Catalio Access Fund IX LLC Submits SEC Filing
Catalio Access Fund IX, LLC, with CIK number 0002126357, filed a notice with the SEC on April 24, 2026, under Accession Number 0000950142-26-001190, indicating it is claiming exemptions from the Investment Company Act. The filing specifies Item 3C, which relates to Section 3(c) of the Act, according to SEC EDGAR.
Details of the Exemptions
The filing includes Item 3C.1, which pertains to Section 3(c)(1), and Item 3C.7, which pertains to Section 3(c)(7). These items address specific exemptions under the Investment Company Act, as noted in the 7 KB document submitted by the filer. As widely known in finance, Section 3(c)(1) typically applies to funds with limited numbers of investors, while Section 3(c)(7) applies to funds composed entirely of qualified purchasers, though the filing itself does not specify further details.
Filing Context
The SEC EDGAR system hosts such filings for transparency, and this one from Catalio Access Fund IX, LLC, aligns with standard procedures for private funds seeking exemptions, according to SEC EDGAR. This filing represents a routine regulatory step for entities like Catalio Access Fund IX, LLC, in managing their status under U.S. securities laws.
