Griffin Capital DST Files SEC Notice

Griffin Capital (Union - Kansas City, MO) DST filed a document on March 12, 2026, as indicated in the SEC EDGAR records. The filing, with accession number 0002104228-26-000004, pertains to Item 3C of the Investment Company Act, specifically Section 3(c)(5). According to SEC EDGAR, the document size is 35 KB.

Filing Details

The filing is for D/A - Griffin Capital (Union - Kansas City, MO) DST, with the filer identified as 0002104228. It explicitly references Item 3C.5, which corresponds to Section 3(c)(5) of the Investment Company Act. According to SEC EDGAR, this filing was made on March 12, 2026.

Regulatory Context

As a widely-known aspect of U.S. securities law, Section 3(c)(5) of the Investment Company Act typically applies to entities involved in real estate operations, though the specific filing by Griffin Capital DST does not detail further applications. According to SEC EDGAR, the document focuses solely on this section without additional elaboration.

Implications for Emerging Managers

For emerging fund managers, such filings under Section 3(c)(5) relate directly to exemptions from investment company status, based on the facts in this SEC record.