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DAFNA Fund LP Files SEC Document Referencing Investment Company Act Section 3(c)(7)

DAFNA Fund LP submitted a filing to the SEC on March 30, 2026, that includes references to Section 3(c)(7) of the Investment Company Act.

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DAFNA Fund LP Submits SEC Filing

DAFNA Fund LP, with CIK number 1407156, filed a document with the SEC on March 30, 2026, according to SEC EDGAR. The filing, identified by accession number 0001407156-26-000001, is sized at 11 KB and pertains to Item 3C of the Investment Company Act, specifically Section 3(c). This filing directly references Item 3C.7, which is Section 3(c)(7).

Details of the Filing

The document was submitted as part of SEC EDGAR records for DAFNA Fund LP. It includes Item 3C, which relates to the Investment Company Act Section 3(c), and explicitly mentions Section 3(c)(7) under Item 3C.7. The filing date of March 30, 2026, aligns with standard SEC reporting requirements for such entities.

Context and Specific References

As widely known, the Investment Company Act governs certain investment funds, and Section 3(c) provides exemptions; in this case, the filing cites Section 3(c)(7). According to SEC EDGAR, this specific item is part of the fund’s regulatory obligations.

Source Overview

The filing’s size of 11 KB indicates a concise submission, focusing on the referenced sections of the Investment Company Act. This reflects the routine nature of such filings for funds like DAFNA Fund LP, as documented in the SEC’s records.

Sources
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