TOPIC

3c7

208 stories covering 3c7 — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.

Close-up view of Euro currency notes represented as a jigsaw puzzle.
Regulatory Jun 12, 2026

Avance Investment Partners Parallel Fund II Files D/A Amendment

Avance Investment Partners Parallel Fund II, L.P. submitted a Form D/A filing on 2026-06-12 claiming Section 3(c)(7) exemption.

A diverse group of scouts in uniform smiling and posing together in a outdoor camp setting.
Regulatory Jun 12, 2026

Scout Energy Partners VII-B, LP Files SEC Notice

Scout Energy Partners VII-B, LP submitted a Section 3(c)(7) filing to the SEC on June 12, 2026.

A majestic riverfront building captured on a sunny day with clear blue skies.
Regulatory Jun 12, 2026

XN Exponent Onshore Fund LP Files D/A on 2026-06-12

XN Exponent Onshore Fund LP submitted a D/A filing to the SEC under Investment Company Act Section 3(c)(7).

A lawyer's desk featuring a justice statue, diploma, laptop, magnifying glass, and documents.
Regulatory Jun 12, 2026

XN Exponent Offshore Fund LP Files D/A on SEC EDGAR

XN Exponent Offshore Fund LP submitted a D/A filing to the SEC on 2026-06-12 referencing Section 3(c)(7) of the Investment Company Act.

Creative illustration of full trolley with gold representing concept investing in funds and make capital
Fundraising Jun 12, 2026

Avance Executive Feeder Fund II Files Amended Form D

Avance Executive Feeder Fund II, L.P. submitted an amended Form D filing on June 12, 2026, under Section 3(c)(7).

Urban architecture of a government building with a clear blue sky in Montevideo, Uruguay.
Regulatory Jun 12, 2026

Two Sigma Hamilton Fund Files D/A on Section 3(c)(7)

Two Sigma Hamilton Fund, LLC submitted a D/A filing to the SEC on June 12, 2026, referencing Investment Company Act Section 3(c)(7).

Low angle view of the historic Box Elder County Courthouse with columns and blue sky, Brigham City, Utah.
Regulatory Jun 12, 2026

Ilex Onshore Fund LP Files D/A With SEC on June 12 2026

Ilex Onshore Fund LP submitted a D/A filing to the SEC on June 12 2026 referencing Section 3(c)(7) of the Investment Company Act.

Scrabble tiles arranged to spell 'FED' on a marble surface, symbolizing finance.
Regulatory Jun 11, 2026

Pathway Martello Investments I LP Files SEC 3(c) Exemption Notice

Pathway Martello Investments I, LP submitted an SEC filing on June 11, 2026 referencing Investment Company Act Sections 3(c)(1) and 3(c)(7).

Close-up of wooden blocks spelling 'credit' with a blurred leafy background.
Regulatory Jun 11, 2026

D - 400 Capital Credit Income Fund LP Files SEC Notice

D - 400 Capital Credit Income Fund LP submitted a Section 3(c)(7) filing to the SEC on June 11, 2026.

Close-up of Lady Justice statue holding scales, symbolizing justice and fairness.
Regulatory Jun 11, 2026

400 Capital Credit Income Fund LP Files SEC Notice

400 Capital Credit Income Fund LP submitted a filing under Investment Company Act Section 3(c)(7) on June 11, 2026.

Front view of the historic Idaho State Capitol Building under blue skies in Boise.
Regulatory Jun 11, 2026

Greycroft HMG Growth Fund Files SEC Notice Under Section 3(c)(7)

Greycroft HMG Growth Fund, L.P. submitted a filing to the SEC on June 11, 2026, claiming exemption under Investment Company Act Section 3(c)(7).

Reflection of Idaho State Capitol in a mirrored building facade in Boise, ID.
Regulatory Jun 11, 2026

Panther Growth Fund II Files D/A With SEC

Panther Growth Fund II, LP submitted a D/A filing on 2026-06-11 referencing Section 3(c)(7) of the Investment Company Act.

A prominent historic building in Brigham City, Utah, covered in snow during winter.
Regulatory Jun 11, 2026

Union Peak Ventures I, L.P. Files SEC Notice Under Section 3(c)(7)

Union Peak Ventures I, L.P. submitted a 6 KB filing to the SEC on June 11, 2026, claiming exemption under Investment Company Act Section 3(c)(7).

Majestic view of the Idaho State Capitol with its iconic dome under a cloudy sky.
Regulatory Jun 11, 2026

RedBird Legends Fund, L.P. Files SEC Form D

RedBird Legends Fund, L.P. submitted a filing under Investment Company Act Section 3(c)(7) on June 11, 2026.

Illuminated government building in Sofia, showing classic architectural design under a twilight sky.
Regulatory Jun 11, 2026

D - EDIF IV Feeder Fund Files 3(c)(7) Notice With SEC

D - EDIF IV Feeder Fund S.C.A. SICAV-RAIF submitted a Section 3(c)(7) filing to the SEC on June 11, 2026.

Hands working with documents and colored pencils on a black desk view.
Regulatory Jun 11, 2026

Cooperatieve Gilde Healthcare Private Equity V U.A. Files 3(c)(7) Notice

Cooperatieve Gilde Healthcare Private Equity V U.A. submitted a Section 3(c)(7) exemption filing on June 11, 2026, according to SEC EDGAR.

Monochrome image of stock market data on a screen, depicting financial information and trends.
Regulatory Jun 10, 2026

Lord Abbett Private Credit Fund Submits D/A Filing

Lord Abbett Private Credit Fund filed a D/A notice with the SEC on 2026-06-10 under Section 3(c)(7) of the Investment Company Act.

Colleagues wearing masks in a modern office discussing sales strategies.
Fundraising Jun 10, 2026

Working Capital Innovation Fund III Files SEC Notice

D - Working Capital Innovation Fund III, L.P. submitted a filing to the SEC on June 10, 2026, referencing Investment Company Act Section 3(c).

A grand government building with Kazakhstan flag in a clear sky.
Regulatory Jun 10, 2026

Ares Pathfinder Fund III LP Files D/A on SEC EDGAR

Ares Pathfinder Fund III LP submitted a D/A filing to the SEC on June 10, 2026, referencing Section 3(c)(7) of the Investment Company Act.

Close-up of the architectural details of the Reichstag Building in Berlin, Germany.
Regulatory Jun 10, 2026

Ares Pathfinder Fund III LP Files SEC Notice

Ares Pathfinder Fund III LP submitted a Form D/A filing with the SEC on June 10, 2026 under Section 3(c)(7).

Close-up of a legal document with a wooden stamp placed on top, highlighting verification.
Regulatory Jun 10, 2026

Ascent Crossover Opportunity Fund III Files SEC Notice

D - Ascent Crossover Opportunity Fund III, L.P. submitted a regulatory filing under Section 3(c)(7) on June 10, 2026.

A professional setting with a focus on signing divorce documents in an office environment.
Regulatory Jun 10, 2026

Acadian U.S. Equity Extension Tax-Aware Fund Files Under 3(c)(7)

Acadian U.S. Equity Extension Tax-Aware Fund, LP submitted a filing on 2026-06-10 citing Investment Company Act Section 3(c)(7).

Front view of Antalya Courthouse showcasing its Gothic windows and classical architecture in Antalya, Turkey.
Regulatory Jun 9, 2026

Apollo Overseas Partners XI Files SEC Exemption Notice

Apollo Overseas Partners XI, L.P. submitted a Section 3(c)(7) filing with the SEC on June 9, 2026.

Close-up of business professionals signing a document with a pen indoors.
Regulatory Jun 9, 2026

801 West Capital (Cayman) Fund Files D/A Amendment

801 West Capital (Cayman) Fund, Ltd. submitted a Form D amendment referencing Section 3(c)(7) on June 9, 2026.

A group of professional women engaged in a business presentation in a modern conference room.
Fundraising Jun 9, 2026

Stonelake VIII Access Fund Files SEC Form D

Stonelake VIII Access Fund, L.P. filed a Form D notice with the SEC on June 9, 2026 under Section 3(c)(7).

Hands signing a contract with a blue pen, close-up view.
Regulatory Jun 9, 2026

Apollo Overseas Partners XI Files SEC Notice Under Section 3(c)(7)

Apollo Overseas Partners XI, L.P. submitted a 27 KB filing to the SEC on June 9, 2026 claiming exemption under Investment Company Act Section 3(c)(7).

Striking architectural shot of Toronto City Hall's iconic curved buildings against a clear blue sky.
Regulatory Jun 9, 2026

Global Alpha Opportunities Fund LLC Files D/A on 2026-06-09

Global Alpha Opportunities Fund LLC submitted a D/A filing to the SEC claiming exemption under Section 3(c)(7) of the Investment Company Act.

Exterior of a classical building with columns, arches, and greenery, showcasing elegant architecture.
Regulatory Jun 9, 2026

Stonelake VIII Access Fund Files SEC Notice for 3(c)(7) Exemption

D - Stonelake VIII Access Fund, L.P. submitted a Form D notice to the SEC claiming Section 3(c)(7) exemption under the Investment Company Act.

Exterior view of the Sheshatshiu Innu Band Council building in Newfoundland, Canada.
Regulatory Jun 9, 2026

Monticelloam Funding LLC Series SH-102 Files 3(c)(7) Notice

Monticelloam Funding LLC Series SH-102 submitted a Section 3(c)(7) filing with the SEC on June 9, 2026.

US Department of Agriculture building with Washington Monument behind, blue sky with clouds.
Regulatory Jun 8, 2026

D - MP Direct AMSO Opportunity Fund LP Series 1 Files With SEC

D - MP Direct AMSO Opportunity Fund LP Series 1 submitted a filing to the SEC on June 8 2026 under Section 3(c)(7).

A street sign in Semarang outlining prohibited actions by municipality order.
Regulatory Jun 8, 2026

BeaconNorth Domestic Fund LP Files 3(c)(7) Notice With SEC

BeaconNorth Domestic Fund LP submitted a Section 3(c)(7) filing to the SEC on June 8, 2026.

Sheriff vehicles parked in front of Seminole County Courthouse during the day.
Regulatory Jun 8, 2026

Global Defense & Security Select Fund Files 3(c)(7) Notice

Global Defense & Security Select Fund Offshore SICAV-RAIF S.C.Sp. submitted D/A filing under Section 3(c)(7) on June 8, 2026.

A close-up image showing a hand holding a pen while signing a document.
Regulatory Jun 7, 2026

Malta Hedge Fund II, L.P. Files D/A With SEC

Malta Hedge Fund II, L.P. submitted a D/A filing under Section 3(c)(7) of the Investment Company Act on June 5, 2026.

An antique typewriter with cryptoeconomics text on paper against a grassy background.
Regulatory Jun 7, 2026

TTC Multi-Strategy Fund QP Files D/A on June 5 2026

TTC Multi-Strategy Fund QP, LP submitted a D/A filing referencing Section 3(c)(7) with the SEC on June 5, 2026.

Historic Hobart Courthouse framed by trees in early morning light, Tasmania.
Regulatory Jun 7, 2026

TTC Multi-Strategy Fund QP, LP Submits D/A Filing to SEC

TTC Multi-Strategy Fund QP, LP filed a D/A notice under Investment Company Act Section 3(c)(7) on June 5, 2026.

An elegant view of classic architectural columns with an antique street lamp, ideal for urban landscapes.
Regulatory Jun 7, 2026

TTC Multi-Strategy Fund QP LP Files D/A with SEC

TTC Multi-Strategy Fund QP LP submitted a D/A filing on June 5, 2026 under Section 3(c)(7) of the Investment Company Act according to SEC EDGAR.

Wooden letter blocks spelling tariffs, China, and USA representing trade relations.
Regulatory Jun 7, 2026

TTC Multi-Strategy Fund QP, LP Files D/A on 2026-06-05

TTC Multi-Strategy Fund QP, LP submitted a D/A filing to the SEC citing Section 3(c)(7) of the Investment Company Act.

Wooden letter tiles arranged to spell 'Trading Rules' on a wooden surface.
Regulatory Jun 6, 2026

TTC Multi-Strategy Fund QP, LP Files D/A with SEC

TTC Multi-Strategy Fund QP, LP submitted a D/A amendment filing on June 5, 2026 referencing Section 3(c)(7) of the Investment Company Act.

Wooden letter tiles arranged to spell 'Trading Rules' on a wooden surface.
Regulatory Jun 6, 2026

Malta Hedge Fund II Files D/A Amendment With SEC

Malta Hedge Fund II, L.P. submitted a D/A filing to the SEC on June 5, 2026, referencing Section 3(c)(7) of the Investment Company Act.

A prominent historic building in Brigham City, Utah, covered in snow during winter.
Regulatory Jun 6, 2026

TTC Multi-Strategy Fund QP, LP Files SEC Notice Under Section 3(c)(7)

TTC Multi-Strategy Fund QP, LP submitted a 3(c)(7) filing to the SEC on June 5, 2026, according to SEC EDGAR.

The historic Palais de Justice in Nice, showcasing classic French architectural design.
Regulatory Jun 5, 2026

TTC Multi-Strategy Fund QP, LP Files D/A With SEC

TTC Multi-Strategy Fund QP, LP submitted a D/A filing under Investment Company Act Section 3(c)(7) on June 5, 2026.

Elegant neoclassical facade of Dublin's Four Courts with iconic white columns.
Regulatory Jun 5, 2026

Wellington India Select Fund Files D/A Amendment with SEC

Wellington India Select Fund, Ltd. submitted a D/A filing on June 5, 2026 referencing Investment Company Act Section 3(c)(7).

Austrian and Portuguese passports on a European map with euro banknotes.
Regulatory Jun 5, 2026

Taula Global Macro Fund LP Files D/A Amendment on June 5 2026

Taula Global Macro Fund LP submitted a D/A filing under Investment Company Act Section 3(c)(7) to the SEC on June 5 2026.

The old courthouse in St. Louis with the iconic Gateway Arch in the backdrop.
Regulatory Jun 5, 2026

1940 Fund, Ltd. Files D/A Under Section 3(c)(7)

1940 Fund, Ltd. submitted a D/A filing to the SEC on 2026-06-05 referencing Investment Company Act Section 3(c)(7).

A prominent historic building in Brigham City, Utah, covered in snow during winter.
Regulatory Jun 5, 2026

Fidera Vecta Fund II SCSp Files Form D for 3(c)(7) Exemption

Fidera Vecta Fund II SCSp submitted a Form D filing to the SEC on June 5, 2026, referencing Section 3(c)(7) of the Investment Company Act.

An elegant view of classic architectural columns with an antique street lamp, ideal for urban landscapes.
Regulatory Jun 5, 2026

Astro Vault II Series Files SEC 3(c)(7) Notice

D - Astro Vault II a Series of Astro Funds LLC filed an Investment Company Act Section 3(c)(7) notice with the SEC on June 5, 2026.

Young couple signing a real estate agreement with an agent indoors.
Regulatory Jun 4, 2026

SEI Core Property Fund Files D/A With SEC on June 4 2026

SEI Core Property Fund, L.P. submitted a D/A filing to the SEC referencing Section 3(c)(7) of the Investment Company Act.

A professional individual signs legal documents at a desk in an office setting.
Regulatory Jun 4, 2026

SEI Offshore Opportunity Fund II, Ltd. Files D/A on SEC EDGAR

SEI Offshore Opportunity Fund II, Ltd. submitted a D/A filing to the SEC on June 4, 2026 under Section 3(c)(7).

A professional individual signs legal documents at a desk in an office setting.
Regulatory Jun 4, 2026

KKR Opportunistic Real Estate Credit Fund III LP Files With SEC

KKR Opportunistic Real Estate Credit Fund III LP submitted a regulatory filing to the SEC on June 4 2026 under Section 3(c)(7).

A grand government building with Kazakhstan flag in a clear sky.
Regulatory Jun 4, 2026

Kline Hill Partners Solutions III Expansion Fund LP Files SEC Notice

Kline Hill Partners Solutions III Expansion Fund LP submitted a filing under Investment Company Act Section 3(c)(7) on June 4, 2026.

Daily capital raising signals
Get fund close, LP allocation, and deal flow news before it hits the mainstream.
Join Waitlist