D - FA Innovation Fund LP Submits SEC Filing
D - FA Innovation Fund LP, identified by CIK number 0002131498, filed a notice with the SEC on May 8, 2026, stating its reliance on Section 3(c)(7) of the Investment Company Act, as detailed in Item 3C.7 of the filing, according to SEC EDGAR.
Filing Details
The filing, with accession number 0001470831-26-000420, was submitted under Item 3C of the Investment Company Act, specifically addressing Section 3(c)(7). The document size is 8 KB, and it pertains to D - FA Innovation Fund LP as the filer. This filing indicates the fund’s election to operate under certain exemptions provided by the Act.
Exemption Under Section 3(c)(7)
Item 3C.7 in the filing explicitly references Section 3(c)(7), which is part of the exemptions allowing certain private funds to avoid registration. As widely-known context, Section 3(c)(7) generally permits funds whose securities are held exclusively by qualified purchasers, though this is based on established U.S. securities regulations and not specific to this filing, according to SEC EDGAR.
Implications for Emerging Managers
For emerging fund managers, this filing highlights D - FA Innovation Fund LP’s use of Section 3(c)(7) to structure its operations, as noted in the May 8, 2026, submission. As widely-known context, such exemptions are common for private funds seeking to limit investor types, though details are confined to the facts in this SEC document, according to SEC EDGAR.
