Regulatory
Regulatory news for fund managers and LPs: SEC exam priorities, enforcement actions, Advisers Act rule changes, private fund adviser regulation, Investment Company Act exemptions, and cross-border compliance developments.
Focused Investors Fund LP Files for Section 3(c)(7) Exemption
D/A - Focused Investors Fund LP submitted a filing on April 2, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act.
ISQ Hawkeye Holdings, L.P. Files D/A with SEC
ISQ Hawkeye Holdings, L.P. filed a D/A on April 2, 2026, according to SEC EDGAR records.
Avlok Capital, LP Files SEC Document with Section 3(c)(1) Reference
Avlok Capital, LP submitted a SEC filing on April 2, 2026, including Item 3C for Section 3(c)(1) of the Investment Company Act.
D/A - Focused Investors Fund L.P. Files SEC Document for Section 3(c)(7)
D/A - Focused Investors Fund L.P. filed a document with the SEC on April 2, 2026, related to Section 3(c)(7) of the Investment Company Act.
Decibel Partners III Affiliates LP Files SEC Amendment
Decibel Partners III Affiliates LP submitted an amendment filing to the SEC on April 2, 2026, related to the Investment Company Act.
Decibel Partners III, LP Files SEC Amendment
Decibel Partners III, LP submitted a definitive amendment filing to the SEC on April 2, 2026, related to Investment Company Act exemptions.
ISQ Hawkeye Holdings, L.P. Files Form D/A with SEC
ISQ Hawkeye Holdings, L.P. submitted a Form D/A filing to the SEC on April 2, 2026, according to the EDGAR database.
AMAP Capital, LLC Files SEC Document on Section 3(c)(1)
AMAP Capital, LLC submitted a filing to the SEC on April 2, 2026, related to Section 3(c)(1) of the Investment Company Act.
AMAP Capital, LLC Files Under Investment Company Act Section 3(c)(1)
AMAP Capital, LLC submitted a SEC EDGAR filing on April 2, 2026, related to Section 3(c)(1) of the Investment Company Act.
BLVD BTS Fund II, LLC Submits SEC Filing
D - BLVD BTS Fund II, LLC filed a document with the SEC on April 2, 2026, according to EDGAR records.
MF Ventures Fund, LP - A2 Files SEC Form for Section 3(c)(1) Exemption
MF Ventures Fund, LP - A2 filed a SEC document on April 2, 2026, related to Investment Company Act Section 3(c)(1).
MF Ventures Fund, LP - A2 Files Under SEC Section 3(c)(1)
MF Ventures Fund, LP - A2 submitted a filing to the SEC on April 2, 2026, under Section 3(c)(1) of the Investment Company Act.
REFASHIOND Ventures Seed Fund Files Under Section 3(c)(1)
REFASHIOND Ventures Seed Fund, LP filed a document with the SEC on April 2, 2026, citing Section 3(c)(1) of the Investment Company Act.
REFASHIOND Ventures Seed Fund LP Files Under Investment Company Act
REFASHIOND Ventures Seed Fund LP filed a document on April 2, 2026, related to Section 3(c)(1) of the Investment Company Act, as reported in SEC EDGAR filings.
Sypher Bitcoin Yield Fund Files SEC Document Under Section 3(c)(1)
Sypher Bitcoin Yield Fund, LP filed a document with SEC EDGAR on April 2, 2026, specifying reliance on Section 3(c)(1) of the Investment Company Act.
Sypher Bitcoin Yield Fund Files Under Investment Company Act Section 3(c)(1)
Sypher Bitcoin Yield Fund, LP filed a SEC document on April 2, 2026, citing Section 3(c)(1) of the Investment Company Act.
AQR Alternative Trends Offshore Fund II Ltd. Files SEC Document Under Section 3(c)(7)
AQR Alternative Trends Offshore Fund II Ltd. submitted a filing on April 2, 2026, related to Section 3(c)(7) of the Investment Company Act, as reported by SEC EDGAR.
EquityZen Growth Technology Fund Files SEC Exemption Under Section 3(c)(1)
EquityZen Growth Technology Fund LLC - Series 2262 filed a document on April 2, 2026, claiming exemption under Section 3(c)(1) of the Investment Company Act.
Olive Partners Access Fund II, LP Files SEC Form for Section 3(c)(7)
Olive Partners Access Fund II, LP submitted a SEC EDGAR filing on April 2, 2026, under Item 3C for Section 3(c)(7) of the Investment Company Act.
StepStone Boulder II Equity Feeder L.P. Files SEC Document on Investment Company Act
On April 2, 2026, StepStone Boulder II Equity Feeder L.P. submitted a filing to the SEC under Item 3C of the Investment Company Act, citing Section 3(c)(7).
StepStone Boulder II Equity S, L.P. Files Under Section 3(c)(7)
StepStone Boulder II Equity S, L.P. filed a document under Item 3C.7 of the Investment Company Act on April 2, 2026, according to SEC EDGAR.
Olive Partners Access Fund II Files for Section 3(c)(7) Exemption
Olive Partners Access Fund II, LP filed a SEC document on April 2, 2026, related to Investment Company Act Section 3(c)(7).
StepStone Boulder II Equity Feeder L.P. Files Under Section 3(c)(7)
StepStone Boulder II Equity Feeder L.P. filed a document with SEC EDGAR on April 2, 2026, citing Investment Company Act Section 3(c) and 3(c)(7).
StepStone Boulder II Equity, L.P. Files Under Investment Company Act Section 3(c)(7)
StepStone Boulder II Equity, L.P. submitted a SEC EDGAR filing on April 2, 2026, related to Item 3C.7 of the Investment Company Act.
StepStone Boulder II Equity S, L.P. Files Under Investment Company Act Section 3(c)(7)
StepStone Boulder II Equity S, L.P. submitted a SEC filing on April 2, 2026, related to Section 3(c)(7) of the Investment Company Act.
VC Firm Fined $216 Million for Business with Sanctioned Russian Oligarch
A venture capital firm faces a $216 million fine from the US government for alleged dealings with a sanctioned Russian oligarch, as detailed in a Venture Capital Journal article.
VC Firm Fined $216M for Alleged Sanctions Breach
A VC firm was fined $216 million by the US government for allegedly doing business with a sanctioned Russian oligarch, as detailed in a Venture Capital Journal article.
BCA Select, LLC Files Under Section 3(c)(7) of Investment Company Act
D/A - BCA Select, LLC - Series 3 - Junto Capital Partners filed a document under Section 3(c)(7) on April 2, 2026, as per SEC EDGAR records.
Mill Hill Structured Credit Opportunities Fund LP Files Under Investment Company Act
Mill Hill Structured Credit Opportunities Fund LP filed a document with the SEC on April 2, 2026, relating to Investment Company Act Section 3(c)(7).
Swift Street Capital Fund I, LP Files SEC Form for Investment Company Act Exemption
Swift Street Capital Fund I, LP filed a SEC EDGAR form on April 2, 2026, citing Section 3(c)(1) of the Investment Company Act.
BCA Select, LLC Series 3 Files Under Section 3(c)(7)
BCA Select, LLC - Series 3 - Junto Capital Partners filed a SEC document on April 2, 2026, related to Investment Company Act Section 3(c)(7).
Mill Hill Fund Files for Section 3(c)(7) Exemption on SEC EDGAR
Mill Hill Structured Credit Opportunities Fund LP filed a Form D/A on April 2, 2026, claiming exemption under Section 3(c)(7) of the Investment Company Act, as per SEC EDGAR records.
Mill Hill Structured Credit Opportunities Fund Ltd. Files Under Investment Company Act Section 3(c)(7)
Mill Hill Structured Credit Opportunities Fund Ltd. filed a document on April 2, 2026, related to Section 3(c)(7) of the Investment Company Act.
Woodworth Contrarian Fund Files Under Investment Company Act Section 3(c)(1)
Woodworth Contrarian Stock & Bond Fund, L.P. filed a document with SEC EDGAR on April 2, 2026, under Item 3C for Section 3(c)(1) of the Investment Company Act.
BoE Governor Bailey Warns of Private Credit Risks Echoing 2008
Bank of England Governor Andrew Bailey cautions that private credit sector failures could amplify shocks similar to 2008, citing market opacity and recent collapses.
US Treasury to Hold Discussions on Private Credit Risks
The US Treasury is convening regulators to assess vulnerabilities in private credit markets following recent sector turbulence.
US Treasury to Hold Meetings on Private Credit Risks
The US Treasury is convening regulators to assess vulnerabilities in private credit markets amid recent sector turbulence.
Ares Pathfinder Fund III Files SEC Document for Section 3(c)(7)
Ares Pathfinder Fund III (Offshore) LP filed a SEC document on April 1, 2026, related to Investment Company Act Section 3(c)(7).
Ares Pathfinder Fund III Files for Section 3(c)(7) Exemption
Ares Pathfinder Fund III (Offshore) LP submitted a SEC filing on April 1, 2026, under Investment Company Act Section 3(c)(7).
Blackstone Energy Transition Partners V L.P. Files SEC Document on Section 3(c)(7)
Blackstone Energy Transition Partners V L.P. submitted a filing to the SEC on April 1, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Blackstone Energy Transition Partners V L.P. Files SEC Form for Section 3(c)(7)
Blackstone Energy Transition Partners V L.P. filed a SEC EDGAR document on April 1, 2026, related to Investment Company Act Section 3(c)(7).
TCW Transform Systems Private Fund Files SEC Document on Section 3(c)(7)
TCW Transform Systems Private Fund, L.P. filed a SEC document on April 1, 2026, related to Item 3C.7 under the Investment Company Act.
TCW Transform Systems Private Fund Files Under Section 3(c)(7)
TCW Transform Systems Private Fund, L.P. filed a SEC document on April 1, 2026, citing Section 3(c)(7) of the Investment Company Act.
Crow Holdings Realty Partners XI-A Files Form D with SEC
Crow Holdings Realty Partners XI-A, L.P. filed a Form D on April 1, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Crow Holdings Realty Partners XI-B Files Form D with SEC
Crow Holdings Realty Partners XI-B, L.P. filed a Form D on April 1, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
Crow Holdings Realty Partners XI Files Form D with SEC
Crow Holdings Realty Partners XI, L.P. filed a Form D on April 1, 2026, claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
D/A - Ventures II, LP Files Form D/A for Section 3(c)(7) Exemption
D/A - Ventures II, LP submitted a Form D/A to the SEC on April 1, 2026, detailing reliance on Section 3(c)(7) of the Investment Company Act.
D/A - Ventures II, LP Files SEC Document Under Section 3(c)(7)
D/A - Ventures II, LP, with CIK 0002017194, filed a document on April 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
3G Capital Partners L.P. Files SEC Document on Investment Company Act Section 3(c)(1)
3G Capital Partners L.P. submitted a filing to the SEC on April 1, 2026, related to Section 3(c)(1) of the Investment Company Act.
Blackstone Energy Transition Partners V - B L.P. Files SEC Document on Investment Act
Blackstone Energy Transition Partners V - B L.P. submitted a filing to the SEC on April 1, 2026, related to Section 3(c)(7) of the Investment Company Act.
