← All Stories
Regulatory

Proficio Clean Horizons Fund Files SEC Notice Under Section 3(c)(7)

Proficio Clean Horizons Series of the Proficio Gateway Fund LLC filed a notice with the SEC on March 17, 2026, related to Investment Company Act exemptions.

A weathered 30 speed limit sign painted on an asphalt road surface.
Photo by Francesco Ungaro on Pexels

Proficio Fund Submits SEC Filing

On March 17, 2026, Proficio Clean Horizons Series of the Proficio Gateway Fund LLC filed a document with the SEC, as indicated by the accession number 0002016466-26-000001, according to SEC EDGAR. The filing, which is 6 KB in size, pertains to Item 3C of the Investment Company Act, specifically Section 3(c). As is widely known, the Investment Company Act regulates investment companies, and Section 3(c) addresses exemptions from registration.

Details of the Filing

The filing specifies Item 3C.7, which corresponds to Section 3(c)(7) of the Investment Company Act. This section relates to exemptions for certain funds, according to SEC EDGAR. The filer is identified as CIK 2016466, and the document is part of the standard SEC EDGAR archives.

Context and Implications in Filing

As is widely known, Section 3(c)(7) typically applies to funds owned exclusively by qualified purchasers, though this filing does not provide additional details beyond its reference. The Proficio Clean Horizons Series is listed as the entity making the filing, with no further specifics on fund structure provided in the document, according to SEC EDGAR.

Sources
Get capital raising signals before they hit the news.
See PipelineRoad