Catalio Access Fund IX Submits SEC Filing
Catalio Access Fund IX, LLC, with CIK number 0002126357, filed a document with the SEC on April 24, 2026, according to SEC EDGAR. The filing includes Item 3C related to the Investment Company Act, specifically Sections 3(c)(1) and 3(c)(7). As is widely known, these sections provide exemptions for certain private investment funds from registration requirements.
Details of the Filing
The filing, with accession number 0000950142-26-001190, is sized at 7 KB and focuses on Item 3C of the SEC form. Catalio Access Fund IX, LLC claimed exemptions under Section 3(c)(1), which applies to funds with limited numbers of investors, and Section 3(c)(7), which pertains to funds for qualified purchasers. This filing was made publicly available through the SEC EDGAR system.
Exemptions Under the Investment Company Act
In the filing, Catalio Access Fund IX, LLC specified Item 3C.1 for Section 3(c)(1) and Item 3C.7 for Section 3(c)(7), according to SEC EDGAR. These exemptions are part of the broader regulatory framework for private funds, as outlined in the Investment Company Act.
Context of SEC Filings
Such filings are routine for emerging fund managers seeking to operate without full registration, with this particular document reflecting standard procedures under SEC rules.
