TOPIC

Exemptions

9 stories covering exemptions — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

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Regulatory May 9, 2026

Shah Capital Opportunity Fund LP Files SEC Document on Exemptions

Shah Capital Opportunity Fund LP submitted a filing to the SEC on May 8, 2026, detailing exemptions under the Investment Company Act Sections 3(c)(1) and 3(c)(7).

Close-up of 50 euro banknotes with a digital stock market chart on a tablet, depicting financial growth.

Regulatory May 8, 2026

Shah Capital Opportunity Fund LP Files SEC Exemption Notice

Shah Capital Opportunity Fund LP filed a SEC form on May 8, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory May 7, 2026

Avant Infrastructure Co-Investment Fund LP Files SEC Exemptions

D - Avant Infrastructure Co-Investment Fund LP filed for exemptions under the Investment Company Act on May 7, 2026, according to SEC EDGAR.

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Regulatory Apr 30, 2026

Solamere Capital AF V, LP Files SEC Document for Investment Exemptions

Solamere Capital AF V, LP submitted a SEC filing on April 30, 2026, claiming exemptions under the Investment Company Act Sections 3(c)(1) and 3(c)(7).

Overhead view of financial graphs and smartphone displaying stock market trends on a desk.

Regulatory Apr 26, 2026

Catalio Access Fund X, LLC Files for SEC Exemptions Under Investment Company Act

Catalio Access Fund X, LLC filed a document with the SEC on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Apr 26, 2026

Catalio Access Fund VIII Files SEC Exemption Notice

Catalio Access Fund VIII, LLC filed a SEC document on April 24, 2026, citing exemptions under the Investment Company Act.

Monochrome image of stock market data on a screen, depicting financial information and trends.

Regulatory Apr 26, 2026

Catalio Access Fund VIII Files SEC Notice for Investment Exemptions

Catalio Access Fund VIII, LLC filed a SEC EDGAR notice on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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Regulatory Apr 26, 2026

Catalio Access Fund X, LLC Files SEC Exemptions Under Investment Company Act

Catalio Access Fund X, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

Close-up of a hand signing a legal document with a fountain pen, symbolizing signature and agreement.

Regulatory Apr 24, 2026

Catalio Access Fund IX, LLC Files for Investment Company Act Exemptions

Catalio Access Fund IX, LLC submitted a SEC filing on April 24, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.

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