Shah Capital Opportunity Fund LP Submits SEC Filing
On May 8, 2026, Shah Capital Opportunity Fund LP, identified by CIK number 0001392302, filed a document with the SEC under the Investment Company Act, specifically referencing Item 3C for exemptions. The filing includes Item 3C.1 for Section 3(c)(1) and Item 3C.7 for Section 3(c)(7), according to SEC EDGAR.
Details of the Filing
The document was filed with accession number 0001398344-26-008824 and has a file size of 7 KB. As is widely known, Section 3(c)(1) applies to funds with securities not offered to the public and fewer than 100 beneficial owners, while Section 3(c)(7) pertains to funds whose investors are qualified purchasers. This filing by Shah Capital Opportunity Fund LP directly references these sections under Item 3C.
Exemptions Under the Investment Company Act
The filing explicitly lists Section 3(c)(1) in Item 3C.1 and Section 3(c)(7) in Item 3C.7, indicating the fund’s intent to claim these exemptions. According to SEC EDGAR, such filings are standard for private funds seeking to avoid registration requirements. As is widely known, these exemptions are common for emerging managers structuring private investment vehicles.
Implications for Fund Managers
Shah Capital Opportunity Fund LP’s filing on May 8, 2026, aligns with the use of Item 3C to specify exemptions, as seen in the document’s structure. According to SEC EDGAR, this reflects the fund’s compliance with relevant SEC regulations.
