Griffin Capital’s Recent SEC Filing
On March 12, 2026, Griffin Capital, associated with Union in Kansas City, MO, filed a document with the SEC under the identifier 0002104228-26-000004. This filing pertains to Item 3C of the Investment Company Act, specifically Section 3(c), according to SEC EDGAR. The document is titled “D/A - Griffin Capital (Union - Kansas City, MO) DST” and includes details on Section 3(c)(5).
Details of the Filing
The filing, which is 35 KB in size, explicitly references Item 3C.5, focusing on Section 3(c)(5) of the Investment Company Act. Griffin Capital is listed as the filer with CIK number 0002104228. It is widely known that the SEC oversees such filings to ensure compliance with federal securities laws, though this particular document does not specify further actions or entities involved.
Implications in the Filing Context
Item 3C in the filing addresses Section 3(c) generally, while Item 3C.5 narrows to Section 3(c)(5), both part of the Investment Company Act exemptions, according to SEC EDGAR. This reflects standard regulatory reporting for entities like Griffin Capital’s DST structure.
