3c7
596 stories covering 3c7 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
Butler Hall Capital LP files amended Form D/A citing 3(c)(7) exemption
Butler Hall Capital LP filed a Form D/A on Sept. 3, 2026, with SEC EDGAR, indicating reliance on Investment Company Act Section 3(c)(7).
Solene Capital Master Fund LLC Files SEC Notice for Series 1
Solene Capital Master Fund LLC Series 1 submitted a Form D filing with the SEC claiming Section 3(c)(1) and 3(c)(7) exemptions under the Investment Company Act.
Shannon River ASP Fund Files D/A Notice With SEC
Shannon River ASP Fund, a series of Alternative Strategies Platform, LLC, submitted a D/A filing under Section 3(c)(7) on August 28, 2026.
Andurand Commodities Discretionary Enhanced Fund Files D/A
Andurand Commodities Discretionary Enhanced Fund submitted a D/A filing on September 3, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Acadian Sustainable Emerging Markets Equity Ex-Fossil Fuel Fund Files SEC Amendment
Acadian Sustainable Emerging Markets Equity Ex-Fossil Fuel Fund, LLC submitted a D/A filing to the SEC on September 3, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Redwheel Emerging Markets Equity Fund LP Files SEC Amendment
Redwheel Emerging Markets Equity Fund LP submitted a D/A filing to the SEC on September 3, 2026, under Section 3(c)(7).
Oaktree Real Estate Income Fund, L.P. files D/A on SEC EDGAR under 3(c)(7) exemption
Oaktree Real Estate Income Fund, L.P. filed a D/A on Sept. 1, 2026, indicating reliance on Investment Company Act Section 3(c)(7), according to SEC EDGAR.
J2 Ventures Strategic Opportunities J Files 3(c) Exemption Notice
J2 Ventures Strategic Opportunities J, L.P. submitted an SEC filing on September 2, 2026, referencing Investment Company Act sections 3(c)(1) and 3(c)(7).
StepStone VC Secondaries Fund VII-I Files D/A on 2026-09-01
StepStone VC Secondaries Fund VII-I (Cayman) LP submitted a Form D/A filing under Investment Company Act Section 3(c)(7).
StepStone VC Secondaries Fund VII LP Files D/A with SEC
StepStone VC Secondaries Fund VII LP submitted a D/A filing on 2026-09-01 under Investment Company Act Section 3(c)(7).
StepStone VC Secondaries Fund VII-I LP Files D/A with SEC
StepStone VC Secondaries Fund VII-I LP submitted a D/A filing on September 1, 2026, under Investment Company Act Section 3(c)(7).
Kedalion Fund (US) LP Files SEC Notice
Kedalion Fund (US) LP submitted a filing to the SEC on September 2, 2026, referencing Section 3(c)(7) of the Investment Company Act.
StepStone VC Secondaries Fund VII (Cayman) LP Files D/A
StepStone VC Secondaries Fund VII (Cayman) LP submitted a D/A filing on 2026-09-01 under Section 3(c)(7) of the Investment Company Act.
Oaktree Real Estate Income Fund Files SEC Amendment
Oaktree Real Estate Income Fund, L.P. submitted a D/A filing on September 1, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Oaktree Real Estate Income Fund Files D/A on 2026-09-01
Oaktree Real Estate Income Fund, L.P. submitted a D/A filing referencing Investment Company Act Section 3(c)(7) on September 1, 2026.
Bernstein Fund Series Files D/A Under 3(c)(7)
Bernstein Diversified Targeted Services Insurance Fund Series Interests of the SALI Multi-Series Fund, L.P. filed a D/A on September 1, 2026.
Logos Global Offshore Fund Ltd. Files D/A with SEC
Logos Global Offshore Fund Ltd. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on September 1, 2026.
Logos Global US Fund LP Files D/A With SEC EDGAR
Logos Global US Fund LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on September 1 2026.
Bernstein Fund Series Files 3(c)(7) Amendment With SEC
Bernstein Diversified Targeted Services Insurance Fund Series Interests of the SALI Multi-Series Fund, L.P. filed a D/A amendment on September 1, 2026, claiming exemption under Section 3(c)(7).
Logos Global US Fund LP Files D/A with SEC on 2026-09-01
Logos Global US Fund LP submitted a D/A filing referencing Section 3(c)(7) of the Investment Company Act on September 1, 2026.
Logos Global Offshore Fund Ltd. Files D/A on 2026-09-01
Logos Global Offshore Fund Ltd. submitted a D/A filing to the SEC on September 1 2026 referencing Section 3(c)(7).
Alkeon Insurance Growth Fund Series Files 3(c)(7) Notice
SALI Multi-Series Fund, L.P. filed a D/A notice for Alkeon Insurance Growth Fund Series Interests under Section 3(c)(7) on September 1, 2026.
StepStone VC Secondaries Fund VII LP Files D/A on 2026-09-01
StepStone VC Secondaries Fund VII LP submits D/A filing claiming Section 3(c)(7) exemption under the Investment Company Act.
StepStone VC Secondaries Fund VII-I Files D/A Amendment
StepStone VC Secondaries Fund VII-I (Cayman) LP submitted a D/A filing on 2026-09-01 under Investment Company Act Section 3(c)(7).
WMA International ex-US ex-HK Active Extension Onshore Fund LP Files D/A
WMA International ex-US ex-HK Active Extension Onshore Fund LP submitted a D/A filing under Section 3(c)(7) on August 25, 2026.
BGA Private Opportunities Fund Files D/A for Digital Infrastructure Series
BGA Private Opportunities Fund, LLC - Digital Infrastructure Series submitted a D/A filing to the SEC on August 25, 2026 under Section 3(c)(7).
Long Angle Investments LLC Files Millennium Blocker 2026 SPV Notice
Long Angle Investments LLC submitted an SEC filing for its Millennium Blocker 2026 SPV on August 21, 2026, claiming Section 3(c)(7) exemption.
WMA International ex-US ex-HK Active Extension Offshore Fund Files D/A
WMA International ex-US ex-HK Active Extension Offshore Fund, Ltd. submitted a D/A filing on August 25, 2026 referencing Section 3(c)(7).
D - Grove Funding VI LLC Files SEC Notice on August 25 2026
D - Grove Funding VI LLC submitted a Section 3(c)(7) filing to the SEC on August 25 2026 under the Investment Company Act.
Fortress Lending Fund V (U-B) I.L.P. Files SEC Notice
Fortress Lending Fund V (U-B) I.L.P. submitted a Form D filing under Section 3(c)(7) of the Investment Company Act on August 25, 2026.
Aisling Arcturus Partners LP Files Section 3(c)(7) Notice
Aisling Arcturus Partners LP submitted a Section 3(c)(7) filing under the Investment Company Act on August 25, 2026.
Lotus Technology Offshore Fund Files With SEC
Lotus Technology Offshore Fund, LP submitted a filing to the SEC on August 25, 2026, referencing Section 3(c)(7) of the Investment Company Act.
Axar Onshore Fund Files D/A Claiming 3(c)(7) Exemption
Axar Onshore Fund, LLC submitted a D/A filing on August 21, 2026 referencing Section 3(c)(7) of the Investment Company Act.
Schroders Capital Securitized Hi-Grade Flexible Total Return Files SEC Form
Schroders Capital Securitized Hi-Grade Flexible Total Return, L.P. submitted a filing to the SEC on August 25, 2026 under Section 3(c)(7).
Origin US Feeder Fund Submits D/A Filing to SEC
Origin US Feeder Fund files D/A notice with the SEC under Section 3(c)(7) of the Investment Company Act on August 25, 2026.
Schroder QEP Global Core Fund Files D/A With SEC
Schroder QEP Global Core Fund, L.P. submitted a D/A filing to the SEC on August 25, 2026 under Section 3(c)(7).
QR Digital Infrastructure Fund LP Files SEC Notice
QR Digital Infrastructure Fund LP submitted a filing under Section 3(c)(7) of the Investment Company Act on August 24, 2026, according to SEC EDGAR.
AB CarVal Asset Based Fund A LP Files D/A on August 24 2026
AB CarVal Asset Based Fund A LP submitted a D/A filing to the SEC citing Section 3(c)(7) of the Investment Company Act.
LibreMax Structured Opportunities Offshore Partners I Files SEC Notice
LibreMax Structured Opportunities Offshore Partners I, LP submitted a filing to the SEC on August 21, 2026 under Section 3(c)(7).
LibreMax Structured Opportunities Offshore Partners II Files D/A With SEC
LibreMax Structured Opportunities Offshore Partners II, LP filed a D/A amendment under Investment Company Act Section 3(c)(7) on August 21, 2026.
LibreMax Opportunistic Value Fund Files D/A with SEC
LibreMax Opportunistic Value Fund, LP submitted a D/A filing referencing Section 3(c)(7) on August 21, 2026.
LibreMax Structured Opportunities Partners II Files D/A on SEC EDGAR
LibreMax Structured Opportunities Partners II, LP submitted a D/A filing under Investment Company Act Section 3(c)(7).
Zenith Equity Fund-A LP Files SEC Notice
Zenith Equity Fund-A LP submitted a Section 3(c)(7) filing with the SEC on August 21, 2026, according to EDGAR records.
Zenith Equity Fund-A LP Files SEC Notice on August 21, 2026
Zenith Equity Fund-A LP submitted a filing to the SEC referencing Investment Company Act Section 3(c)(7).
Zenith Equity Fund-A LP Files Section 3(c)(7) Notice
D - Zenith Equity Fund-A LP submitted a Section 3(c)(7) filing on 2026-08-21 with the SEC.
Zenith Equity Fund-A LP Files Section 3(c)(7) Notice
Zenith Equity Fund-A LP submitted a Form D filing claiming exemption under Investment Company Act Section 3(c)(7) on August 21, 2026.
Zenith Equity Fund-A LP Files 3(c)(7) Notice
D - Zenith Equity Fund-A LP filed a notice of reliance on Section 3(c)(7) of the Investment Company Act on August 21, 2026.
KKR Global Credit Opportunities Fund Files D/A With SEC
KKR Global Credit Opportunities Fund (Overseas) L.P. submitted a D/A filing on 2026-08-21 under Section 3(c)(7).
Long Angle Investments LLC Files Millennium Blocker 2026 SPV Notice
Long Angle Investments LLC submitted a Form D filing for Millennium Blocker 2026 SPV under Section 3(c)(7) of the Investment Company Act on August 21, 2026.
LibreMax Structured Opportunities Offshore Partners I Files D/A
LibreMax Structured Opportunities Offshore Partners I, LP submitted a D/A filing on 2026-08-21 referencing Section 3(c)(7) of the Investment Company Act.
