Balaji Rolling Fund, LP - D2 Submits SEC Filing
Balaji Rolling Fund, LP - D2, a Delaware-incorporated entity, filed a Form D with the SEC on April 6, 2026, as indicated in the document’s accession number 0002120662-26-000001, according to SEC EDGAR. The filing specifies that the fund operates under the Investment Company Act, referencing exemptions under Section 3(c)(1) and Section 3(c)(7). As widely known, these sections provide exemptions for certain private funds from registration requirements under U.S. securities laws.
Details of the Filing
The SEC document lists the fund’s type as D, filed under Act 33, with file numbers 021-579140-01 and 021-579140. It includes a fiscal year end of December 31 and an Employer Identification Number of 000000000. The filing is 9 KB in size and was processed under film numbers 26839744 and 26839743, according to SEC EDGAR. These details confirm the fund’s status as a limited partnership seeking to avoid certain regulatory obligations.
Exemptions Under the Investment Company Act
The filing explicitly cites Item 3C for the Investment Company Act, with sub-items 3C.1 for Section 3(c)(1) and 3C.7 for Section 3(c)(7). Section 3(c)(1) typically applies to funds with fewer than 100 beneficial owners, while Section 3(c)(7) pertains to funds whose investors are qualified purchasers. According to SEC EDGAR, these exemptions allow the fund to operate without registering as an investment company.
Company Incorporation and Structure
Balaji Rolling Fund, LP - D2 is incorporated in Delaware, a state commonly chosen for its business-friendly laws, and reports a fiscal year end of 1231. The filing does not specify additional operational details but reinforces the fund’s structure as a private entity under U.S. regulations.
