Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Centuria Strategic Fund LLC JSF Series Files Under Investment Company Act Section 3(c)(1)
Centuria Strategic Fund LLC JSF Series submitted a SEC filing on April 6, 2026, related to Item 3C and Section 3(c)(1) of the Investment Company Act.
Plaintext Fund LP Files SEC Document for Section 3(c)(1) Exemption
D/A - Plaintext Fund LP submitted a filing to the SEC on April 6, 2026, related to Section 3(c)(1) of the Investment Company Act.
Plaintext Fund LP Files SEC Document Under Section 3(c)(1)
D/A - Plaintext Fund LP submitted a filing to the SEC on April 6, 2026, related to Item 3C and Section 3(c)(1) of the Investment Company Act.
TS Bayes Capital Fund LP Files SEC Form D/A
TS Bayes Capital Fund LP filed a Form D/A with the SEC on April 6, 2026, claiming an exemption under Section 3(c)(1) of the Investment Company Act.
TS Bayes Capital Fund, LP Files Under Investment Company Act Section 3(c)(1)
TS Bayes Capital Fund, LP submitted a SEC filing on April 6, 2026, referencing Item 3C and Section 3(c)(1) of the Investment Company Act.
House of Stone Capital Fund One LLC Files Under Section 3(c)(1)
House of Stone Capital Fund One LLC filed a SEC document on April 3, 2026, citing Section 3(c)(1) of the Investment Company Act, as per SEC EDGAR records.
House of Stone Capital Fund One LLC Files SEC Document Under Section 3(c)(1)
House of Stone Capital Fund One LLC filed a SEC document on April 3, 2026, related to Section 3(c)(1) of the Investment Company Act.
House of Stone Capital Fund One LLC Files for Section 3(c)(1) Exemption
House of Stone Capital Fund One LLC submitted a filing to the SEC on April 3, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Oasis Investments II Offshore Feeder Ltd. Files SEC Document on Investment Company Act
Oasis Investments II Offshore Feeder Ltd. submitted a SEC filing on April 3, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Valmeade Meadowside Holdings, LP Files SEC Document on April 3, 2026
Valmeade Meadowside Holdings, LP submitted a filing to SEC EDGAR on April 3, 2026, as per official records.
Oasis Japan Strategic Fund Files SEC Document Under Investment Company Act
Oasis Japan Strategic Fund Offshore Feeder Ltd. filed a document on April 3, 2026, related to Section 3(c) and 3(c)(7) of the Investment Company Act, according to SEC EDGAR.
Oasis Investments II US Feeder Ltd. Files SEC Document for Section 3(c)(7)
D/A - Oasis Investments II US Feeder Ltd. submitted a SEC EDGAR filing on April 3, 2026, related to Section 3(c)(7) of the Investment Company Act.
Oasis Japan Strategic Fund Files Under Section 3(c)(7)
Oasis Japan Strategic Fund Offshore Feeder Ltd. filed a document with the SEC on April 3, 2026, related to Section 3(c)(7) of the Investment Company Act.
Oasis Japan Strategic Fund US Feeder Ltd. Files SEC Document on Section 3(c)(7)
Oasis Japan Strategic Fund US Feeder Ltd. filed a SEC document on April 3, 2026, related to Investment Company Act Section 3(c)(7), as per EDGAR records.
Oasis Japan Strategic Fund US Feeder Ltd. Files Under Investment Company Act Section 3(c)(7)
Oasis Japan Strategic Fund US Feeder Ltd. filed a document with SEC EDGAR on April 3, 2026, referencing Item 3C and Section 3(c)(7) of the Investment Company Act.
Oasis Japan Strategic Fund Y Files Form D/A with SEC
Oasis Japan Strategic Fund Y Offshore Feeder Ltd. filed a Form D/A on April 3, 2026, citing Section 3(c)(7) of the Investment Company Act.
Oasis Japan Strategic Fund Y Offshore Feeder Ltd. Files SEC Document
Oasis Japan Strategic Fund Y Offshore Feeder Ltd. filed a document with the SEC on April 3, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Oasis Japan Strategic Fund Y US Feeder Ltd. Files SEC Document on Section 3(c)(7)
Oasis Japan Strategic Fund Y US Feeder Ltd. filed a SEC document on April 3, 2026, related to the Investment Company Act Section 3(c) and Section 3(c)(7).
KPE 2026 Allocate Access Fund Files Under Section 3(c)(7)
D - KPE 2026 Allocate Access Fund, L.P. filed a document under Section 3(c)(7) of the Investment Company Act on April 3, 2026, according to SEC EDGAR.
Legacy Opportunity Fund LLC Files Under Investment Company Act Section 3(c)(5)
D/A - Legacy Opportunity Fund LLC filed a document with the SEC on April 3, 2026, referencing Section 3(c)(5) of the Investment Company Act.
Michigan Aggregated Investments No. 1, L.P. Files Under Investment Company Act Section 3(c)(7)
D - Michigan Aggregated Investments No. 1, L.P. submitted a SEC filing on April 3, 2026, citing Section 3(c)(7) of the Investment Company Act.
PennantPark Senior Credit Fund II Levered Feeder, LP Files for Section 3(c)(7) Exemption
PennantPark Senior Credit Fund II Levered Feeder, LP filed a document on April 3, 2026, under Item 3C.7 of the Investment Company Act Section 3(c), according to SEC EDGAR.
Resilience Fund I, LP Files SEC Document Under Investment Company Act Section 3(c)(7)
D - Resilience Fund I, LP submitted a filing to the SEC on April 3, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.
Legacy Opportunity Fund LLC Files SEC Document on Investment Company Act
D/A - Legacy Opportunity Fund LLC submitted a filing to the SEC on April 3, 2026, referencing Section 3(c)(5) of the Investment Company Act.
Michigan Aggregated Investments Files SEC Document for Section 3(c)(7)
D - Michigan Aggregated Investments No. 1, L.P. filed a SEC document on April 3, 2026, related to Investment Company Act Section 3(c), according to EDGAR records.
PennantPark Fund Files for Section 3(c)(7) Exemption
PennantPark Senior Credit Fund II ERISA Levered Feeder, LP filed a document under the Investment Company Act Section 3(c)(7) on April 3, 2026.
PennantPark Senior Credit Fund II Levered Feeder, LP Files Section 3(c)(7) Notice
PennantPark Senior Credit Fund II Levered Feeder, LP submitted a filing under the Investment Company Act Section 3(c)(7) on April 3, 2026, according to SEC EDGAR.
Acuitas Long/Short Fund LP Files Under Section 3(c)(1)
Acuitas Long/Short Fund LP submitted a filing under Section 3(c)(1) of the Investment Company Act on April 3, 2026, according to SEC EDGAR records.
PCM Long Offshore Fund Files SEC Notice for Section 3(c)(7) Exemption
PCM Long Offshore Fund, Ltd. filed a SEC document on April 3, 2026, related to Investment Company Act exemptions, according to SEC EDGAR records.
PCM Long Offshore Fund Files Section 3(c)(7) Exemption
PCM Long Offshore Fund Ltd. filed a document under Item 3C of the Investment Company Act on April 3, 2026, according to SEC EDGAR.
Sagefield Multi-Strategy Fund LP Files SEC Document on Section 3(c)(7)
Sagefield Multi-Strategy Fund LP submitted a filing to the SEC on April 3, 2026, related to Section 3(c)(7) of the Investment Company Act.
Sagefield Multi-Strategy Fund LP Files Under Section 3(c)(7)
Sagefield Multi-Strategy Fund LP filed a document with the SEC on April 3, 2026, under Item 3C and Item 3C.7 of the Investment Company Act.
Sagefield Multi-Strategy Offshore Fund Files SEC Document for Section 3(c)(7)
Sagefield Multi-Strategy Offshore Fund Ltd. filed a SEC EDGAR document on April 3, 2026, under Item 3C.7 for Section 3(c)(7) of the Investment Company Act.
Sagefield Multi-Strategy Offshore Fund Files Under Section 3(c)(7)
Sagefield Multi-Strategy Offshore Fund Ltd. filed a notice under Section 3(c)(7) of the Investment Company Act on April 3, 2026, according to SEC EDGAR.
Sagefield Relative Value Fund LP Files Under Section 3(c)(7)
Sagefield Relative Value Fund LP submitted a filing related to Section 3(c)(7) of the Investment Company Act on April 3, 2026, as per SEC EDGAR records.
Sagefield Relative Value Offshore Fund Ltd Files SEC Document
Sagefield Relative Value Offshore Fund Ltd filed a document with the SEC on April 3, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Sagefield Relative Value Offshore Fund Ltd Files Under SEC Section 3(c)(7)
Sagefield Relative Value Offshore Fund Ltd submitted a filing to the SEC on April 3, 2026, under Section 3(c)(7) of the Investment Company Act.
Acadian Fund Files Under Section 3(c)(7) of Investment Company Act
Acadian Enhanced Global All-Country Equity Fund, LLC submitted a filing related to Section 3(c)(7) on April 3, 2026, as per SEC EDGAR records.
East Rock Charitable Fund L.P. Files SEC Document for Section 3(c)(7)
East Rock Charitable Fund L.P. filed a document with the SEC on April 3, 2026, referencing Item 3C.7 of the Investment Company Act.
Hill City Capital Onshore Fund LP Files Under Section 3(c)(7)
Hill City Capital Onshore Fund LP submitted a filing to the SEC on April 3, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
Riparian Water Fund Delaware Feeder, LP Files SEC Document for Section 3(c)(7)
Riparian Water Fund Delaware Feeder, LP filed a SEC document on April 3, 2026, citing Section 3(c)(7) of the Investment Company Act.
Windstone Investment LLC Files Form D Amendment
Windstone Investment LLC submitted an amendment to Form D on April 3, 2026, as per SEC EDGAR records.
Apollo Fund Files SEC Document for Section 3(c)(7)
Apollo Multi Asset Credit Replacement Co-Investors (A), L.P. filed a SEC document on April 2, 2026, related to Item 3C of the Investment Company Act.
Apollo Multi Asset Credit Replacement Files SEC Form for Section 3(c)(7)
D/A - Apollo Multi Asset Credit Replacement (Offshore), Ltd. filed a SEC document on April 2, 2026, related to Item 3C.7 under the Investment Company Act Section 3(c)(7).
Vista Co-Invest Fund 2026-1 Files SEC Form Under Investment Company Act
D - Vista Co-Invest Fund 2026-1, L.P. filed a SEC form on April 2, 2026, related to Section 3(c)(7) of the Investment Company Act.
Apollo Fund Files SEC Form for Section 3(c)(7) Exemption
Apollo Multi Asset Credit Replacement Co-Investors (A), L.P. filed a SEC document on April 2, 2026, related to Item 3C and Section 3(c)(7) of the Investment Company Act.
Apollo Multi Asset Credit Replacement Files Under Section 3(c)(7)
D/A - Apollo Multi Asset Credit Replacement (Offshore), Ltd. filed a document with the SEC on April 2, 2026, citing Section 3(c)(7) of the Investment Company Act.
Vista Co-Invest Fund 2026-1 Files SEC Document for Section 3(c)(7) Exemption
D - Vista Co-Invest Fund 2026-1, L.P. filed a 10 KB document with the SEC on April 2, 2026, related to Investment Company Act Section 3(c)(7).
Avlok Capital, LP Files Form D with SEC Exemption Claim
Avlok Capital, LP submitted a Form D filing to the SEC on April 2, 2026, specifying reliance on Section 3(c)(1) of the Investment Company Act.
Decibel Partners III, LP Files SEC Document for Investment Company Act
Decibel Partners III, LP filed a document with the SEC on April 2, 2026, related to Section 3(c)(7) of the Investment Company Act.
