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Farallon Capital Files SEC 3(c)(7) Registration, Targets Qualified Purchasers

The San Francisco hedge fund giant's latest SEC filing signals fundraising activity targeting sophisticated institutional investors.

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Farallon Capital Files SEC 3(c)(7) Registration for Qualified Purchasers

Farallon Capital, an investment entity incorporated in California, has filed a Section 3(c)(7) registration with the US Securities and Exchange Commission, according to official documents. This filing targets qualified purchasers and is classified as Type D/A, indicating an amendment under the Investment Company Act of 1940.

Overview of the SEC Filing

The filing, referenced under Act 33 of the Investment Company Act, includes specific identifiers such as File No. 021-44767 and Film No. 26732216, according to SEC EDGAR. Farallon Capital’s Employer Identification Number is listed as 943106322, with a fiscal year end of December 31. Section 3(c)(7) allows certain private funds to limit participation to qualified purchasers, who must meet defined financial criteria.

Key Details from the Document

The filing specifies Farallon Capital’s California incorporation and outlines standard attributes for regulatory compliance. Details include the Type D/A designation, which pertains to amendments, and the Act 33 reference for exemptions under the Investment Company Act. These elements provide basic information on the entity’s structure and SEC tracking requirements, as noted in the document from SEC EDGAR.

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