Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
WCM Partners Endurance, LP Files SEC Document on Investment Company Act
WCM Partners Endurance, LP submitted a filing to the SEC on April 7, 2026, related to Section 3(c)(7) of the Investment Company Act.
Cedar Street Offshore Fund Files SEC D/A Under Investment Company Act
Cedar Street Offshore Fund Ltd. filed a D/A with the SEC on April 7, 2026, referencing Section 3(c)(1) of the Investment Company Act.
D - 4720 Wellesley Holdings, LLC Files SEC EDGAR Document
D - 4720 Wellesley Holdings, LLC submitted a filing to the SEC EDGAR system on April 7, 2026, according to official records.
Lavelle Capital Opportunity LP Files for Section 3(c)(7) Exemption
Lavelle Capital Opportunity LP - Series 10 submitted a SEC filing on April 7, 2026, for Investment Company Act Section 3(c)(7).
Lavelle Capital Opportunity LP Files Under Section 3(c)(7)
Lavelle Capital Opportunity LP - Series 10 submitted a SEC filing on April 7, 2026, related to Section 3(c)(7) of the Investment Company Act.
Onex Direct Lending Cayman Fund Files Section 3(c)(7) Notice
Onex Direct Lending Cayman Fund LLC filed a notice with the SEC on April 7, 2026, related to Section 3(c)(7) of the Investment Company Act.
Onex Direct Lending Cayman Fund LLC Files SEC Document for Section 3(c)(7)
Onex Direct Lending Cayman Fund LLC filed a SEC document on April 7, 2026, under Item 3C.7 related to Section 3(c)(7) of the Investment Company Act.
Tricor Strategic Wealth Fund I, LLC Files SEC Document
Tricor Strategic Wealth Fund I, LLC submitted a filing to the SEC on April 7, 2026, as per EDGAR records.
Wellesley Holdings, LLC Files SEC Document on April 7, 2026
Wellesley Holdings, LLC submitted a filing to the SEC on April 7, 2026, with an accession number and file size as recorded.
WH Strategic Growth Fund II Files Under Investment Company Act Section 3(c)(1)
WH Strategic Growth Fund II, LP filed a document with the SEC on April 7, 2026, related to Section 3(c)(1) of the Investment Company Act.
WH Strategic Growth Fund II, LP Files for Section 3(c)(1) Exemption
WH Strategic Growth Fund II, LP submitted a SEC filing on April 7, 2026, under Item 3C.1 for exemption from the Investment Company Act.
2E Select Credit Offshore Fund Files SEC Notice for Investment Company Act Exemption
D/A - 2E Select Credit Offshore Fund Ltd. filed a document with the SEC on April 7, 2026, related to Section 3(c)(7) of the Investment Company Act.
2E Select Credit Offshore Fund Files Under Section 3(c)(7)
2E Select Credit Offshore Fund, Ltd. submitted a SEC filing on April 7, 2026, citing Section 3(c)(7) of the Investment Company Act.
D - JBF Parallel Fund LP Files SEC Document
D - JBF Parallel Fund LP submitted a filing to the SEC on April 7, 2026, as part of regulatory requirements for fund managers.
FVP National Security Fund II Files SEC Document for Section 3(c)(1) Exemption
FVP National Security Fund II, L.P. filed a document with the SEC on April 7, 2026, under Item 3C for Section 3(c)(1) of the Investment Company Act.
FVP National Security Fund II, L.P. Files SEC Document on Investment Company Act
FVP National Security Fund II, L.P. submitted a filing to the SEC on April 7, 2026, related to Section 3(c)(1) of the Investment Company Act.
Independent Access Partners Files Under Section 3(c)(7)
Independent Access Partners Special Situations Lending Fund, LLC filed a SEC document on April 7, 2026, citing Section 3(c)(7) of the Investment Company Act.
Independent Access Partners Special Situations Lending Fund Files SEC Document
Independent Access Partners Special Situations Lending Fund, LLC filed a SEC document on April 7, 2026, under the Investment Company Act Section 3(c)(7).
JBF Parallel Fund LP Files SEC Document
D - JBF Parallel Fund LP submitted a filing to the SEC on April 7, 2026, as per EDGAR records.
Legacy Stone Capital LLC Files SEC Document for Section 3(c)(5)
Legacy Stone Capital LLC filed a 6 KB document with the SEC on April 7, 2026, related to Item 3C.5 of the Investment Company Act.
Legacy Stone Capital LLC Files SEC Document on Investment Company Act
Legacy Stone Capital LLC submitted a filing to the SEC on April 7, 2026, referencing Section 3(c)(5) of the Investment Company Act.
CBC Investment Group LLC Files SEC Document on April 6, 2026
CBC Investment Group LLC submitted a filing to the SEC on April 6, 2026, with accession number 0001867468-26-000003.
CBC Investment Group LLC Files with SEC EDGAR
CBC Investment Group LLC submitted a filing to SEC EDGAR on April 6, 2026, as part of regulatory requirements.
Forge Select Fund I-A, LP Files SEC Document for Section 3(c)(7)
D - Forge Select Fund I-A, LP submitted a filing to the SEC on April 6, 2026, related to Investment Company Act Section 3(c)(7).
Forge Select Fund I-A, LP Files Under Section 3(c)(7)
D - Forge Select Fund I-A, LP submitted a filing to the SEC on April 6, 2026, related to Section 3(c)(7) of the Investment Company Act.
Forge Select Fund I, LP Files Under Investment Company Act Section 3(c)(7)
D - Forge Select Fund I, LP submitted a SEC filing on April 6, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Baupost Ltd Partnership Files D/A Under Investment Company Act
Baupost Ltd Partnership 1983 B-1 filed a D/A on April 6, 2026, citing Section 3(c)(1) of the Investment Company Act, according to SEC EDGAR.
Baupost Ltd Partnership Files SEC Amendment on April 6, 2026
Baupost Ltd Partnership 1983 B-1 submitted a D/A filing to the SEC on April 6, 2026, citing Section 3(c)(1) of the Investment Company Act.
Mederi Capital Fund LP Files for Section 3(c)(1) Exemption
D/A - Mederi Capital Fund LP filed a document with SEC EDGAR on April 6, 2026, related to Item 3C of the Investment Company Act.
Star Mountain Fund III Files for Section 3(c)(7) Exemption
Star Mountain U.S. Lower Middle-Market Secondary Fund III (Offshore), LP filed a document with the SEC on April 6, 2026, citing Section 3(c)(7) of the Investment Company Act.
Third Point Private Capital Partners Files SEC Document
Third Point Private Capital Partners, with CIK 0002025369, filed a document on the SEC EDGAR system on April 6, 2026.
Tribe Capital AI Fund VI Files Under Investment Company Act Section 3(c)(7)
Tribe Capital AI Fund VI, L.P. filed a document with the SEC on April 6, 2026, under Section 3(c)(7) of the Investment Company Act.
ZP MidCap Fund Files Under Investment Company Act Section 3(c)(7)
ZP MidCap Fund, L.P. submitted a filing to SEC EDGAR on April 6, 2026, referencing Section 3(c)(7) of the Investment Company Act.
ZP Utility Insurance Fund LP Files Under Investment Company Act Section 3(c)(7)
ZP Utility Insurance Fund LP filed a document with the SEC on April 6, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Audeo Ventures Fund II LP Files SEC Form for Exemption
Audeo Ventures Fund II LP filed a SEC EDGAR document on April 6, 2026, related to Section 3(c)(1) of the Investment Company Act.
Superstate Native Yield Fund Files Under Section 3(c)(7)
Superstate Native Yield Fund submitted a SEC filing on April 6, 2026, under Section 3(c)(7) of the Investment Company Act.
Big Sky Capital Lenders IV, LLC Files SEC Document
Big Sky Capital Lenders IV, LLC submitted a filing to the SEC on April 6, 2026, as per official records.
D - PRTNR Debt Fund I, LLC Files SEC Document
D - PRTNR Debt Fund I, LLC submitted a filing to the SEC on April 6, 2026, according to official records.
Livingston Capital Income L.P. Files SEC Form D for Section 3(c)(1)
Livingston Capital Income L.P. filed a Form D with the SEC on April 6, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
True Green Capital Fund V-A Files SEC Document for Section 3(c)(7)
True Green Capital Fund V-A, L.P. submitted a SEC filing on April 6, 2026, related to Section 3(c)(7) of the Investment Company Act.
True Green Capital Fund V-B Files SEC Exemption Notice
True Green Capital Fund V-B, L.P. filed a notice with the SEC on April 6, 2026, under Section 3(c)(7) of the Investment Company Act.
Big Sky Capital Lenders IV, LLC Files Document with SEC EDGAR
Big Sky Capital Lenders IV, LLC, with CIK 0002127517, submitted a filing to SEC EDGAR on April 6, 2026, as recorded in the system.
Livingston Capital Income L.P. Files Under Investment Company Act Section 3(c)(1)
Livingston Capital Income L.P. filed a document with SEC EDGAR on April 6, 2026, under Item 3C for Section 3(c)(1) exemption.
Montage Social Impact Fund Files Under Investment Company Act Section 3(c)(1)
Montage Social Impact Fund, L.P. filed a document on April 6, 2026, related to Section 3(c)(1) exemption, as reported by SEC EDGAR.
True Green Capital Fund V-A Files Under Section 3(c)(7)
True Green Capital Fund V-A, L.P. filed a SEC document on April 6, 2026, citing Section 3(c)(7) of the Investment Company Act.
True Green Capital Fund V-B L.P. Files Under Section 3(c)(7)
True Green Capital Fund V-B, L.P. filed a document with the SEC on April 6, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act.
Balaji Rolling Fund, LP - D2 Files SEC Document on April 6, 2026
Balaji Rolling Fund, LP - D2 submitted a filing to the SEC on April 6, 2026, claiming exemptions under the Investment Company Act Sections 3(c)(1) and 3(c)(7).
Balaji Rolling Fund, LP - D2 Files SEC Form Under Investment Company Act
Balaji Rolling Fund, LP - D2 filed a SEC document on April 6, 2026, citing exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Balaji Rolling Fund QP, LP - D2 Files SEC Form D
Balaji Rolling Fund QP, LP - D2 submitted a Form D filing on April 6, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Centuria Strategic Fund LLC JSF Series Files Under Section 3(c)(1)
Centuria Strategic Fund LLC JSF Series filed a notice under the Investment Company Act Section 3(c)(1) on April 6, 2026, as per SEC EDGAR records.
