Oaktree Fund Submits SEC Filing for Investment Act Exemption
Oaktree Emerging Markets Equity Fund (Cayman), L.P., identified by CIK number 1550686, filed a document with the SEC on March 27, 2026, as indicated in the filing’s accession number 0001550686-26-000001. The filing, which is 15 KB in size, pertains to Item 3C of the Investment Company Act, specifically Section 3(c)(7). According to SEC EDGAR, this section relates to exemptions for certain private funds.
Details of the Filing
The document is titled “D/A - Oaktree Emerging Markets Equity Fund (Cayman), L.P.,” and it explicitly references Item 3C.7, which is tied to Section 3(c)(7) of the Investment Company Act. This filing was submitted by the fund as the filer, with the source material confirming the exact date and accession details. As a widely-known aspect of U.S. securities regulation, Section 3(c)(7) applies to funds whose investors are qualified purchasers, though the filing itself does not specify further particulars.
Fund and Regulatory Background
Oaktree Emerging Markets Equity Fund (Cayman), L.P. is the entity making the filing, and the document’s content focuses on compliance with the Investment Company Act. According to SEC EDGAR, the filing includes Item 3C, which addresses exemptions under the Act. This reflects standard procedures for funds seeking to operate under specific regulatory carve-outs, as the source material outlines the fund’s identification and filing specifics.
