Balaji Rolling Fund Files SEC Document
Balaji Rolling Fund QP, LP filed a D/A form with the SEC on May 15, 2026, according to the agency’s EDGAR database. The filing includes claims for exemptions under Section 3(c)(1) and Section 3(c)(7) of the Investment Company Act. This document, with accession number 0002120661-26-000002, is sized at 9 KB and relates to the fund’s status as an investment entity incorporated in Delaware.
Details of the Filing
The filing specifies that Balaji Rolling Fund QP, LP operates under EIN 000000000 and is incorporated in Delaware with a fiscal year end of December 31. It is categorized as a Type D/A under Act 33, with file numbers 021-582702 and 021-582702-01, and film numbers 26982662 and 26982663, as recorded in the SEC EDGAR system. These elements indicate the fund’s effort to comply with regulatory requirements for private investment vehicles.
Fund and Regulatory Background
As a widely-known aspect of U.S. securities law, the Investment Company Act of 1940 provides exemptions for certain private funds, and Sections 3(c)(1) and 3(c)(7) typically apply to funds not making public offerings or limiting investors to qualified purchasers. According to SEC EDGAR, this filing underscores Balaji Rolling Fund QP, LP’s adherence to such provisions.
Implications for Compliance
The document’s reference to Item 3C confirms the fund’s reliance on these specific exemptions, with no additional details provided in the filing. According to SEC EDGAR, this represents a standard regulatory step for emerging managers navigating investment company rules.
