Strategic Investors Fund XII-A Secures Exemption Filing
D - Strategic Investors Fund XII-A, L.P., identified by CIK number 0002132875, filed a document with the SEC on May 1, 2026, under Item 3C of the Investment Company Act, specifically citing Section 3(c)(7). This filing, with accession number 0001012975-26-000392, indicates the fund’s intent to operate under this exemption, as per the SEC EDGAR records.
Filing Details
The filing was submitted on May 1, 2026, and is listed as a 7 KB document in the SEC archives. It falls under Item 3C.7, which directly references Section 3(c)(7) of the Investment Company Act. Section 3(c)(7), a widely-known provision in U.S. securities law, allows certain private funds to avoid registration if they meet specific investor criteria, according to the SEC EDGAR source.
Fund and Exemption Overview
D - Strategic Investors Fund XII-A, L.P. is the filer in this case, with the document available under the provided SEC EDGAR link. The filing includes Item 3C, encompassing Section 3(c)(7), which pertains to exemptions for investment companies. As a standard regulatory step, such filings enable funds to confirm their status without public registration.
Implications in Context
While the filing itself is straightforward, Section 3(c)(7) filings like this one from May 1, 2026, reflect common practices for private funds seeking exemptions, according to the SEC EDGAR records. This process, as documented, helps funds navigate regulatory requirements.