Netley Capital’s Recent SEC Filing
D - Netley Capital Tertiary Fund 1 (US) LP filed a document with the SEC on May 11, 2026, under Accession Number 0001012975-26-000407, related to Item 3C of the Investment Company Act. The filing specifically addresses Section 3(c)(7) of the act, as indicated in Item 3C.7. This filing, with a size of 8 KB, pertains to the fund’s status under U.S. securities regulations.
Details of the Filing
The document was submitted by D - Netley Capital Tertiary Fund 1 (US) LP, identified by CIK number 0002133157, and it focuses on compliance with Section 3(c)(7) according to the SEC EDGAR records. As is widely known, Section 3(c)(7) generally applies to private funds that are limited to qualified purchasers, providing an exemption from certain registration requirements under the Investment Company Act. The filing’s content is limited to these specific items, offering insight into the fund’s regulatory positioning.
Implications for Emerging Managers
Emerging fund managers like those at Netley Capital must navigate filings such as this one, which directly references Section 3(c)(7), to maintain exempt status. According to SEC EDGAR, the filing underscores the routine process for such exemptions. As widely known in the industry, this type of exemption helps funds avoid broader regulatory oversight by restricting ownership to sophisticated investors.
