← All Stories
Regulatory

TCP Capital Holdings Series Avoca LLC Files Under Section 3(c)(7)

D - TCP Capital Holdings Series Avoca, LLC submitted a filing to the SEC on May 7, 2026, related to Section 3(c)(7) of the Investment Company Act.

Detailed close-up of a financial chart on a black surface, showing stock market analysis.
Photo by Tima Miroshnichenko on Pexels

TCP Capital Holdings Series Avoca LLC Submits SEC Filing

D - TCP Capital Holdings Series Avoca, LLC, identified by CIK number 0002068572, filed a document with the SEC on May 7, 2026, under Item 3C.7, which pertains to Section 3(c)(7) of the Investment Company Act, according to SEC EDGAR. The filing, with accession number 0002068572-26-000002, is a 7 KB document that falls under Item 3C of the Investment Company Act. This filing specifically references Section 3(c)(7), as indicated in the document’s details.

Details of the Filing

The filing by D - TCP Capital Holdings Series Avoca, LLC includes Item 3C, which covers aspects of the Investment Company Act, and Item 3C.7 explicitly addresses Section 3(c)(7). Section 3(c)(7) is a provision in the Investment Company Act that exempts certain entities from registration requirements. The document’s size is 7 KB, and it was submitted on May 7, 2026, according to SEC EDGAR. As a widely-known exemption, Section 3(c)(7) typically applies to funds owned by qualified purchasers, though this filing does not specify further details.

Context and Implications

The SEC filing process for entities like D - TCP Capital Holdings Series Avoca, LLC involves standard reporting under the Investment Company Act, with Section 3(c)(7) often used by private funds to maintain exemptions. According to SEC EDGAR, this filing aligns with routine regulatory obligations for such companies.

Sources
Get capital raising signals before they hit the news.
Join Waitlist