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Polen Capital Global SMID Co Growth Fund Files Under Section 3(c)(7)

Polen Capital Global SMID Co Growth Fund submitted a SEC filing on April 21, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.

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Polen Capital Global SMID Co Growth Fund Submits SEC Filing

Polen Capital Global SMID Co Growth Fund, identified by CIK number 0001948690, filed a document with the SEC on April 21, 2026, under Item 3C, specifically referencing Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR.

Details of the Filing

The filing, with accession number 0001948690-26-000001, is categorized as a D/A filing and includes Item 3C.7, which pertains to Section 3(c)(7). The document size is 7 KB, as indicated in the SEC records. Section 3(c)(7) relates to exemptions under the Investment Company Act, though this is a widely known provision for certain private funds.

Context and Relevance

Item 3C in the filing explicitly covers the Investment Company Act Section 3(c), with Item 3C.7 focusing on Section 3(c)(7), according to SEC EDGAR. As a widely recognized exemption, Section 3(c)(7) applies to funds owned by qualified purchasers, providing necessary context for such regulatory submissions.

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