Exemption Notice
5 stories covering exemption notice — fund closes, LP allocations, regulatory filings, deal flow, and fundraising signals from PipelineRoad's editorial team.
MAVRK Celestia Fund, LP Files SEC Exemption Notice
MAVRK Celestia Fund, LP submitted a notice of exemption filing under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act on May 22, 2026.
Clutch Capital Series Files SEC Section 3(c)(1) Notice
D - HITT Power by SAC 28 a Series of Clutch Capital LLC submitted a filing to the SEC on May 22, 2026 referencing Section 3(c)(1).
Neuberger Specialty Finance Fund IV LP Files SEC Notice
Neuberger Specialty Finance Fund IV LP submitted a filing to the SEC on May 22 2026 citing Section 3(c)(7) of the Investment Company Act.
Cambium Capital Tamarind LP Files SEC Exemption Notice
Cambium Capital Tamarind LP submitted a regulatory filing on May 21 2026 claiming exemptions under Sections 3(c)(1) and 3(c)(7) of the Investment Company Act.
TPG Files SEC Notice for Asset Based Credit Equity II, L.P.
TPG AG Asset Based Credit Equity II, L.P. submitted a Section 3(c)(7) notice filing with the SEC on May 15, 2026.