XII-A, L.P. filed a notice with the SEC on May 1, 2026, for an exemption under Section 3(c)(7) of the Investment Company Act.

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Regulatory May 1, 2026

Lido Uncapped Platinum Fund Files Under Investment Company Act Section 3(c)(1)

Lido Uncapped Platinum Fund, LP filed a document with the SEC on May 1, 2026, related to Section 3(c)(1) of the Investment Company Act.

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Regulatory May 1, 2026

Mica Creek Capital Partners Files SEC Document Under Section 3(c)(7)

Mica Creek Capital Partners, LP filed a document with the SEC on April 30, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 30, 2026

Stonepeak Infrastructure Fund - M (Side Car) LP Files SEC Exemption

Stonepeak Infrastructure Fund - M (Side Car) LP submitted a filing claiming an exemption under Section 3(c)(7) of the Investment Company Act on April 30, 2026.

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Regulatory Apr 30, 2026

Arrowstreet Fund Files for Investment Company Act Exemptions

Arrowstreet (Delaware) Custom Alpha Extension Fund Q L.P. filed a SEC document on April 30, 2026, citing exemptions under sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Apr 27, 2026

Brighter Private Credit Fund LP Files SEC Document on Section 3(c)(1)

Brighter Private Credit Fund LP submitted a filing to SEC EDGAR on April 27, 2026, related to Investment Company Act Section 3(c)(1).

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Regulatory Apr 27, 2026

Forge Investments LLC Files for Fund FG-TJC Under Section 3(c)(1)

Forge Investments LLC submitted a SEC filing for its Fund FG-TJC series on April 27, 2026, invoking Section 3(c)(1) of the Investment Company Act.

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Regulatory Apr 27, 2026

Sakorum Long Short Equity Fund Files Under Investment Company Act Section 3(c)(7)

Sakorum Long Short Equity Fund Ltd. submitted a filing related to Section 3(c)(7) on April 27, 2026, as per SEC EDGAR records.

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Regulatory Apr 27, 2026

Sakorum Long/Short Equity Fund Files Under Section 3(c)(7)

Sakorum Long/Short Equity Fund, L.P. filed a document on April 27, 2026, related to Section 3(c)(7) of the Investment Company Act.

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Regulatory Apr 24, 2026

ShawSpring Partners QP Fund Files Under SEC Section 3(c)(7)

ShawSpring Partners QP Fund, LP filed a document with the SEC on April 24, 2026, under Item 3C of the Investment Company Act, specifically Section 3(c)(7).

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Regulatory Apr 23, 2026

KSL Capital Partners Credit Opportunities Fund V Files SEC Document

KSL Capital Partners Credit Opportunities Fund V FF, L.P. filed a document under Section 3(c)(1) of the Investment Company Act on April 23, 2026, according to SEC EDGAR.

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