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Neuberger Specialty Finance Fund IV LP Files SEC Notice

Neuberger Specialty Finance Fund IV LP submitted a filing to the SEC on May 22 2026 citing Section 3(c)(7) of the Investment Company Act.

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Jordan Stokes
Staff Writer, PipelineRoad
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Neuberger Specialty Finance Fund IV LP Files SEC Notice

Neuberger Specialty Finance Fund IV LP submitted a filing to the U.S. Securities and Exchange Commission on May 22 2026. The document was assigned accession number 0002127588-26-000001 and measured 11 KB in size.

Filing Details

The submission appears under the filer name D - Neuberger Specialty Finance Fund IV LP with CIK 0002127588. It references Item 3C of the Investment Company Act Section 3(c) and specifically Item 3C.7 covering Section 3(c)(7).

Regulatory Context

Section 3(c)(7) provides an exemption from registration as an investment company for issuers whose securities are owned exclusively by qualified purchasers. The May 22 filing marks the formal notice of reliance on this exemption according to SEC EDGAR.

Document Characteristics

The filing consists of a single 11 KB document. No additional exhibits or amendments are listed in the index record. The submission date of May 22 2026 is the only date recorded for this accession number according to SEC EDGAR.

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