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ALM First Capital Fund I, LLC Files Under Investment Company Act Section 3(c)(1)

ALM First Capital Fund I, LLC submitted a SEC filing on April 8, 2026, invoking Section 3(c)(1) of the Investment Company Act.

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ALM First Capital Fund I, LLC Submits SEC Filing

ALM First Capital Fund I, LLC, identified by CIK 0002123095, filed a notice with the SEC on April 8, 2026, specifying Item 3C under the Investment Company Act, particularly Section 3(c)(1), as stated in the filing according to SEC EDGAR. The filing, with accession number 0002123095-26-000001, is a small document at 8 KB, indicating the fund’s intent to operate under this exemption.

Details of the Filing

The filing explicitly references Item 3C.1, which pertains to Section 3(c)(1) of the Investment Company Act, and was submitted by ALM First Capital Fund I, LLC according to SEC EDGAR. This section is part of the fund’s registration process, with the document dated April 8, 2026. As is widely known, the Investment Company Act regulates investment companies, and Section 3(c)(1) provides an exemption for certain private funds.

Background on the Entity

ALM First Capital Fund I, LLC is the filer in this case, with the SEC EDGAR system listing it under CIK 0002123095, and the filing confirms its status related to the Investment Company Act according to SEC EDGAR. The document’s size of 8 KB suggests a straightforward submission focused on the specified items.

Implications in Context

While the filing directly cites Section 3(c)(1), as a widely-known aspect of U.S. securities law, it aligns with exemptions for funds not making public offerings, based on the facts provided in this SEC document.

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