Catalio Access Fund IX, LLC Submits SEC Filing
Catalio Access Fund IX, LLC, with CIK number 0002126357, filed a Form D with the SEC on April 24, 2026, as indicated in the accession number 0000950142-26-001190, according to SEC EDGAR. The filing, which is 7 KB in size, includes claims for exemptions under the Investment Company Act.
Details of the Form D Filing
The Form D for Catalio Access Fund IX, LLC specifies Item 3C related to the Investment Company Act, with the filing explicitly noting Section 3(c)(1) and Section 3(c)(7) as claimed exemptions. As is widely known, these sections provide exemptions for certain private investment funds from registration requirements under U.S. securities laws. The filing was made through the SEC’s EDGAR system, marking a standard regulatory step for such entities.
Exemptions Under the Investment Company Act
In the filing, Catalio Access Fund IX, LLC references Item 3C.1 for Section 3(c)(1) and Item 3C.7 for Section 3(c)(7), both of which are provisions allowing certain funds to operate without full registration, according to SEC EDGAR. These items confirm the fund’s intent to rely on these exemptions for its operations.
Implications of the Filing
The SEC filing for Catalio Access Fund IX, LLC, processed on April 24, 2026, with a file size of 7 KB, underscores the routine use of Form D for exempt offerings, as detailed in the document’s items. As is widely known, such filings help maintain compliance with federal regulations for private funds.
