Rho OPCO Ventures Submits SEC Filing for Exemption
On May 11, 2026, D - Rho OPCO Ventures Mar 2026, a series of CGF2021 LLC, filed a document with the SEC under Accession Number 0002127684-26-000001, according to SEC EDGAR. The filing specifies Item 3C, which relates to the Investment Company Act, and includes Item 3C.1 for Section 3(c)(1). As is widely known, Section 3(c)(1) provides an exemption for certain entities under U.S. securities law.
Filing Details
The document filed by D - Rho OPCO Ventures Mar 2026 has a file size of 7 KB and is associated with CIK number 0002127684. It explicitly references Section 3(c)(1) of the Investment Company Act, indicating the filer’s intent to claim this exemption. According to SEC EDGAR, the filing was made on May 11, 2026, and includes the full index under Accession Number 0002127684-26-000001.
Entity and Regulatory Context
D - Rho OPCO Ventures Mar 2026 operates as a series of CGF2021 LLC, as stated in the filing. The reference to Item 3C.1 directly ties to Section 3(c)(1), which the filing addresses. As widely known in regulatory contexts, such filings allow entities to assert exemptions from investment company registration requirements.
Implications of the Filing
The filing’s focus on Section 3(c)(1) aligns with the Investment Company Act’s provisions, as detailed in Item 3C. According to SEC EDGAR, this document is part of the standard SEC reporting for such entities.