Exemptions
37 stories covering exemptions — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Balaji Rolling Fund QP, LP Files for Investment Company Act Exemptions
Balaji Rolling Fund QP, LP submitted a D/A filing to the SEC on May 15, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Balaji Rolling Fund, LP Files D/A with SEC
Balaji Rolling Fund, LP submitted a D/A filing to the SEC on May 15, 2026, detailing exemptions under the Investment Company Act.
Santa Barbara Homes Fund I, LP Files for Investment Company Act Exemptions
Santa Barbara Homes Fund I, LP submitted a SEC filing on May 13, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(5) of the Investment Company Act.
FMC Operating Partnership LP Files SEC Document on Investment Company Act Section 3(c)(5)
FMC Operating Partnership LP filed a document with the SEC on May 11, 2026, referencing Section 3(c)(5) of the Investment Company Act.
Shah Capital Opportunity Fund LP Files SEC Form for Exemptions
Shah Capital Opportunity Fund LP filed a form with the SEC on May 8, 2026, indicating exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Shah Capital Opportunity Fund LP Files for Investment Company Act Exemptions
Shah Capital Opportunity Fund LP filed a document on May 8, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act, as per SEC EDGAR.
Shah Capital Opportunity Fund LP Files Under Investment Company Act
Shah Capital Opportunity Fund LP filed a form with SEC EDGAR on May 8, 2026, indicating reliance on Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Shah Capital Opportunity Fund LP Files SEC Document on Investment Exemptions
Shah Capital Opportunity Fund LP filed a SEC document on May 8, 2026, indicating reliance on sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Parsifal Master Fund Ltd. Files Under Investment Company Act Section 3(c)(7)
Parsifal Master Fund Ltd. filed a document with the SEC on May 8, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Snowhawk Capital Fund Files SEC Exemption Notice
Snowhawk Capital Digital Opportunities Fund I L.P. filed for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act on May 4, 2026.
Arrowstreet Fund Files for Investment Company Act Exemptions
D/A - Arrowstreet (Delaware) Custom Alpha Extension Fund Q L.P. filed a document on April 30, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Arrowstreet (Delaware) L/S Fund L.P. Files SEC Exemption
Arrowstreet (Delaware) L/S Fund L.P. filed for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act on April 30, 2026.
Triton Fund 6 US SCSp Files for Investment Company Act Exemptions
Triton Fund 6 US SCSp filed a document with the SEC on April 30, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Triton Fund 6 SCSp Files for Investment Company Act Exemptions
Triton Fund 6 SCSp submitted a SEC filing on April 30, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Forge Investments, LLC Files SEC Document for Fund FG-VMS Under Section 3(c)(1)
Forge Investments, LLC submitted a SEC filing on April 28, 2026, for Fund FG-VMS, citing exemption under Section 3(c)(1) of the Investment Company Act.
Catalio Access Fund IX LLC Files SEC Exemption Notice
Catalio Access Fund IX LLC filed a notice with the SEC on April 24, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund IX Files for Investment Company Act Exemptions
Catalio Access Fund IX, LLC submitted a SEC filing on April 24, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7).
Catalio Access Fund VIII, LLC Files SEC Exemptions Under Investment Company Act
Catalio Access Fund VIII, LLC submitted a filing to the SEC on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund VIII LLC Files SEC Notice for Investment Exemptions
Catalio Access Fund VIII LLC filed a notice on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Genesis Fund X, LLC Files for Investment Company Act Exemptions
Catalio Genesis Fund X, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund IX, LLC Files Under Investment Company Act
Catalio Access Fund IX, LLC submitted a SEC filing on April 24, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund X, LLC Files for Investment Company Act Exemptions
Catalio Access Fund X, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund IX LLC Files for Investment Company Act Exemptions
Catalio Access Fund IX LLC filed a SEC form on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund X, LLC Files Under Investment Company Act Sections
Catalio Access Fund X, LLC filed a SEC document on April 24, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund IX, LLC Files SEC Form D for Exemptions
Catalio Access Fund IX, LLC submitted a Form D filing to the SEC on April 24, 2026, claiming exemptions under the Investment Company Act.
Catalio Access Fund VIII LLC Files Under Investment Company Act Sections
Catalio Access Fund VIII LLC submitted a filing electing exemptions under Sections 3(c)(1) and 3(c)(7) on April 24, 2026, according to SEC EDGAR.
Catalio Access Fund IX LLC Files SEC Exemption Notice
Catalio Access Fund IX LLC filed a notice with the SEC on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Genesis Fund X, LLC Files SEC Exemptions Under Investment Company Act
Catalio Genesis Fund X, LLC submitted a SEC filing on April 24, 2026, for exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund VIII Files for Investment Company Act Exemptions
Catalio Access Fund VIII, LLC filed an SEC form on April 24, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund VIII LLC Files SEC Notice for Investment Exemptions
Catalio Access Fund VIII LLC submitted a filing to SEC EDGAR on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Catalio Access Fund X, LLC Files SEC Document Under Investment Company Act
Catalio Access Fund X, LLC submitted a filing to the SEC on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7).
Hill of Ares Fund I Files SEC Form D for Section 3(c)(7) Exemption
Embedding Funds LLC's Hill of Ares Fund I filed a Form D on April 24, 2026, citing Section 3(c)(7) of the Investment Company Act.
Catalio Genesis Fund X, LLC Files for Investment Company Act Exemptions
Catalio Genesis Fund X, LLC submitted a filing to SEC EDGAR on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Daybreak Ventures Opportunities 2, LLC Files for Investment Company Act Exemptions
Daybreak Ventures Opportunities 2, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
KSL Capital Partners Credit Opportunities Fund V Offshore Feeder Files SEC Form D
KSL Capital Partners Credit Opportunities Fund V (Offshore) Feeder, L.P. filed a Form D on April 23, 2026, referencing Section 3(c)(7) of the Investment Company Act.
ProLoan Bond Fund Files for Investment Company Act Exemptions
D/A - ProLoan Bond Fund, LLC filed a SEC document on April 23, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
AE Co-Investment Partners Fund III-RD Files for Investment Company Act Exemptions
D - AE Co-Investment Partners Fund III-RD, LP filed a SEC form on April 23, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
