Lionheart Ventures II-A, L.P. Submits SEC Filing for Exemption
D/A - LIONHEART VENTURES II-A, L.P., identified by CIK number 0002061656, filed a document on April 17, 2026, under Accession Number 0002061656-26-000002, which pertains to Item 3C of the SEC forms, specifically Section 3(c)(1) of the Investment Company Act. This filing, sized at 7 KB, indicates the entity’s intent to claim an exemption under U.S. securities regulations.
Details of the Filing
The filing specifies Item 3C.1, directly referencing Section 3(c)(1) of the Investment Company Act, as noted in the SEC EDGAR records. D/A - LIONHEART VENTURES II-A, L.P. is the filer, and the document was archived on the SEC’s platform, according to SEC EDGAR. As a factual matter, such filings are standard for entities seeking to operate without full registration requirements.
Widely-Known Context of Section 3(c)(1)
Section 3(c)(1) of the Investment Company Act, a widely-known provision in U.S. financial regulations, allows certain private funds to avoid registration if they meet specific criteria, such as limiting the number of investors. This context frames the filing by Lionheart Ventures II-A, L.P., which aligns with typical practices for emerging fund managers navigating regulatory landscapes.
Source and Implications
According to SEC EDGAR, the filing includes basic details like the date and item specifics, reinforcing its role in compliance efforts. This reflects ongoing regulatory interactions for entities like D/A - LIONHEART VENTURES II-A, L.P.
