Capstone Dispersion Fund Submits SEC Filing
D/A - Capstone Dispersion Fund (US) LP, identified by CIK 0001771954, filed a Form D/A with the SEC on March 24, 2026, as indicated in the document’s accession number 0000905148-26-001423. The filing includes references to Item 3C of the Investment Company Act, specifically Section 3(c)(7). According to SEC EDGAR, the document is an 8 KB submission related to these regulatory items.
Filing Details
The Form D/A is an amendment to a previous filing for Capstone Dispersion Fund (US) LP, with the core content focusing on Item 3C.7, which pertains to Section 3(c)(7) of the Investment Company Act. As widely known, Section 3(c)(7) applies to funds whose investors are qualified purchasers, though this filing does not specify investor details. The SEC EDGAR record shows the filing was made under the fund’s identifier, linking directly to the archived document.
Regulatory Implications
Item 3C in the filing explicitly addresses the Investment Company Act Section 3(c), with sub-item 3C.7 confirming reliance on Section 3(c)(7). According to SEC EDGAR, this indicates the fund’s effort to claim an exemption under U.S. securities regulations. Such filings are standard for private funds navigating regulatory requirements.
Overview of the Filer
Capstone Dispersion Fund (US) LP is the entity associated with this SEC filing, as noted in the document’s title and metadata. The filing’s size of 8 KB suggests a concise amendment, and it aligns with routine updates for funds under the Investment Company Act. According to SEC EDGAR, this reflects ongoing compliance activities for the filer.
